JAHARIS MARY 4

4 · KOS PHARMACEUTICALS INC · Filed Oct 15, 2004

Form 4

Period: 2004-10-13

10% Owner

Transactions

Gift
Common Stock, $.001 Par Value
2004-09-08+25,467→ 182,956 total
Conversion
Common Stock, $.001 Par Value
2004-10-13$5.00/sh+2,000,000$10,000,000→ 7,111,651 total(indirect: By Spouse)
Gift
Common Stock, $.001 Par Value
2004-03-05−67,754→ 1 total
Gift
Common Stock, $.001 Par Value
2004-02-12−3,841,649→ 0 total(indirect: By Wilson Point Holdings, LP)
Gift
Common Stock, $.001 Par Value
2004-08-20+146,765→ 157,489 total
Conversion
Common Stock Warrants (Right to Buy)
2004-10-13−2,000,000→ 4,000,000 total(indirect: By Spouse)
Exercise: $5.00Exp: 2006-06-30→ Common Stock, $.001 Par Value (2,000,000 underlying)
Gift
Common Stock, $.001 Par Value
2004-09-08+13,427→ 196,383 total
Gift
Common Stock, $.001 Par Value
2004-02-18+23,528→ 67,755 total
Gift
Common Stock, $.001 Par Value
2004-08-19+10,723→ 10,724 total

Holdings

Footnotes (6)

[F1]Includes one share held jointly with Mary Jaharis' spouse.
[F2]These shares are owned directly by Wilson Point Holdings, LP ("Wilson Point"). Mary Jaharis was the sole manager of Cubs Management, LLC ("Cubs Management"), a Delaware limited liability company that is the sole general partner of Wilson Point, and had sole voting and dispositive power with respect to these shares. On February 10, 2004, Mary Jaharis resigned from being the sole manager of Cubs Management and on February 12, 2004, she gifted her membership interest in Cubs Management to Steven Jaharis and Kathryn Jaharis.
[F3]Gifts to and from various GRATs.
[F4]Michael Jaharis, the reporting person's spouse, is the indirect controlling shareholder of the corporation that owns such securities.
[F5]Michael Jaharis, the reporting person's spouse, is the controlling shareholder of the corporation that owns such securities.
[F6]The common stock warrants are immediately exercisable.

Documents

1 file