Home/Filings/4/0001018332-11-000025
4//SEC Filing

Fordyce Doni 4

Accession 0001018332-11-000025

CIK 0001018332other

Filed

Jul 26, 8:00 PM ET

Accepted

Jul 27, 10:56 AM ET

Size

15.4 KB

Accession

0001018332-11-000025

Insider Transaction Report

Form 4
Period: 2011-07-25
Fordyce Doni
EVP, Corporate Communications10% Owner
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.001 per share

    2011-07-25$12.00/sh7,619,047$91,428,5640 total(indirect: By Partnership)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2011-07-25$4.67/sh20,000$93,4000 total
    Exercise: $7.33Exp: 2019-02-10Common Stock, par value $0.001 per share (20,000 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2011-07-25$4.77/sh100,000$477,0000 total
    Exercise: $7.23Exp: 2019-09-08Common Stock, par value $0.001 per share (100,000 underlying)
  • Disposition to Issuer

    Common Stock, par value $0.001 per share

    2011-07-25$12.00/sh132,792$1,593,5040 total
  • Disposition to Issuer

    Common Stock, par value $0.001 per share

    2011-07-25$12.00/sh3,160$37,9200 total(indirect: By 401(k))
Footnotes (4)
  • [F1]On July 25, 2011, L-1 Identity Solutions, Inc., a Delaware corporation (the "Issuer"), was acquired (the "Merger") pursuant to that certain Agreement and Plan of Merger, dated as of September 19, 2010 (the "Merger Agreement"), by and among the Issuer, Safran SA, a french societe anonyme ("Parent"), and Laser Aquisition Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"). In connection with the Merger, all shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), held by the Reporting Person at the effective time of the Merger (the "Effective Time") were exchanged for merger consideration consisting of $12.00 in cash per share of Common Stock, subject to applicable withholding amounts, as described in the Merger Agreement.
  • [F2]Represents shares of Common Stock held in the Reporting Person's 401(k) Plan that were exchanged for merger consideration in the Merger.
  • [F3]These options to purchase 20,000 shares of Common Stock, which were scheduled to vest in four equal annual installments beginning on the first anniversary of the date of grant (which was February 9, 2010), became fully vested and exercisable as of immediately prior to the Effective Time. As of the Effective Time, each option was cancelled in the Merger in exchange for a cash payment of $4.67 ($93,400 in the aggregate), representing the difference between the exercise price of the options ($7.33 per share) and the merger consideration ($12.00 per share), subject to applicable tax withholding amounts. Any other stock options held by the Reporting Person were cancelled as of the Effective Time for no value.
  • [F4]These options to purchase 100,000 shares of Common Stock, which were scheduled to vest in four equal annual installments beginning on the first anniversary of the date of grant (which was September 8, 2010), became fully vested and exercisable as of immediately prior to the Effective Time. As of the Effective Time, each option was cancelled in the Merger in exchange for a cash payment of $4.77 ($477,000 in the aggregate), representing the difference between the exercise price of the options ($7.23 per share) and the merger consideration ($12.00 per share), subject to applicable tax withholding amounts. Any other stock options held by the Reporting Person were cancelled as of the Effective Time for no value.

Issuer

L-1 IDENTITY SOLUTIONS, INC.

CIK 0001018332

Entity typeother

Related Parties

1
  • filerCIK 0001347871

Filing Metadata

Form type
4
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 10:56 AM ET
Size
15.4 KB