Home/Filings/4/0001018952-04-000014
4//SEC Filing

JAHARIS MICHAEL 4

Accession 0001018952-04-000014

CIK 0001018952other

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 5:38 PM ET

Size

21.5 KB

Accession

0001018952-04-000014

Insider Transaction Report

Form 4
Period: 2004-10-12
JAHARIS MICHAEL
Director10% Owner
Transactions
  • Gift

    Common Stock, $.001 Par Value

    2004-03-0567,7541 total(indirect: By Spouse)
  • Gift

    Common Stock, $.001 Par Value

    2004-02-123,841,6490 total(indirect: By Wilson Point Holdings, LP)
  • Gift

    Common Stock, $.001 Par Value

    2004-08-19+10,72310,724 total(indirect: By Spouse)
  • Conversion

    Common Stock, $.001 Par Value

    2004-10-13$5.00/sh+2,000,000$10,000,0007,111,651 total
  • Conversion

    Common Stock Warrant (Right to Buy)

    2004-10-132,000,0004,000,000 total
    Exercise: $5.00Exp: 2006-06-30Common Stock, $.001 Par Value (2,000,000 underlying)
  • Gift

    Common Stock, $.001 Par Value

    2004-08-20+146,765157,489 total(indirect: By Spouse)
  • Gift

    Common Stock, $.001 Par Value

    2004-09-08+25,467182,956 total(indirect: By Spouse)
  • Gift

    Common Stock, $.001 Par Value

    2004-09-08+13,427196,383 total(indirect: By Spouse)
  • Gift

    Common Stock, $.001 Par Value

    2004-02-18+23,52867,755 total(indirect: By Spouse)
Holdings
  • Common Stock, $.001 Par Value

    (indirect: See footnote 4.)
    7,610,000
  • Common Stock, $.001 Par Value

    (indirect: See footnote 5.)
    960,069
Footnotes (6)
  • [F1]Includes one share held jointly with Michael Jaharis' spouse.
  • [F2]These shares are owned directly by Wilson Point Holdings, LP ("Wilson Point"). Mary Jaharis, the reporting person's spouse, was the sole manager of Cubs Management, LLC ("Cubs Management"), a Delaware limited liability company that is the sole general partner of Wilson Point, and had sole voting and dispositive power with respect to these shares. On February 10, 2004, Mary Jaharis resigned from being the sole manager of Cubs Management and on February 12, 2004, she gifted her membership interest in Cubs Management to Steven Jaharis and Kathryn Jaharis.
  • [F3]Gifts to and from various GRATs.
  • [F4]Michael Jaharis is the indirect controlling shareholder of the corporation that owns such securities.
  • [F5]Michael Jaharis is the controlling shareholder of the corporation that owns such securities.
  • [F6]The common stock warrants are immediately exercisable.

Issuer

KOS PHARMACEUTICALS INC

CIK 0001018952

Entity typeother

Related Parties

1
  • filerCIK 0001248149

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 5:38 PM ET
Size
21.5 KB