UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment |_|; Amendment Number: N/A This Amendment (Check only one.): |_| is a restatement |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gruntal & Co., L.L.C. Address: One Liberty Plaza New York, NY 10006-1487 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David R. Rappaport Title: Senior Vice President Phone: (212) 820-8720 Signature, Place, and Date of Signing: /s/ David R. Rappaport New York, NY 2000 -------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Name: 13F File Number ----- --------------- 1. Gruntal & Co., L.L.C. 28-2572 2. The Home Insurance Company 28-362 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 1179 Form 13F Information Table Value Total: 25859609 List of Other Included Managers: No. 13F File Number Name 01 28-2572 Gruntal & Co., L.L.C. 02 28-362 Home Insurance Company 2

FORM 13F INFORMATION TABLE VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER ~~VOTING~~ AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 3COM CORP COM 885535104 ~~518~~297,~~625~~111 915,~~000~~485 SH DEFINED 01 02 915,~~000~~485 3COM CORP COM 885535104 ~~729~~2,~~533~~169,091 12113,~~660~~050 SH DEFINED 01 02 12112,~~660~~650 3COM CORP COM 885535104 411,369 21,440 SH DEFINED 01 02 21,440 3COM CORP COM 885535104 23,024 1,200 SH DEFINED 01 02 1,200 3COM CORP COM 885535104 269 14 SH DEFINED 01 02 14 A D C TELECOMMUNICATIONS COM 000886101 ~~724~~462,~~261~~794 817,~~635~~210 SH DEFINED 01 02 817,~~635~~210 A D C TELECOMMUNICATIONS COM 000886101 1110,~~743~~487 ~~140~~390 SH DEFINED 01 02 ~~140~~390 A D C TELECOMMUNICATIONS COM 000886101 2949,~~131,683~~387 2535,~~415~~305 SH DEFINED 01 02 2535,~~415~~305 ABBOTT LABS COM 002824100 53134,~~474~~600 12,~~200~~830 SH DEFINED 01 02 12,~~200~~830 ABBOTT LABS COM 002824100 ~~854~~1,~~922~~120,085 1923,~~185~~550 SH DEFINED 01 02 1923,~~185~~550 ABITIBI-CONSOLIDATED INC COM 003924107 114,~~206~~966 12,~~182~~263 SH DEFINED 01 02 12,~~182~~263 ACE LTD ORD G0070K103 3753,~~940~~184 1,355 SH DEFINED 01 02 1,355 ACE LTD ORD G0070K103 ~~186~~256,~~788~~734 6,~~671~~541 SH DEFINED 01 02 6,~~671~~541 ~~ACE~~ADAPTEC ~~LTD~~INC ~~ORD~~SB ~~G0070K103~~NT 60CV 4.75%04 00651FAC2 13,~~200~~921,875 2165,~~150~~000 SHPRN DEFINED 01 02 2165,~~150~~000 ADOBE SYS INC COM 00724F101 ~~772~~949,~~200~~975 56,~~940~~119 SH DEFINED 01 02 56,~~940~~119 ADOBE SYS INC COM 00724F101 3,~~068~~534,~~000~~266 2322,~~600~~765 SH DEFINED 01 02 2322,~~600~~765 ADOBE SYS INC COM 00724F101 13(2,~~000~~639) ~~100~~ (17)SH DEFINED 01 02 ~~100~~(17) ADVANCED FIBRE COMMUNICATIONS COM 00754A105 ~~321~~30,~~489~~300 ~~7,095~~800 SH DEFINED 01 02 ~~7,095~~800 ADVANCED ~~MACH~~FIBRE ~~VISION~~COMMUNICATIONS ~~CORP~~COM CL00754A105 A238,612 ~~00753B104~~6,300 ~~872~~SH DEFINED 01 02 6,~~563~~300 ~~507~~ADVANCED FIBRE COMMUNICATIONS COM 00754A105 3,~~599~~787 100 SH DEFINED 01 02 ~~507,599~~100 AEGON N V ORD AMER REG 007924103 8285,~~151~~610 2,306 SH DEFINED 01 02 2,306 AEGON N V ORD AMER REG 007924103 ~~219~~232,~~094~~031 6,~~150~~250 SH DEFINED 01 02 6,~~150~~250 AES CORP COM 00130H105 ~~173~~218,~~010~~652 3,~~792~~192 SH DEFINED 01 02 3,~~792~~192 AES CORP COM 00130H105 ~~319~~429,~~375~~152 76,~~000~~265 SH DEFINED 01 02 76,~~000~~265 AES CORP COM 00130H105 1813,~~250~~700 ~~400~~200 SH DEFINED 01 02 ~~400~~200 AFLAC INC COM 001055102 ~~173~~228,~~872~~061 3,~~785~~560 SH DEFINED 01 02 3,~~785~~560 AFLAC INC COM 001055102 96126,~~881~~138 21,~~109~~969 SH DEFINED 01 02 21,~~109~~969 AGILENT TECHNOLOGIES INC COM 00846U101 ~~618~~163,~~099~~156 83,~~381~~334 SH DEFINED 01 02 83,~~381~~334 AGILENT TECHNOLOGIES INC COM 00846U101 21,~~127~~493,~~761~~949 2830,~~851~~528 SH DEFINED 01 02 2830,~~851~~528 AGILENT TECHNOLOGIES INC COM 00846U101 4429,~~988~~852 610 SH DEFINED 01 02 610 AGILENT TECHNOLOGIES INC COM 00846U101 (1,174) (24)SH DEFINED 01 02 (24) AIR PRODS & CHEMS INC COM 009158106 3136,~~582~~900 1,025 SH DEFINED 01 02 1,025 AIR PRODS & CHEMS INC COM 009158106 ~~112~~125,~~772~~640 3,~~660~~490 SH DEFINED 01 02 3,~~660~~490 AIR PRODS & CHEMS INC COM 009158106 12,~~877~~172,~~991~~600 60,~~950~~350 SH DEFINED 01 02 60,~~950~~350 AIRBORNE FGHT CORP COM 009266107 5724,~~000~~041 32,~~010~~360 SH DEFINED 01 02 32,~~010~~360 AIRBORNE FGHT CORP COM 009266107 ~~225~~118,~~350~~679 11,~~900~~650 SH DEFINED 01 02 11,~~900~~650 AIRBORNE FGHT CORP COM 009266107 1748,~~462~~622 73,~~315~~488 77SH DEFINED 01 02 73,~~220~~488 ALBANY MOLECULAR RESH INC COM 012423109 228,119 4,060 SH DEFINED 01 02 774,~~220~~060 ALBERTA ENERGY LTD COM 012873105 ~~202~~209,~~500~~873 5,~~000~~042 SH DEFINED 01 02 5,~~000~~042 ALCOA INC COM 013817101 6153,~~973~~839 2,~~137~~127 SH DEFINED 01 02 2,~~137~~127 ALCOA INC COM 013817101 ~~365~~299,~~400~~846 1211,~~600~~846 SH DEFINED 01 02 1211,~~600~~846 ALLEGHENY ENERGY INC COM 017361106 ~~109~~152,~~500~~748 4,000 SH DEFINED 01 02 4,000 ALLEGHENY ENERGY INC COM 017361106 ~~640~~767,~~575~~559 2320,~~400~~100 SH DEFINED 01 02 2320,~~400~~100 ALLEGHENY ENERGY INC COM 017361106 811,~~213~~456 300 SH DEFINED 01 02 300 ALLIANCE WORLD DLR GV FD II COM 01879R106 8,609 950 SH DEFINED 01 02 950 ALLIANCE WORLD DLR GV FD II COM 01879R106 3,625 400 SH DEFINED 01 02 400 ALLIANCE WORLD DLR GV FD II COM 01879R106 86,941 9,594 SH DEFINED 01 02 9,594 ALLIED RISER COMMUNICATIONS CP COM 019496108 79,500 12,000 SH DEFINED 01 02 12,000 ALLSTATE CORP COM 020002101 ~~105~~122,~~354~~841 43,~~735~~535 SH DEFINED 01 02 43,~~735~~535 ALLSTATE CORP COM 020002101 ~~156~~203,~~685~~009 75,~~042~~842 SH DEFINED 01 02 75,~~042~~842 ALLSTATE CORP COM 020002101 3857,~~938~~337 1,~~750~~650 SH DEFINED 01 02 1,~~750~~650 ALLTEL CORP COM 020039103 9071,~~800~~809 1,~~466~~376 SH DEFINED 01 02 1,~~466~~376 ALLTEL CORP COM 020039103 ~~311~~316,~~729~~305 56,~~033~~061 SH DEFINED 01 02 56,~~033~~061 ALLTEL CORP COM 020039103 4031,~~259~~312 ~~650~~600 SH DEFINED 01 02 ~~650~~600 ALTEON WEBSYSTEMS INC COM 02145A109 ~~270~~292,~~167~~656 2,700 SH DEFINED 01 02 2,700 ~~ALTERA~~ALZA CORP DEL COM ~~021441100~~022615108 ~~397~~545,~~045~~988 36,~~895~~312 SH DEFINED 01 02 36,~~895~~312 ALZA CORP DEL COM 022615108 ~~381~~345,~~475~~135 63,~~452~~990 SH DEFINED 01 02 63,~~452~~990 ALZA CORP DEL COM 022615108 ~~105~~8,~~834~~650 ~~1,790~~100 SH DEFINED 01 02 ~~1,790~~100 AMERICA ONLINE INC DEL COM 02364J104 1,~~394~~559,~~414~~502 2629,~~466~~014 SH DEFINED 01 02 2629,~~466~~014 AMERICA ONLINE INC DEL COM 02364J104 1625,~~596~~531 ~~315~~475 SH DEFINED 01 02 ~~315~~475 AMERICA ONLINE INC DEL COM 02364J104 8156,~~876~~652 1,~~554~~054 SH DEFINED 01 02 1,~~554~~054 AMERICA ONLINE INC DEL COM 02364J104 1,~~088~~242,~~777~~968 2023,~~665~~125 SH DEFINED 01 02 2023,~~665~~125 AMERICA ONLINE INC DEL COM 02364J104 57236,~~429~~769 4,405 SH DEFINED 01 02 4,405 AMERICA ONLINE INC DEL COM 02364J104 (1,~~090~~344) (25)SH DEFINED 01 02 (25) AMERICAN EXPRESS CO COM 025816109 1,~~090~~117,739 18,399 SH DEFINED 01 02 18,399 AMERICAN EXPRESS CO COM 025816109 1,~~006~~500,~~169~~525 1924,~~303~~700 SH DEFINED 01 02 1924,~~303~~700 AMERICAN EXPRESS CO COM 025816109 180,731 2,975 SH DEFINED 01 02 2,975 AMERICAN GENERAL CORP COM 026351106 302,562 3,879 SH DEFINED 01 02 3,879 AMERICAN GENERAL CORP COM 026351106 49,920 640 SH DEFINED 01 02 640 AMERICAN HOME PRODS CORP COM 026609107 638,811 11,294 SH DEFINED 01 02 11,294 AMERICAN HOME PRODS CORP COM 026609107 508,153 8,984 SH DEFINED 01 02 8,984 AMERICAN HOME PRODS CORP COM 026609107 3,222,733 56,977 SH DEFINED 01 02 56,977 AMERICAN INTL GROUP INC COM 026874107 3,396,027 35,491 SH DEFINED 01 02 35,491 AMERICAN INTL GROUP INC COM 026874107 6,028 63 SH DEFINED 01 02 63 AMERICAN INTL GROUP INC COM 026874107 4,729,426 49,426 SH DEFINED 01 02 49,426 AMERICAN INTL GROUP INC COM 026874107 1,~~366~~148 12 SH DEFINED 01 02 12 AMGEN INC COM 031162100 241,~~718~~326 263,~~220~~456 SH DEFINED 01 02 263,~~220~~456 AMGEN INC COM 031162100 13,966 200 SH DEFINED 01 02 200 AMGEN INC COM 031162100 1,178,487 16,877 SH DEFINED 01 02 16,877 AMWAY JAPAN LTD SPONSORED ADR 03234J100 133,110 30,000 SH DEFINED 01 02 30,000 ANADARKO PETE CORP COM 032511107 17,147 258 SH DEFINED 01 02 258 ANADARKO PETE CORP COM 032511107 396,766 5,970 SH DEFINED 01 02 5,970 ANADARKO PETE CORP COM 032511107 27,182 409 SH DEFINED 01 02 409 ANADIGICS INC COM 032515108 45,578 2,060 SH DEFINED 01 02 2,060 ANADIGICS INC COM 032515108 126,112 5,700 SH DEFINED 01 02 5,700 ANADIGICS INC COM 032515108 29,316 1,325 SH DEFINED 01 02 1,325 ANDRX CORP DEL COM ANDRX GRP 034553107 210,094 2,250 SH DEFINED 01 02 2,250 ANDRX CORP DEL COM ANDRX GRP 034553107 910,593 9,752 SH DEFINED 01 02 9,752 ANDRX CORP DEL COM ANDRX GRP 034553107 4,669 50 SH DEFINED 01 02 50 ANHEUSER BUSCH COS INC COM 035229103 50,774 1,200 SH DEFINED 01 02 1,200 ANHEUSER BUSCH COS INC COM 035229103 266,989 6,310 SH DEFINED 01 02 6,310 APACHE CORP COM 037411105 1,712,260 28,960 SH DEFINED 01 02 28,960 APPLE COMPUTER INC COM 037833100 77,817 3,022 SH DEFINED 01 02 3,022 APPLE COMPUTER INC COM 037833100 2,575 100 SH DEFINED 01 02 100 APPLE COMPUTER INC COM 037833100 982,878 38,170 SH DEFINED 01 02 38,170 APPLIED INNOVATION INC COM 037916103 5,348 345 SH DEFINED 01 02 345 APPLIED INNOVATION INC COM 037916103 264,492 17,064 SH DEFINED 01 02 17,064 APPLIED MATLS INC COM 038222105 360,795 6,083 SH DEFINED 01 02 6,083 APPLIED MATLS INC COM 038222105 5,931 100 SH DEFINED 01 02 100 APPLIED MATLS INC COM 038222105 2,721,413 45,883 SH DEFINED 01 02 45,883 APPLIED MATLS INC COM 038222105 (8,482) (143)SH DEFINED 01 02 (143) APPLIED MICRO CIRCUITS CORP COM 03822W109 30,438 147 SH DEFINED 01 02 147 APPLIED MICRO CIRCUITS CORP COM 03822W109 1,442,187 6,965 SH DEFINED 01 02 6,965 APPLIED MICRO CIRCUITS CORP COM 03822W109 2,071 10 SH DEFINED 01 02 10 ARIBA INC COM 04033V104 (13,467) (94)SH DEFINED 01 02 (94) ARIBA INC COM 04033V104 13,610 95 SH DEFINED 01 02 95 ARIBA INC COM 04033V104 14,327 100 SH DEFINED 01 02 100 ARIBA INC COM 04033V104 274,354 1,915 SH DEFINED 01 02 1,915 ARTESYN TECHNOLOGIES INC COM 043127109 208,826 7,170 SH DEFINED 01 02 7,170 ASHANTI GOLDFIELDS LTD GLOB DEP RCPT 043743202 14,091 5,500 SH DEFINED 01 02 5,500

3 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- ASHANTI GOLDFIELDS LTD GLOB DEP RCPT 043743202 60,591 23,650 SH DEFINED 01 02 23,650 ASTORIA FINL CORP COM 046265104 40,170 1,040 SH DEFINED 01 02 1,040 ASTORIA FINL CORP COM 046265104 245,578 6,358 SH DEFINED 01 02 6,358 ASTORIA FINL CORP COM 046265104 7,725 200 SH DEFINED 01 02 200 ASYST TECHNOLOGY CORP COM 04648X107 133,650 6,600 SH DEFINED 01 02 6,600 ASYST TECHNOLOGY CORP COM 04648X107 166,050 8,200 SH DEFINED 01 02 8,200 AT HOME CORP COM SER A 045919107 94,638 6,700 SH DEFINED 01 02 6,700 AT HOME CORP COM SER A 045919107 1,413 100 SH DEFINED 01 02 100 AT HOME CORP COM SER A 045919107 236,311 16,730 SH DEFINED 01 02 16,730 AT HOME CORP COM SER A 045919107 138,566 9,810 SH DEFINED 01 02 9,810 AT HOME CORP COM SER A 045919107 19,775 1,400 SH DEFINED 01 02 1,400 AT&T CORP COM 001957109 899,438 31,200 SH DEFINED 01 02 31,200 AT&T CORP COM 001957109 14,688 500 SH DEFINED 01 02 500 AT&T CORP COM 001957109 172,490 5,872 SH DEFINED 01 02 5,872 AT&T CORP COM 001957109 1,523,241 51,855 SH DEFINED 01 02 51,855 AT&T CORP COM 001957109 2,495,142 84,941 SH DEFINED 01 02 84,941 AT&T CORP COM LIB GRP A 001957208 97,524 5,418 SH DEFINED 01 02 5,418 AT&T CORP COM LIB GRP A 001957208 8,064 448 SH DEFINED 01 02 448 AT&T CORP COM LIB GRP A 001957208 507,276 28,182 SH DEFINED 01 02 28,182 ATMEL CORP COM 049513104 57,711 3,800 SH DEFINED 01 02 3,800 ATMEL CORP COM 049513104 633,146 41,690 SH DEFINED 01 02 41,690 ATMEL CORP COM 049513104 36,449 2,400 SH DEFINED 01 02 2,400 AUTOMATIC DATA PROCESSING INC COM 053015103 19,394 290 SH DEFINED 01 02 290 AUTOMATIC DATA PROCESSING INC COM 053015103 13,375 200 SH DEFINED 01 02 200 AUTOMATIC DATA PROCESSING INC COM 053015103 612,709 9,162 SH DEFINED 01 02 9,162 AVATAR HLDGS INC SUB NT CONV 7%05 053494AD2 2,175,000 25,000 PRN DEFINED 01 02 25,000 AVERY DENNISON CORP COM 053611109 102,164 2,203 SH DEFINED 01 02 2,203 AVERY DENNISON CORP COM 053611109 1,482,841 31,975 SH DEFINED 01 02 31,975 BANK NEW YORK INC COM 064057102 25,172 449 SH DEFINED 01 02 449 BANK NEW YORK INC COM 064057102 391,313 6,980 SH DEFINED 01 02 6,980 BANK NEW YORK INC COM 064057102 33,637 600 SH DEFINED 01 02 600 BANK OF AMERICA CORPORATION COM 060505104 136,385 2,604 SH DEFINED 01 02 2,604 BANK OF AMERICA CORPORATION COM 060505104 11,837 226 SH DEFINED 01 02 226 BANK OF AMERICA CORPORATION COM 060505104 600,060 11,457 SH DEFINED 01 02 11,457 BANK OF AMERICA CORPORATION COM 060505104 84,743 1,618 SH DEFINED 01 02 1,618 BANK ONE CORP COM 06423A103 180,765 4,680 SH DEFINED 01 02 4,680 BANK ONE CORP COM 06423A103 7,725 200 SH DEFINED 01 02 200 BANK ONE CORP COM 06423A103 161,066 4,170 SH DEFINED 01 02 4,170 BANK ONE CORP COM 06423A103 31,827 824 SH DEFINED 01 02 824 BARR LABS INC COM 068306109 10,434,988 157,362 SH DEFINED 01 02 156,837 BAXTER INTL INC COM 071813109 96,173 1,205 SH DEFINED 01 02 1,205 BAXTER INTL INC COM 071813109 7,981 100 SH DEFINED 01 02 100 BAXTER INTL INC COM 071813109 139,272 1,745 SH DEFINED 01 02 1,745 BB&T CORP COM 054937107 22,082 733 SH DEFINED 01 02 733 BB&T CORP COM 054937107 257,569 8,550 SH DEFINED 01 02 8,550 BB&T CORP COM 054937107 70,191 2,330 SH DEFINED 01 02 2,330 BCE INC COM 05534B109 51,425 2,200 SH DEFINED 01 02 2,200 BCE INC COM 05534B109 15,194 650 SH DEFINED 01 02 650 BCE INC COM 05534B109 209,206 8,950 SH DEFINED 01 02 8,950 BEA SYS INC COM 073325102 44,622 573 SH DEFINED 01 02 573 BEA SYS INC COM 073325102 871,421 11,190 SH DEFINED 01 02 11,190 BEAR STEARNS COS INC COM 073902108 6,615 105 SH DEFINED 01 02 105 BEAR STEARNS COS INC COM 073902108 1,455,489 23,103 SH DEFINED 01 02 23,103 BECTON DICKINSON & CO COM 075887109 157,961 5,975 SH DEFINED 01 02 5,975 BECTON DICKINSON & CO COM 075887109 798,397 30,200 SH DEFINED 01 02 30,200 BED BATH & BEYOND INC COM 075896100 147,614 6,052 SH DEFINED 01 02 6,052 BED BATH & BEYOND INC COM 075896100 316,595 12,980 SH DEFINED 01 02 12,980 BELLSOUTH CORP COM 079860102 815,183 20,253 SH DEFINED 01 02 20,253 BELLSOUTH CORP COM 079860102 67,298 1,672 SH DEFINED 01 02 1,672 BELLSOUTH CORP COM 079860102 713,270 17,721 SH DEFINED 01 02 17,721 BELLSOUTH CORP COM 079860102 126,788 3,150 SH DEFINED 01 02 3,150 BELLSOUTH CORP COM 079860102 0 0 SH DEFINED 01 02 0 BENTON OIL & GAS CO COM 083288100 26,250 10,000 SH DEFINED 01 02 10,000 BERKSHIRE HATHAWAY INC DEL CL B 084670207 202,860 98 SH DEFINED 01 02 98 BERKSHIRE HATHAWAY INC DEL CL B 084670207 43,470 21 SH DEFINED 01 02 21 BESTFOODS COM 08658U101 277,541 3,815 SH DEFINED 01 02 3,815 BESTFOODS COM 08658U101 1,945,335 26,740 SH DEFINED 01 02 26,740 BIOGEN INC COM 090597105 163,724 2,684 SH DEFINED 01 02 2,684 BIOGEN INC COM 090597105 73,200 1,200 SH DEFINED 01 02 1,200 BIOGEN INC COM 090597105 51,850 850 SH DEFINED 01 02 850 BIOSITE DIAGNOSTICS INC COM 090945106 247,225 6,200 SH DEFINED 01 02 6,200 BJS WHOLESALE CLUB INC COM 05548J106 382,166 11,199 SH DEFINED 01 02 11,199 BLOCK H & R INC COM 093671105 129,717 3,500 SH DEFINED 01 02 3,500 BLOCK H & R INC COM 093671105 305,762 8,250 SH DEFINED 01 02 8,250 BOEING CO COM 097023105 505,890 8,030 SH DEFINED 01 02 8,030 BOEING CO COM 097023105 69,300 1,100 SH DEFINED 01 02 1,100 BOEING CO COM 097023105 685,755 10,885 SH DEFINED 01 02 10,885 BOEING CO COM 097023105 18,900 300 SH DEFINED 01 02 300 BP AMOCO P L C SPONSORED ADR 055622104 447,108 8,436 SH DEFINED 01 02 8,436 BP AMOCO P L C SPONSORED ADR 055622104 13,038 246 SH DEFINED 01 02 246 BP AMOCO P L C SPONSORED ADR 055622104 648,773 12,241 SH DEFINED 01 02 12,241 BP AMOCO P L C SPONSORED ADR 055622104 48,972 924 SH DEFINED 01 02 924 BRISTOL MYERS SQUIBB CO COM 110122108 2,039,762 35,707 SH DEFINED 01 02 35,707 BRISTOL MYERS SQUIBB CO COM 110122108 51,413 900 SH DEFINED 01 02 900 BRISTOL MYERS SQUIBB CO COM 110122108 4,093,406 71,657 SH DEFINED 01 02 71,657 BRISTOL MYERS SQUIBB CO COM 110122108 17,138 300 SH DEFINED 01 02 300 BROADCOM CORP CL A 111320107 462,638 1,898 SH DEFINED 01 02 1,898 BROADCOM CORP CL A 111320107 13,406 55 SH DEFINED 01 02 55 BROADCOM CORP CL A 111320107 586,219 2,405 SH DEFINED 01 02 2,405 BROADVISION INC COM 111412102 327,817 12,762 SH DEFINED 01 02 12,762 BROADVISION INC COM 111412102 186,873 7,275 SH DEFINED 01 02 7,275 BROADVISION INC COM 111412102 367,632 14,312 SH DEFINED 01 02 14,312 BROADVISION INC COM 111412102 642 25 SH DEFINED 01 02 25 BROCADE COMMUNICATIONS SYS INC COM 111621108 1,971,780 8,355 SH DEFINED 01 02 8,355 BROWN FORMAN CORP CL B 115637209 424,258 7,749 SH DEFINED 01 02 7,749 BROWN FORMAN CORP CL B 115637209 27,375 500 SH DEFINED 01 02 500 BUFFETS INC COM 119882108 143,000 10,400 SH DEFINED 01 02 10,400 BURLINGTON RES INC COM 122014103 176,329 4,790 SH DEFINED 01 02 4,790 BURLINGTON RES INC COM 122014103 157,555 4,280 SH DEFINED 01 02 4,280 BURLINGTON RES INC COM 122014103 1,093,390 29,702 SH DEFINED 01 02 29,702 CABLETRON SYS INC COM 126920107 88,125 3,000 SH DEFINED 01 02 3,000 CABLETRON SYS INC COM 126920107 150,547 5,125 SH DEFINED 01 02 5,125 CABLETRON SYS INC COM 126920107 2,938 100 SH DEFINED 01 02 100 CACHEFLOW INC COM 126946102 457,600 3,200 SH DEFINED 01 02 3,200 CALGON CARBON CORP COM 129603106 38,147 5,600 SH DEFINED 01 02 5,600 CALGON CARBON CORP COM 129603106 76,294 11,200 SH DEFINED 01 02 11,200 CALPINE CORP COM 131347106 20,875 200 SH DEFINED 01 02 200 CALPINE CORP COM 131347106 1,344,350 12,880 SH DEFINED 01 02 12,880 CAPSTEAD MTG CORP COM NEW 14067E407 87,516 9,724 SH DEFINED 01 02 9,724 CAPSTEAD MTG CORP COM NEW 14067E407 4,500 500 SH DEFINED 01 02 500 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 181,613 16,700 SH DEFINED 01 02 16,700 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 41,956 3,858 SH DEFINED 01 02 3,858 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 15,225 1,400 SH DEFINED 01 02 1,400 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 16,313 1,500 SH DEFINED 01 02 1,500 CARDINAL HEALTH INC COM 14149Y108 52,912 600 SH DEFINED 01 02 600 CARDINAL HEALTH INC COM 14149Y108 2,776,920 31,489 SH DEFINED 01 02 31,489

4 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- CATALYST SEMICONDUCTOR INC COM 148881105 118,906 12,600 SH DEFINED 01 02 12,600 CENDANT CORP COM 151313103 149,096 13,710 SH DEFINED 01 02 13,710 CENDANT CORP COM 151313103 5,438 500 SH DEFINED 01 02 500 CENDANT CORP COM 151313103 5,111 470 SH DEFINED 01 02 470 CENDANT CORP COM 151313103 1,088 100 SH DEFINED 01 02 100 CENTER TR INC SD CV 7.5%01 151845AA2 1,657,500 17,000 PRN DEFINED 01 02 17,000 CENTRA SOFTWARE INC COM 15234X103 8,645 1,330 SH DEFINED 01 02 1,330 CENTRA SOFTWARE INC COM 15234X103 63,700 9,800 SH DEFINED 01 02 9,800 CENTRAL GARDEN & PET CO COM 153527106 3,370,994 485,944 SH DEFINED 01 02 485,944 CENTRAL GARDEN & PET CO COM 153527106 53,762 7,750 SH DEFINED 01 02 7,750 CENTURYTEL INC COM 156700106 198,925 7,300 SH DEFINED 01 02 7,300 CENTURYTEL INC COM 156700106 24,934 915 SH DEFINED 01 02 915 CHARTER COMMUNICATIONS INC DEL CL A 16117M107 174,453 10,725 SH DEFINED 01 02 10,725 CHARTER COMMUNICATIONS INC DEL CL A 16117M107 32,532 2,000 SH DEFINED 01 02 2,000 CHARTER COMMUNICATIONS INC DEL CL A 16117M107 3,253 200 SH DEFINED 01 02 200 CHARTER COMMUNICATIONS INC DEL CL A 16117M107 13,501 830 SH DEFINED 01 02 830 CHARTER COMMUNICATIONS INC DEL CL A 16117M107 4,880 300 SH DEFINED 01 02 300 CHASE MANHATTAN CORP NEW COM 16161A108 272,041 5,890 SH DEFINED 01 02 5,890 CHASE MANHATTAN CORP NEW COM 16161A108 32,331 700 SH DEFINED 01 02 700 CHASE MANHATTAN CORP NEW COM 16161A108 718,115 15,548 SH DEFINED 01 02 15,548 CHASE MANHATTAN CORP NEW COM 16161A108 2,477,332 53,637 SH DEFINED 01 02 53,637 CHECK POINT SOFTWARE TECH LTD ORD M22465104 315,000 2,000 SH DEFINED 01 02 2,000 CHECK POINT SOFTWARE TECH LTD ORD M22465104 12,600 80 SH DEFINED 01 02 80 CHECK POINT SOFTWARE TECH LTD ORD M22465104 711,113 4,515 SH DEFINED 01 02 4,515 CHECKPOINT SYS INC SB DB CV 5.25%05 162825AB9 4,608,000 72,000 PRN DEFINED 01 02 72,000 CHESAPEAKE ENERGY CORP COM 165167107 35,935 5,000 SH DEFINED 01 02 5,000 CHESAPEAKE ENERGY CORP COM 165167107 13,501,466 1,878,595 SH DEFINED 01 02 1,873,695 CHEVRON CORPORATION COM 166751107 55,413 650 SH DEFINED 01 02 650 CHEVRON CORPORATION COM 166751107 8,866 104 SH DEFINED 01 02 104 CHEVRON CORPORATION COM 166751107 1,698,606 19,925 SH DEFINED 01 02 19,925 CHIRON CORP COM 170040109 46,800 1,040 SH DEFINED 01 02 1,040 CHIRON CORP COM 170040109 240,975 5,355 SH DEFINED 01 02 5,355 CHUBB CORP COM 171232101 108,085 1,366 SH DEFINED 01 02 1,366 CHUBB CORP COM 171232101 1,112,893 14,065 SH DEFINED 01 02 14,065 CINTAS CORP COM 172908105 303,627 6,970 SH DEFINED 01 02 6,970 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 1,840 80 SH DEFINED 01 02 80 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 584,200 25,400 SH DEFINED 01 02 25,400 CISCO SYS INC COM 17275R102 2,617,248 47,371 SH DEFINED 01 02 47,371 CISCO SYS INC COM 17275R102 122,103 2,210 SH DEFINED 01 02 2,210 CISCO SYS INC COM 17275R102 85,527 1,548 SH DEFINED 01 02 1,548 CISCO SYS INC COM 17275R102 8,198,327 148,386 SH DEFINED 01 02 148,386 CISCO SYS INC COM 17275R102 223,763 4,050 SH DEFINED 01 02 4,050 CISCO SYS INC COM 17275R102 (25,802) (467)SH DEFINED 01 02 (467) CIT GROUP INC CL A 25577106 4,367,860 249,592 SH DEFINED 01 02 248,792 CIT GROUP INC CL A 125577106 121,433 6,939 SH DEFINED 01 02 6,939 CIT GROUP INC CL A 125577106 12,425 710 SH DEFINED 01 02 710 CITIGROUP INC COM 172967101 1,897,955 35,107 SH DEFINED 01 02 35,107 CITIGROUP INC COM 172967101 440,930 8,156 SH DEFINED 01 02 8,156 CITIGROUP INC COM 172967101 7,554,840 139,744 SH DEFINED 01 02 139,744 CITIGROUP INC COM 172967101 7,190 133 SH DEFINED 01 02 133 CITIZENS COMMUNICATIONS CO COM 17453B101 38,040 2,831 SH DEFINED 01 02 2,831 CITIZENS COMMUNICATIONS CO COM 17453B101 5,705,485 424,610 SH DEFINED 01 02 422,705 CITIZENS COMMUNICATIONS CO COM 17453B101 120,933 9,000 SH DEFINED 01 02 9,000 CLEAR CHANNEL COMMUNICATIONS COM 184502102 60,907 1,078 SH DEFINED 01 02 1,078 CLEAR CHANNEL COMMUNICATIONS COM 184502102 5,650 100 SH DEFINED 01 02 100 CLEAR CHANNEL COMMUNICATIONS COM 184502102 411,942 7,291 SH DEFINED 01 02 7,291 COASTAL CORP COM 190441105 65,971 890 SH DEFINED 01 02 890 COASTAL CORP COM 190441105 372,849 5,030 SH DEFINED 01 02 5,030 COCA COLA CO COM 191216100 451,970 8,199 SH DEFINED 01 02 8,199 COCA COLA CO COM 191216100 618,447 11,219 SH DEFINED 01 02 11,219 COCA COLA CO COM 191216100 382,568 6,940 SH DEFINED 01 02 6,940 COEUR D ALENE MINES CORP IDAHO SD CONV 6.375%04 192108AE8 7,400,000 200,000 PRN DEFINED 01 02 200,000 COHERENT INC COM 192479103 13,600 200 SH DEFINED 01 02 200 COHERENT INC COM 192479103 424,320 6,240 SH DEFINED 01 02 6,240 COLE NATIONAL CORP NEW CL A 193290103 104,000 16,000 SH DEFINED 01 02 16,000 COLGATE PALMOLIVE CO COM 194162103 144,290 3,057 SH DEFINED 01 02 3,057 COLGATE PALMOLIVE CO COM 194162103 866,262 18,353 SH DEFINED 01 02 18,353 COLUMBIA ENERGY GROUP COM 197648108 34,790 490 SH DEFINED 01 02 490 COLUMBIA ENERGY GROUP COM 197648108 14,200 200 SH DEFINED 01 02 200 COLUMBIA ENERGY GROUP COM 197648108 95,850 1,350 SH DEFINED 01 02 1,350 COLUMBIA ENERGY GROUP COM 197648108 776,740 10,940 SH DEFINED 01 02 10,940 COLUMBIA ENERGY GROUP COM 197648108 213,000 3,000 SH DEFINED 01 02 3,000 COMCAST CORP CL A SPL 200300200 214,919 5,250 SH DEFINED 01 02 5,250 COMCAST CORP CL A SPL 200300200 276,898 6,764 SH DEFINED 01 02 6,764 COMMERCIAL NET LEASE RLTY INC COM 202218103 188,555 18,174 SH DEFINED 01 02 18,174 COMMERCIAL NET LEASE RLTY INC COM 202218103 851 82 SH DEFINED 01 02 82 COMPAQ COMPUTER CORP COM 204493100 177,064 6,420 SH DEFINED 01 02 6,420 COMPAQ COMPUTER CORP COM 204493100 16,548 600 SH DEFINED 01 02 600 COMPAQ COMPUTER CORP COM 204493100 1,327,039 48,116 SH DEFINED 01 02 48,116 COMPAQ COMPUTER CORP COM 204493100 61,366 2,225 SH DEFINED 01 02 2,225 COMPUTER ASSOC INTL INC COM 204912109 113,921 4,523 SH DEFINED 01 02 4,523 COMPUTER ASSOC INTL INC COM 204912109 332,418 13,198 SH DEFINED 01 02 13,198 COMPUTER ASSOC INTL INC COM 204912109 21,913 870 SH DEFINED 01 02 870 COMPUTER NETWORK TECHNOLOGY CP COM 204925101 213,125 6,200 SH DEFINED 01 02 6,200 COMPUTER SCIENCES CORP COM 205363104 665,800 8,967 SH DEFINED 01 02 8,967 COMPUTER SCIENCES CORP COM 205363104 1,849,568 24,910 SH DEFINED 01 02 24,910 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 644,328 5,966 SH DEFINED 01 02 5,966 CONEXANT SYSTEMS INC COM 207142100 79,144 1,890 SH DEFINED 01 02 1,890 CONEXANT SYSTEMS INC COM 207142100 104,185 2,488 SH DEFINED 01 02 2,488 CONEXANT SYSTEMS INC COM 207142100 27,219 650 SH DEFINED 01 02 650 CONOCO INC CL A 208251306 3,135 120 SH DEFINED 01 02 120 CONOCO INC CL A 208251306 174,646 6,685 SH DEFINED 01 02 6,685 CONOCO INC CL A 208251306 47,025 1,800 SH DEFINED 01 02 1,800 CONOCO INC CL B 208251405 116,179 4,313 SH DEFINED 01 02 4,313 CONOCO INC CL B 208251405 967,442 35,915 SH DEFINED 01 02 35,915 CONSORCIO G GRUPO DINA S A CV SUB DB CONV 8%04 210306AB2 4,884,000 407,000 PRN DEFINED 01 02 407,000 CONVERGYS CORP COM 212485106 228,779 5,885 SH DEFINED 01 02 5,885 CONVERGYS CORP COM 212485106 138,006 3,550 SH DEFINED 01 02 3,550 COOPER TIRE & RUBR CO COM 216831107 120,744 12,000 SH DEFINED 01 02 12,000 CORNERSTONE INTERNET SOLUTIONS COM 21923C103 406 1,000 SH DEFINED 01 02 1,000 CORNERSTONE INTERNET SOLUTIONS COM 21923C103 102,927 253,514 SH DEFINED 01 02 253,514 CORNING INC COM 219350105 835,758 2,814 SH DEFINED 01 02 2,814 CORNING INC COM 219350105 644,490 2,170 SH DEFINED 01 02 2,170 CORPORATE HIGH YIELD FD II INC COM 219915105 110,244 12,000 SH DEFINED 01 02 12,000 COSTCO WHSL CORP NEW COM 22160K105 429,061 12,281 SH DEFINED 01 02 12,281 COSTCO WHSL CORP NEW COM 22160K105 363,694 10,410 SH DEFINED 01 02 10,410 COVAD COMMUNICATIONS GROUP INC COM 222814204 165,850 12,400 SH DEFINED 01 02 12,400 COVAD COMMUNICATIONS GROUP INC COM 222814204 88,957 6,651 SH DEFINED 01 02 6,651 CREE INC COM 225447101 23,250 200 SH DEFINED 01 02 200 CREE INC COM 225447101 837,000 7,200 SH DEFINED 01 02 7,200 CRYSTAL SYS SOLUTIONS LTD ORD M26763108 33,248 4,000 SH DEFINED 01 02 4,000 CRYSTAL SYS SOLUTIONS LTD ORD M26763108 63,379 7,625 SH DEFINED 01 02 7,625 CVS CORP COM 126650100 28,250 610 SH DEFINED 01 02 610 CVS CORP COM 126650100 333,354 7,198 SH DEFINED 01 02 7,198 DANKA BUSINESS SYS PLC SUBNT CV 6.75%02 236277AB5 11,988,000 296,000 PRN DEFINED 01 02 296,000 DELL COMPUTER CORP COM 247025109 332,985 10,807 SH DEFINED 01 02 10,807

5 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- DELL COMPUTER CORP COM 247025109 12,325 400 SH DEFINED 01 02 400 DELL COMPUTER CORP COM 247025109 454,970 14,766 SH DEFINED 01 02 14,766 DELL COMPUTER CORP COM 247025109 3,081 100 SH DEFINED 01 02 100 DELPHI AUTOMOTIVE SYS CORP COM 247126105 147,635 9,761 SH DEFINED 01 02 9,761 DELPHI AUTOMOTIVE SYS CORP COM 247126105 3,161 209 SH DEFINED 01 02 209 DELPHI AUTOMOTIVE SYS CORP COM 247126105 90,735 5,999 SH DEFINED 01 02 5,999 DELPHI AUTOMOTIVE SYS CORP COM 247126105 132,525 8,762 SH DEFINED 01 02 8,762 DIGITAL IMPACT INC DEL COM 25385G106 66,599 10,100 SH DEFINED 01 02 10,100 DISNEY WALT CO COM DISNEY 254687106 760,334 19,878 SH DEFINED 01 02 19,878 DISNEY WALT CO COM DISNEY 254687106 12,431 325 SH DEFINED 01 02 325 DISNEY WALT CO COM DISNEY 254687106 12,164 318 SH DEFINED 01 02 318 DISNEY WALT CO COM DISNEY 254687106 1,263,627 33,036 SH DEFINED 01 02 33,036 DISNEY WALT CO COM DISNEY 254687106 3,065,738 80,150 SH DEFINED 01 02 80,150 DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 125,596 17,030 SH DEFINED 01 02 17,030 DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 41,204 5,587 SH DEFINED 01 02 5,587 DLJ HIGH YIELD BD FD SH BEN INT 23322Y108 (30,481) (4,133)SH DEFINED 01 02 (4,133) DMC STRATEX NETWORKS INC COM 23322L106 41,601 2,590 SH DEFINED 01 02 2,590 DMC STRATEX NETWORKS INC COM 23322L106 184,713 11,500 SH DEFINED 01 02 11,500 DOMINION RES INC VA NEW COM 25746U109 57,133 984 SH DEFINED 01 02 984 DOMINION RES INC VA NEW COM 25746U109 11,612 200 SH DEFINED 01 02 200 DOMINION RES INC VA NEW COM 25746U109 2,025,377 34,883 SH DEFINED 01 02 34,883 DOW JONES & CO INC COM 260561105 190,575 3,150 SH DEFINED 01 02 3,150 DOW JONES & CO INC COM 260561105 12,100 200 SH DEFINED 01 02 200 DOWNEY FINL CORP COM 261018105 1,102,406 27,909 SH DEFINED 01 02 27,909 DRAXIS HEALTH INC COM 26150J101 138,150 46,050 SH DEFINED 01 02 46,050 DRAXIS HEALTH INC COM 26150J101 90,000 30,000 SH DEFINED 01 02 30,000 DRAXIS HEALTH INC COM 26150J101 198 66 SH DEFINED 01 02 66 DREYFUS HIGH YIELD STRATEGIES SH BEN INT 26200S101 1,537 200 SH DEFINED 01 02 200 DREYFUS HIGH YIELD STRATEGIES SH BEN INT 26200S101 2,306 300 SH DEFINED 01 02 300 DREYFUS HIGH YIELD STRATEGIES SH BEN INT 26200S101 182,159 23,697 SH DEFINED 01 02 23,697 DU PONT E I DE NEMOURS & CO COM 263534109 225,003 5,430 SH DEFINED 01 02 5,430 DU PONT E I DE NEMOURS & CO COM 263534109 4,144 100 SH DEFINED 01 02 100 DU PONT E I DE NEMOURS & CO COM 263534109 931,338 22,476 SH DEFINED 01 02 22,476 DYNEGY INC NEW CL A 26816Q101 18,240 320 SH DEFINED 01 02 320 DYNEGY INC NEW CL A 26816Q101 556,035 9,755 SH DEFINED 01 02 9,755 E M C CORP MASS COM 268648102 1,514,333 15,277 SH DEFINED 01 02 15,277 E M C CORP MASS COM 268648102 65,423 660 SH DEFINED 01 02 660 E M C CORP MASS COM 268648102 12,772,455 128,852 SH DEFINED 01 02 128,852 E M C CORP MASS COM 268648102 84,851 856 SH DEFINED 01 02 856 E MACHINES INC COM 29076P102 27,216 26,398 SH DEFINED 01 02 26,398 EARTHLINK INC COM 270321102 94,736 10,382 SH DEFINED 01 02 10,382 EARTHLINK INC COM 270321102 1,884,030 206,469 SH DEFINED 01 02 206,469 EASTMAN KODAK CO COM 277461109 231,312 5,659 SH DEFINED 01 02 5,659 EASTMAN KODAK CO COM 277461109 4,088 100 SH DEFINED 01 02 100 EASTMAN KODAK CO COM 277461109 69,488 1,700 SH DEFINED 01 02 1,700 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 5,275 100 SH DEFINED 01 02 100 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 403,274 7,645 SH DEFINED 01 02 7,645 ECI TELECOM LTD ORD 268258100 18,375 600 SH DEFINED 01 02 600 ECI TELECOM LTD ORD 268258100 148,838 4,860 SH DEFINED 01 02 4,860 ECI TELECOM LTD ORD 268258100 49,000 1,600 SH DEFINED 01 02 1,600 ECOLAB INC COM 278865100 118,464 3,285 SH DEFINED 01 02 3,285 ECOLAB INC COM 278865100 1,108,546 30,740 SH DEFINED 01 02 30,740 EL PASO ENERGY CORP DEL COM 283905107 11,462 186 SH DEFINED 01 02 186 EL PASO ENERGY CORP DEL COM 283905107 582,356 9,450 SH DEFINED 01 02 9,450 ELAN PLC ADR 284131208 140,160 2,560 SH DEFINED 01 02 2,560 ELAN PLC ADR 284131208 6,264,495 114,420 SH DEFINED 01 02 114,420 ELAN PLC ADR 284131208 23,816 435 SH DEFINED 01 02 435 ELECTRONIC DATA SYS NEW COM 285661104 52,788 1,272 SH DEFINED 01 02 1,272 ELECTRONIC DATA SYS NEW COM 285661104 3,320 80 SH DEFINED 01 02 80 ELECTRONIC DATA SYS NEW COM 285661104 542,779 13,079 SH DEFINED 01 02 13,079 ELECTRONIC DATA SYS NEW COM 285661104 12,450 300 SH DEFINED 01 02 300 EMERGING MKTS INCM FD II COM 290920107 1,216,137 100,300 SH DEFINED 01 02 100,300 EMERGING MKTS TELECOMMUNICATNS COM 290887108 420,114 34,295 SH DEFINED 01 02 34,295 EMERGING VISION INC COM 29089W102 31,694 26,000 SH DEFINED 01 02 26,000 EMERSON ELEC CO COM 291011104 440,860 6,580 SH DEFINED 01 02 6,580 EMERSON ELEC CO COM 291011104 46,900 700 SH DEFINED 01 02 700 EMERSON ELEC CO COM 291011104 831,805 12,415 SH DEFINED 01 02 12,415 EMULEX CORP COM NEW 292475209 61,250 500 SH DEFINED 01 02 500 EMULEX CORP COM NEW 292475209 183,750 1,500 SH DEFINED 01 02 1,500 ENRON CORP COM 293561106 889,394 10,150 SH DEFINED 01 02 10,150 ENRON CORP COM 293561106 1,778,349 20,295 SH DEFINED 01 02 20,295 ENRON CORP COM 293561106 630,462 7,195 SH DEFINED 01 02 7,195 ENTERPRISE OIL PLC SP ADR PREF B 293779203 283,662 11,097 SH DEFINED 01 02 11,097 ENTREMED INC COM 29382F103 93,381 3,350 SH DEFINED 01 02 3,350 ENTREMED INC COM 29382F103 17,840 640 SH DEFINED 01 02 640 ENTREMED INC COM 29382F103 91,987 3,300 SH DEFINED 01 02 3,300 ENZO BIOCHEM INC COM 294100102 457,113 9,425 SH DEFINED 01 02 9,425 ERICSSON L M TEL CO ADR CL B SEK10 294821400 2,770 187 SH DEFINED 01 02 187 ERICSSON L M TEL CO ADR CL B SEK10 294821400 72,727 4,910 SH DEFINED 01 02 4,910 ERICSSON L M TEL CO ADR CL B SEK10 294821400 153,304 10,350 SH DEFINED 01 02 10,350 ETOYS INC COM 297862104 54,509 10,200 SH DEFINED 01 02 10,200 EUROWEB INTL CORP COM 298801101 21,250 10,000 SH DEFINED 01 02 10,000 EXODUS COMMUNICATIONS INC COM 302088109 30,267 613 SH DEFINED 01 02 613 EXODUS COMMUNICATIONS INC COM 302088109 9,875 200 SH DEFINED 01 02 200 EXODUS COMMUNICATIONS INC COM 302088109 552,012 11,180 SH DEFINED 01 02 11,180 EXODUS COMMUNICATIONS INC COM 302088109 39,500 800 SH DEFINED 01 02 800 EXXON MOBIL CORP COM 30231G102 982,692 11,026 SH DEFINED 01 02 11,026 EXXON MOBIL CORP COM 30231G102 340,903 3,825 SH DEFINED 01 02 3,825 EXXON MOBIL CORP COM 30231G102 3,148,162 35,323 SH DEFINED 01 02 35,323 EXXON MOBIL CORP COM 30231G102 4,634 52 SH DEFINED 01 02 52 FEDERAL HOME LN MTG CORP COM 313400301 58,387 1,080 SH DEFINED 01 02 1,080 FEDERAL HOME LN MTG CORP COM 313400301 5,406 100 SH DEFINED 01 02 100 FEDERAL HOME LN MTG CORP COM 313400301 219,492 4,060 SH DEFINED 01 02 4,060 FEDERAL NATL MTG ASSN COM 313586109 1,283,640 17,953 SH DEFINED 01 02 17,953 FEDERAL NATL MTG ASSN COM 313586109 7,150 100 SH DEFINED 01 02 100 FEDERAL NATL MTG ASSN COM 313586109 2,569,352 35,935 SH DEFINED 01 02 35,935 FEDERAL NATL MTG ASSN COM 313586109 745,387 10,425 SH DEFINED 01 02 10,425 FEDERAL SIGNAL CORP COM 313855108 231,603 11,653 SH DEFINED 01 02 11,653 FEDERAL SIGNAL CORP COM 313855108 23,850 1,200 SH DEFINED 01 02 1,200 FEDEX CORP COM 31428X106 98,435 2,220 SH DEFINED 01 02 2,220 FEDEX CORP COM 31428X106 63,584 1,434 SH DEFINED 01 02 1,434 FEDEX CORP COM 31428X106 52,321 1,180 SH DEFINED 01 02 1,180 FIDELITY NATL FINL INC COM 316326107 115,063 4,649 SH DEFINED 01 02 4,649 FIDELITY NATL FINL INC COM 316326107 4,250,441 171,735 SH DEFINED 01 02 171,735 FIRST DATA CORP COM 319963104 106,639 2,730 SH DEFINED 01 02 2,730 FIRST DATA CORP COM 319963104 624,992 16,000 SH DEFINED 01 02 16,000 FIRSTAR CORP NEW WIS COM 33763V109 58,511 2,615 SH DEFINED 01 02 2,615 FIRSTAR CORP NEW WIS COM 33763V109 1,045,405 46,722 SH DEFINED 01 02 46,722 FIRSTFED FINL CORP COM 337907109 1,453,600 63,200 SH DEFINED 01 02 63,200 FIRSTFED FINL CORP COM 337907109 11,500 500 SH DEFINED 01 02 500 FLEETBOSTON FINL CORP COM 339030108 92,898 2,382 SH DEFINED 01 02 2,382 FLEETBOSTON FINL CORP COM 339030108 19,656 504 SH DEFINED 01 02 504 FLEETBOSTON FINL CORP COM 339030108 3,045,081 78,079 SH DEFINED 01 02 78,079 FLEXTRONICS INTL LTD ORD Y2573F102 27,512 335 SH DEFINED 01 02 335 FLEXTRONICS INTL LTD ORD Y2573F102 499,074 6,077 SH DEFINED 01 02 6,077 FLORIDA ROCK INDS INC COM 341140101 283,946 7,200 SH DEFINED 01 02 7,200

6 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- FORD MTR CO DEL COM PAR $0.01 345370860 232,339 9,179 SH DEFINED 01 02 9,179 FORD MTR CO DEL COM PAR $0.01 345370860 26,502 1,047 SH DEFINED 01 02 1,047 FORD MTR CO DEL COM PAR $0.01 345370860 229,934 9,084 SH DEFINED 01 02 9,084 FORD MTR CO DEL COM PAR $0.01 345370860 (962) (38)SH DEFINED 01 02 (38) FOUNDRY NETWORKS INC COM 35063R100 732,960 10,950 SH DEFINED 01 02 10,950 GANNETT INC COM 364730101 389,815 7,355 SH DEFINED 01 02 7,355 GANNETT INC COM 364730101 10,600 200 SH DEFINED 01 02 200 GAP INC DEL COM 364760108 253,595 12,601 SH DEFINED 01 02 12,601 GAP INC DEL COM 364760108 187,162 9,300 SH DEFINED 01 02 9,300 GAP INC DEL COM 364760108 2,012 100 SH DEFINED 01 02 100 GEMSTAR-TV GUIDE INTL INC COM 36866W106 20,227 232 SH DEFINED 01 02 232 GEMSTAR-TV GUIDE INTL INC COM 36866W106 482,580 5,535 SH DEFINED 01 02 5,535 GENENTECH INC COM NEW 368710406 491,513 2,647 SH DEFINED 01 02 2,647 GENENTECH INC COM NEW 368710406 278,716 1,501 SH DEFINED 01 02 1,501 GENERAL ELEC CO COM 369604103 3,276,218 56,793 SH DEFINED 01 02 56,793 GENERAL ELEC CO COM 369604103 6,592,528 114,281 SH DEFINED 01 02 114,281 GENERAL ELEC CO COM 369604103 28,843 500 SH DEFINED 01 02 500 GENERAL ELEC CO COM 369604103 (404) (7)SH DEFINED 01 02 (7) GENERAL MTRS CORP CL H NEW 370442832 61,793 1,662 SH DEFINED 01 02 1,662 GENERAL MTRS CORP CL H NEW 370442832 12,716 342 SH DEFINED 01 02 342 GENERAL MTRS CORP CL H NEW 370442832 280,895 7,555 SH DEFINED 01 02 7,555 GENERAL MTRS CORP COM 370442105 309,530 4,762 SH DEFINED 01 02 4,762 GENERAL MTRS CORP COM 370442105 14,625 225 SH DEFINED 01 02 225 GENERAL MTRS CORP COM 370442105 271,245 4,173 SH DEFINED 01 02 4,173 GENERAL MTRS CORP COM 370442105 2,804,750 43,150 SH DEFINED 01 02 43,150 GENZYME CORP COM GENL DIV 372917104 27,275 400 SH DEFINED 01 02 400 GENZYME CORP COM GENL DIV 372917104 8,949,885 131,255 SH DEFINED 01 02 130,805 GENZYME CORP COM SURG PRODS 372917609 159,915 21,322 SH DEFINED 01 02 21,322 GENZYME CORP COM-MOLECULAR 372917500 267,857 19,305 SH DEFINED 01 02 19,305 GILLETTE CO COM 375766102 268,612 8,700 SH DEFINED 01 02 8,700 GILLETTE CO COM 375766102 55,575 1,800 SH DEFINED 01 02 1,800 GILLETTE CO COM 375766102 5,557 180 SH DEFINED 01 02 180 GILLETTE CO COM 375766102 521,479 16,890 SH DEFINED 01 02 16,890 GILLETTE CO COM 375766102 2,007 65 SH DEFINED 01 02 65 GLOBAL CROSSING LTD COM G3921A100 139,314 4,494 SH DEFINED 01 02 4,494 GLOBAL CROSSING LTD COM G3921A100 18,600 600 SH DEFINED 01 02 600 GLOBAL CROSSING LTD COM G3921A100 28,365 915 SH DEFINED 01 02 915 GLOBAL CROSSING LTD COM G3921A100 204,755 6,605 SH DEFINED 01 02 6,605 GLOBAL HIGH INCOME DLR FD INC COM 37933G108 31,949 2,400 SH DEFINED 01 02 2,400 GLOBAL HIGH INCOME DLR FD INC COM 37933G108 3,994 300 SH DEFINED 01 02 300 GLOBAL HIGH INCOME DLR FD INC COM 37933G108 39,936 3,000 SH DEFINED 01 02 3,000 GLOBAL HIGH INCOME DLR FD INC COM 37933G108 136,608 10,262 SH DEFINED 01 02 10,262 GLOBAL PARTNERS INCOME FD INC COM 37935R102 123,168 10,828 SH DEFINED 01 02 10,828 GLOBAL PARTNERS INCOME FD INC COM 37935R102 43,578 3,831 SH DEFINED 01 02 3,831 GLOBAL PARTNERS INCOME FD INC COM 37935R102 5,403 475 SH DEFINED 01 02 475 GLOBESPAN INC COM 379571102 246,440 2,020 SH DEFINED 01 02 2,020 GOLDMAN SACHS GROUP INC COM 38141G104 477,054 4,187 SH DEFINED 01 02 4,187 GOLDMAN SACHS GROUP INC COM 38141G104 477,396 4,190 SH DEFINED 01 02 4,190 GPU INC COM 36225X100 12,975 400 SH DEFINED 01 02 400 GPU INC COM 36225X100 624,412 19,250 SH DEFINED 01 02 19,250 GRANITE BROADCASTING CORP COM 387241102 1,666,772 362,815 SH DEFINED 01 02 361,815 GRANT PRIDECO INC COM 38821G101 39,487 1,800 SH DEFINED 01 02 1,800 GRANT PRIDECO INC COM 38821G101 644,772 29,392 SH DEFINED 01 02 29,392 GUIDANT CORP COM 401698105 337,318 4,772 SH DEFINED 01 02 4,772 GUIDANT CORP COM 401698105 627,347 8,875 SH DEFINED 01 02 8,875 GULFMARK OFFSHORE INC COM 402629109 584,562 19,900 SH DEFINED 01 02 19,900 HALLIBURTON CO COM 406216101 393,209 8,035 SH DEFINED 01 02 8,035 HALLIBURTON CO COM 406216101 641,809 13,115 SH DEFINED 01 02 13,115 HALLIBURTON CO COM 406216101 19,575 400 SH DEFINED 01 02 400 HANCOCK JOHN PATRIOT PFD DIV COM 41013J107 10,687 1,000 SH DEFINED 01 02 1,000 HANCOCK JOHN PATRIOT PFD DIV COM 41013J107 176,335 16,500 SH DEFINED 01 02 16,500 HANOVER COMPRESSOR CO COM 410768105 250,815 7,615 SH DEFINED 01 02 7,615 HARKEN ENERGY CORP COM 412552101 3,125 5,000 SH DEFINED 01 02 5,000 HARKEN ENERGY CORP COM 412552101 1,184,919 1,895,870 SH DEFINED 01 02 1,892,870 HCA-HEALTHCARE CO COM 404119109 629,083 16,945 SH DEFINED 01 02 16,945 HCA-HEALTHCARE CO COM 404119109 743,985 20,040 SH DEFINED 01 02 20,040 HEWLETT PACKARD CO COM 428236103 953,413 9,829 SH DEFINED 01 02 9,829 HEWLETT PACKARD CO COM 428236103 4,801,500 49,500 SH DEFINED 01 02 49,500 HEWLETT PACKARD CO COM 428236103 155,200 1,600 SH DEFINED 01 02 1,600 HEWLETT PACKARD CO COM 428236103 (6,402) (66)SH DEFINED 01 02 (66) HIGH INCOME OPPORTUNITY FD INC COM 42967Q105 4,468 500 SH DEFINED 01 02 500 HIGH INCOME OPPORTUNITY FD INC COM 42967Q105 319,516 35,752 SH DEFINED 01 02 35,752 HILTON HOTELS CORP COM 432848109 123,748 10,703 SH DEFINED 01 02 10,703 HILTON HOTELS CORP COM 432848109 358 31 SH DEFINED 01 02 31 HILTON HOTELS CORP COM 432848109 5,781 500 SH DEFINED 01 02 500 HOLLINGER INTL INC CL A 435569108 6,334,414 378,174 SH DEFINED 01 02 376,974 HOME DEPOT INC COM 437076102 691,610 13,034 SH DEFINED 01 02 13,034 HOME DEPOT INC COM 437076102 13,265 250 SH DEFINED 01 02 250 HOME DEPOT INC COM 437076102 1,795,353 33,835 SH DEFINED 01 02 33,835 HOME DEPOT INC COM 437076102 1,540,496 29,032 SH DEFINED 01 02 29,032 HONEYWELL INTL INC COM 438516106 440,574 12,367 SH DEFINED 01 02 12,367 HONEYWELL INTL INC COM 438516106 61,774 1,734 SH DEFINED 01 02 1,734 HONEYWELL INTL INC COM 438516106 2,196,744 61,663 SH DEFINED 01 02 61,663 HONEYWELL INTL INC COM 438516106 3,562 100 SH DEFINED 01 02 100 I2 TECHNOLOGIES INC COM 465754109 214,186 1,145 SH DEFINED 01 02 1,145 I2 TECHNOLOGIES INC COM 465754109 2,058 11 SH DEFINED 01 02 11 ILLINOIS TOOL WKS INC COM 452308109 451,861 8,087 SH DEFINED 01 02 8,087 ILLINOIS TOOL WKS INC COM 452308109 727,213 13,015 SH DEFINED 01 02 13,015 ILLINOIS TOOL WKS INC COM 452308109 2,235 40 SH DEFINED 01 02 40 IMAGEX COM INC COM 45244D102 78,236 19,110 SH DEFINED 01 02 19,110 INFOCUS CORP COM 45665B106 230,815 4,355 SH DEFINED 01 02 4,355 INFORMIX CORP COM 456779107 28,462 6,900 SH DEFINED 01 02 6,900 INFORMIX CORP COM 456779107 10,024 2,430 SH DEFINED 01 02 2,430 INFORMIX CORP COM 456779107 40,838 9,900 SH DEFINED 01 02 9,900 INFORMIX CORP COM 456779107 223 54 SH DEFINED 01 02 54 INKINE PHARMACEUTICALS INC COM 457214104 107,500 10,000 SH DEFINED 01 02 10,000 INSCI-STATEMENTS COM CORP COM 45765T106 31,053 13,075 SH DEFINED 01 02 13,075 INTEGRATED DEVICE TECHNOLOGY COM 458118106 45,250 500 SH DEFINED 01 02 500 INTEGRATED DEVICE TECHNOLOGY COM 458118106 768,345 8,490 SH DEFINED 01 02 8,490 INTEGRATED DEVICE TECHNOLOGY COM 458118106 3,439 38 SH DEFINED 01 02 38 INTEL CORP COM 458140100 3,444,160 82,868 SH DEFINED 01 02 82,868 INTEL CORP COM 458140100 91,436 2,200 SH DEFINED 01 02 2,200 INTEL CORP COM 458140100 66,499 1,600 SH DEFINED 01 02 1,600 INTEL CORP COM 458140100 7,465,159 179,615 SH DEFINED 01 02 179,615 INTEL CORP COM 458140100 386,859 9,308 SH DEFINED 01 02 9,308 INTEL CORP COM 458140100 (13,300) (320)SH DEFINED 01 02 (320) INTERIORS INC PFD A CV 10% 458688207 21,225 16,980 SH DEFINED 01 02 16,980 INTERNATIONAL BUSINESS MACHS COM 459200101 1,413,112 12,561 SH DEFINED 01 02 12,561 INTERNATIONAL BUSINESS MACHS COM 459200101 120,375 1,070 SH DEFINED 01 02 1,070 INTERNATIONAL BUSINESS MACHS COM 459200101 1,041,862 9,261 SH DEFINED 01 02 9,261 INTERNATIONAL BUSINESS MACHS COM 459200101 1,674,112 14,881 SH DEFINED 01 02 14,881 INTERNATIONAL BUSINESS MACHS COM 459200101 61,875 550 SH DEFINED 01 02 550 INTERNATIONAL BUSINESS MACHS COM 459200101 (17,662) (157)SH DEFINED 01 02 (157) INTERNATIONAL RECTIFIER CORP COM 460254105 192,657 3,815 SH DEFINED 01 02 3,815 INTERNATIONAL RECTIFIER CORP COM 460254105 458,288 9,075 SH DEFINED 01 02 9,075 INTERPUBLIC GROUP COS INC COM 460690100 100,653 2,955 SH DEFINED 01 02 2,955

7 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- INTERPUBLIC GROUP COS INC COM 460690100 135,056 3,965 SH DEFINED 01 02 3,965 INTERPUBLIC GROUP COS INC COM 460690100 2,725 80 SH DEFINED 01 02 80 INTUIT COM 461202103 28,500 500 SH DEFINED 01 02 500 INTUIT COM 461202103 282,891 4,963 SH DEFINED 01 02 4,963 IONICS INC COM 462218108 63,936 3,000 SH DEFINED 01 02 3,000 IONICS INC COM 462218108 403,862 18,950 SH DEFINED 01 02 18,950 IONICS INC COM 462218108 12,787 600 SH DEFINED 01 02 600 ISHARES TR DJ US REAL EST 464287739 1,450,612 19,150 SH DEFINED 01 02 19,150 ISHARES TR DJ US UTILS 464287697 1,626,320 18,700 SH DEFINED 01 02 18,700 ISHARES TR RUSSELL 1000 464287622 1,171,156 15,100 SH DEFINED 01 02 15,100 IVAX CORP COM 465823102 137,310 2,985 SH DEFINED 01 02 2,985 IVAX CORP COM 465823102 585,396 12,726 SH DEFINED 01 02 12,726 IVAX CORP COM 465823102 15,088 328 SH DEFINED 01 02 328 IVAX CORP COM 465823102 169,970 3,695 SH DEFINED 01 02 3,695 JDS UNIPHASE CORP COM 46612J101 809,669 8,551 SH DEFINED 01 02 8,551 JDS UNIPHASE CORP COM 46612J101 200,736 2,120 SH DEFINED 01 02 2,120 JDS UNIPHASE CORP COM 46612J101 4,734 50 SH DEFINED 01 02 50 JDS UNIPHASE CORP COM 46612J101 2,325,513 24,560 SH DEFINED 01 02 24,560 JDS UNIPHASE CORP COM 46612J101 43,556 460 SH DEFINED 01 02 460 JFAX COM INC COM 477366108 60,917 46,431 SH DEFINED 01 02 46,431 JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 95,244 12,000 SH DEFINED 01 02 12,000 JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 5,040 635 SH DEFINED 01 02 635 JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 18,168 2,289 SH DEFINED 01 02 2,289 JOHNSON & JOHNSON COM 478160104 1,763,104 18,769 SH DEFINED 01 02 18,769 JOHNSON & JOHNSON COM 478160104 60,965 649 SH DEFINED 01 02 649 JOHNSON & JOHNSON COM 478160104 3,665,610 39,022 SH DEFINED 01 02 39,022 JOHNSON & JOHNSON COM 478160104 4,003,595 42,620 SH DEFINED 01 02 42,620 JUNIPER NETWORKS INC COM 48203R104 118,226 540 SH DEFINED 01 02 540 JUNIPER NETWORKS INC COM 48203R104 273,233 1,248 SH DEFINED 01 02 1,248 JUNIPER NETWORKS INC COM 48203R104 2,900,258 13,247 SH DEFINED 01 02 13,247 JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 21,548,500 142,000 PRN DEFINED 01 02 142,000 K MART CORP COM 482584109 57,000 9,500 SH DEFINED 01 02 9,500 K MART CORP COM 482584109 3,600 600 SH DEFINED 01 02 600 K2 DESIGN INC WT EXP 072501 482731114 9,745 44,500 SH DEFINED 01 02 44,500 KANSAS CITY PWR & LT CO COM 485134100 493,709 18,500 SH DEFINED 01 02 18,500 KCS ENERGY INC COM 482434206 21,870 10,000 SH DEFINED 01 02 10,000 KEY TECHNOLOGY INC PFD CONV SER B 493143200 120,459 16,615 SH DEFINED 01 02 16,615 KIMBERLY CLARK CORP COM 494368103 167,492 3,001 SH DEFINED 01 02 3,001 KIMBERLY CLARK CORP COM 494368103 454,421 8,142 SH DEFINED 01 02 8,142 KING PHARMACEUTICALS INC COM 495582108 532,986 15,940 SH DEFINED 01 02 15,940 KING PHARMACEUTICALS INC COM 495582108 217,641 6,509 SH DEFINED 01 02 6,509 KLA-TENCOR CORP COM 482480100 10,461 254 SH DEFINED 01 02 254 KLA-TENCOR CORP COM 482480100 253,506 6,155 SH DEFINED 01 02 6,155 KONINKLIJKE PHILIPS ELECTRS NV SP ADR NEW2000 500472303 197,710 4,652 SH DEFINED 01 02 4,652 KONINKLIJKE PHILIPS ELECTRS NV SP ADR NEW2000 500472303 85,935 2,022 SH DEFINED 01 02 2,022 KONINKLIJKE PHILIPS ELECTRS NV SP ADR NEW2000 500472303 429,717 10,111 SH DEFINED 01 02 10,111 LABORATORY CORP AMER HLDGS COM NEW 50540R409 17,244 144 SH DEFINED 01 02 144 LABORATORY CORP AMER HLDGS COM NEW 50540R409 70,652 590 SH DEFINED 01 02 590 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,409,936 11,774 SH DEFINED 01 02 11,774 LANDSTAR SYS INC COM 515098101 579,232 12,980 SH DEFINED 01 02 12,980 LEGATO SYS INC COM 524651106 219,023 16,300 SH DEFINED 01 02 16,300 LEGG MASON INC COM 524901105 276,675 4,760 SH DEFINED 01 02 4,760 LEHMAN BROS HLDGS INC COM 524908100 113,767 770 SH DEFINED 01 02 770 LEHMAN BROS HLDGS INC COM 524908100 59,100 400 SH DEFINED 01 02 400 LEHMAN BROS HLDGS INC COM 524908100 519,046 3,513 SH DEFINED 01 02 3,513 LILLY ELI & CO COM 532457108 229,178 2,825 SH DEFINED 01 02 2,825 LILLY ELI & CO COM 532457108 1,601,813 19,745 SH DEFINED 01 02 19,745 LINEAR TECHNOLOGY CORP COM 535678106 15,346 237 SH DEFINED 01 02 237 LINEAR TECHNOLOGY CORP COM 535678106 972,545 15,020 SH DEFINED 01 02 15,020 LINEAR TECHNOLOGY CORP COM 535678106 647 10 SH DEFINED 01 02 10 LML PMT SYS INC COM 50208P109 145,164 22,333 SH DEFINED 01 02 22,333 LOEWS CORP COM 540424108 243,455 2,920 SH DEFINED 01 02 2,920 LOEWS CORP COM 540424108 180,924 2,170 SH DEFINED 01 02 2,170 LOWES COS INC COM 548661107 442,019 9,850 SH DEFINED 01 02 9,850 LOWES COS INC COM 548661107 505,068 11,255 SH DEFINED 01 02 11,255 LSI LOGIC CORP COM 502161102 171,844 5,875 SH DEFINED 01 02 5,875 LSI LOGIC CORP COM 502161102 105,300 3,600 SH DEFINED 01 02 3,600 LSI LOGIC CORP COM 502161102 57,769 1,975 SH DEFINED 01 02 1,975 LUCENT TECHNOLOGIES INC COM 549463107 983,393 32,177 SH DEFINED 01 02 32,177 LUCENT TECHNOLOGIES INC COM 549463107 108,617 3,554 SH DEFINED 01 02 3,554 LUCENT TECHNOLOGIES INC COM 549463107 1,982,282 64,861 SH DEFINED 01 02 64,861 LUCENT TECHNOLOGIES INC COM 549463107 141,502 4,630 SH DEFINED 01 02 4,630 LUCENT TECHNOLOGIES INC COM 549463107 4,004 131 SH DEFINED 01 02 131 MACROVISION CORP COM 555904101 433,350 5,350 SH DEFINED 01 02 5,350 MANAGED HIGH INCOME PORTFOLIO COM 56166C105 96,426 11,100 SH DEFINED 01 02 11,100 MANAGED HIGH YIELD PLUS FD INC COM 561911108 23,607 2,660 SH DEFINED 01 02 2,660 MANAGED HIGH YIELD PLUS FD INC COM 561911108 2,662 300 SH DEFINED 01 02 300 MANAGED HIGH YIELD PLUS FD INC COM 561911108 143,775 16,200 SH DEFINED 01 02 16,200 MANUGISTICS GROUP INC COM 565011103 591,203 6,025 SH DEFINED 01 02 6,025 MARKETING SVCS GROUP INC COM 570907105 168,543 56,181 SH DEFINED 01 02 56,181 MARSH & MCLENNAN COS INC COM 571748102 604,012 4,550 SH DEFINED 01 02 4,550 MARSH & MCLENNAN COS INC COM 571748102 793,447 5,977 SH DEFINED 01 02 5,977 MATRIX PHARMACEUTICAL INC COM 576844104 222,537 14,300 SH DEFINED 01 02 14,300 MATRIX PHARMACEUTICAL INC COM 576844104 (1,556) (100)SH DEFINED 01 02 (100) MAXICARE HEALTH PLANS INC COM NEW 577904204 14,181 12,605 SH DEFINED 01 02 12,605 MAXIM INTEGRATED PRODS INC COM 57772K101 23,246 289 SH DEFINED 01 02 289 MAXIM INTEGRATED PRODS INC COM 57772K101 1,357,777 16,880 SH DEFINED 01 02 16,880 MBNA CORP COM 55262L100 619,850 16,100 SH DEFINED 01 02 16,100 MBNA CORP COM 55262L100 943,019 24,494 SH DEFINED 01 02 24,494 MCDONALDS CORP COM 580135101 153,471 5,084 SH DEFINED 01 02 5,084 MCDONALDS CORP COM 580135101 1,321,074 43,763 SH DEFINED 01 02 43,763 MCGRAW HILL COS INC COM 580645109 153,502 2,415 SH DEFINED 01 02 2,415 MCGRAW HILL COS INC COM 580645109 173,842 2,735 SH DEFINED 01 02 2,735 MCKESSON HBOC INC COM 58155Q103 295,840 9,680 SH DEFINED 01 02 9,680 MCKESSON HBOC INC COM 58155Q103 5,868 192 SH DEFINED 01 02 192 MCKESSON HBOC INC COM 58155Q103 19,254 630 SH DEFINED 01 02 630 MCN ENERGY GROUP INC COM 55267J100 493,281 19,250 SH DEFINED 01 02 19,250 MEDIMMUNE INC COM 584699102 82,503 1,068 SH DEFINED 01 02 1,068 MEDIMMUNE INC COM 584699102 1,312,091 16,985 SH DEFINED 01 02 16,985 MEDTRONIC INC COM 585055106 493,302 9,521 SH DEFINED 01 02 9,521 MEDTRONIC INC COM 585055106 1,606,327 31,003 SH DEFINED 01 02 31,003 MEDTRONIC INC COM 585055106 7,254 140 SH DEFINED 01 02 140 MELLON FINL CORP COM 58551A108 34,781 750 SH DEFINED 01 02 750 MELLON FINL CORP COM 58551A108 7,227,543 155,850 SH DEFINED 01 02 155,350 MELLON FINL CORP COM 58551A108 281,033 6,060 SH DEFINED 01 02 6,060 MELLON FINL CORP COM 58551A108 146,081 3,150 SH DEFINED 01 02 3,150 MERCK & CO INC COM 589331107 1,544,791 20,753 SH DEFINED 01 02 20,753 MERCK & CO INC COM 589331107 18,609 250 SH DEFINED 01 02 250 MERCK & CO INC COM 589331107 29,775 400 SH DEFINED 01 02 400 MERCK & CO INC COM 589331107 3,444,870 46,279 SH DEFINED 01 02 46,279 MERCK & CO INC COM 589331107 27,914 375 SH DEFINED 01 02 375 MERCURY INTERACTIVE CORP COM 589405109 5,486 35 SH DEFINED 01 02 35 MERCURY INTERACTIVE CORP COM 589405109 1,407,615 8,980 SH DEFINED 01 02 8,980 MESSAGEMEDIA INC COM 590787107 27,841 11,000 SH DEFINED 01 02 11,000 METAMOR WORLDWIDE INC SB NT CV 2.94%04 59133PAA8 1,120,000 16,000 PRN DEFINED 01 02 16,000 METLIFE INC COM 59156R108 244,194 9,325 SH DEFINED 01 02 9,325

8 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- METROMEDIA FIBER NETWORK INC CL A 591689104 100,895 4,150 SH DEFINED 01 02 4,150 METROMEDIA FIBER NETWORK INC CL A 591689104 169,989 6,992 SH DEFINED 01 02 6,992 METROMEDIA FIBER NETWORK INC CL A 591689104 147,452 6,065 SH DEFINED 01 02 6,065 METROMEDIA FIBER NETWORK INC CL A 591689104 (2,431) (100)SH DEFINED 01 02 (100) MFS CHARTER INCOME TR SH BEN INT 552727109 38,812 4,500 SH DEFINED 01 02 4,500 MFS CHARTER INCOME TR SH BEN INT 552727109 259,794 30,121 SH DEFINED 01 02 30,121 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 520,012 84,900 SH DEFINED 01 02 84,900 MFS INTER INCOME TR SH BEN INT 55273C107 99,730 15,644 SH DEFINED 01 02 15,644 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 1,063,452 171,885 SH DEFINED 01 02 171,885 MGM MIRAGE COM 552953101 15,198 398 SH DEFINED 01 02 398 MGM MIRAGE COM 552953101 359,722 9,420 SH DEFINED 01 02 9,420 MICROMUSE INC COM 595094103 15,070 75 SH DEFINED 01 02 75 MICROMUSE INC COM 595094103 697,251 3,470 SH DEFINED 01 02 3,470 MICROSOFT CORP COM 594918104 1,655,745 27,453 SH DEFINED 01 02 27,453 MICROSOFT CORP COM 594918104 359,460 5,960 SH DEFINED 01 02 5,960 MICROSOFT CORP COM 594918104 2,714,764 45,012 SH DEFINED 01 02 45,012 MICROSOFT CORP COM 594918104 91,976 1,525 SH DEFINED 01 02 1,525 MICROSOFT CORP COM 594918104 (2,111) (35)SH DEFINED 01 02 (35) MINNESOTA MNG & MFG CO COM 604059105 77,456 850 SH DEFINED 01 02 850 MINNESOTA MNG & MFG CO COM 604059105 279,298 3,065 SH DEFINED 01 02 3,065 MITCHELL ENERGY & DEV CORP CL A 606592202 46,625 1,000 SH DEFINED 01 02 1,000 MITCHELL ENERGY & DEV CORP CL A 606592202 177,175 3,800 SH DEFINED 01 02 3,800 MMC NETWORKS INC COM 55308N102 316,250 2,500 SH DEFINED 01 02 2,500 MMC NETWORKS INC COM 55308N102 506,000 4,000 SH DEFINED 01 02 4,000 MOLECULAR DEVICES CORP COM 60851C107 334,050 3,400 SH DEFINED 01 02 3,400 MOLEX INC CL A 608554200 117,018 2,824 SH DEFINED 01 02 2,824 MOLEX INC CL A 608554200 283,098 6,832 SH DEFINED 01 02 6,832 MOLEX INC COM 608554101 259,937 4,775 SH DEFINED 01 02 4,775 MORGAN GRENFELL SMALLCAP FD COM 617357108 220,347 16,099 SH DEFINED 01 02 16,099 MORGAN J P & CO INC COM 616880100 41,824 256 SH DEFINED 01 02 256 MORGAN J P & CO INC COM 616880100 941,857 5,765 SH DEFINED 01 02 5,765 MORGAN STANLEY D WITTER EMG DB COM 61744H105 2,194 300 SH DEFINED 01 02 300 MORGAN STANLEY D WITTER EMG DB COM 61744H105 132,589 18,133 SH DEFINED 01 02 18,133 MORGAN STANLEY DEAN WITTER HI INCM ADV II 61745P304 357,947 93,900 SH DEFINED 01 02 93,900 MORGAN STANLEY DEAN WITTER HI INCM ADVANT 61745P205 3,500 1,000 SH DEFINED 01 02 1,000 MORGAN STANLEY DEAN WITTER HI INCM ADVANT 61745P205 422,100 120,600 SH DEFINED 01 02 120,600 MORGAN STANLEY DEAN WITTER HI INCM ADVANT 61745P205 55,580 15,880 SH DEFINED 01 02 15,880 MORGAN STANLEY DEAN WITTER HI INCM ADVIII 61745P403 562,612 126,800 SH DEFINED 01 02 126,800 MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 450,510 4,927 SH DEFINED 01 02 4,927 MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 366 4 SH DEFINED 01 02 4 MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 2,314,179 25,309 SH DEFINED 01 02 25,309 MORTON INDUSTRIAL GROUP CL A 619328107 34,370 10,000 SH DEFINED 01 02 10,000 MOTOROLA INC COM 620076109 489,827 17,339 SH DEFINED 01 02 17,339 MOTOROLA INC COM 620076109 205,660 7,280 SH DEFINED 01 02 7,280 MOTOROLA INC COM 620076109 89,694 3,175 SH DEFINED 01 02 3,175 MOTOROLA INC COM 620076109 431,236 15,265 SH DEFINED 01 02 15,265 MOTOROLA INC COM 620076109 423,750 15,000 SH DEFINED 01 02 15,000 MOTOROLA INC COM 620076109 (1,243) (44)SH DEFINED 01 02 (44) MUNIENHANCED FD INC COM 626243109 136,500 14,000 SH DEFINED 01 02 14,000 MUNIHOLDINGS FD INC COM 62625H107 150,822 12,250 SH DEFINED 01 02 12,250 MUNIHOLDINGS INSD FD II INC COM 62625A102 161,250 15,000 SH DEFINED 01 02 15,000 MUNIYIELD CALIF INSD FD II INC COM 62629L104 184,774 13,500 SH DEFINED 01 02 13,500 MUNIYIELD INSD FD INC COM 62630E107 733,330 56,410 SH DEFINED 01 02 56,410 MUNIYIELD INSD FD INC COM 62630E107 (24,726) (1,902)SH DEFINED 01 02 (1,902) MUNIYIELD N Y INSD FD INC COM 626301105 1,498,232 119,267 SH DEFINED 01 02 119,267 MUNIYIELD N Y INSD FD INC COM 626301105 36,392 2,897 SH DEFINED 01 02 2,897 MUNIYIELD QUALITY FD INC COM 626302103 1,249,919 99,500 SH DEFINED 01 02 99,500 MUNIYIELD QUALITY FD INC COM 626302103 157,615 12,547 SH DEFINED 01 02 12,547 NABORS INDS INC COM 629568106 235,800 4,500 SH DEFINED 01 02 4,500 NASDAQ 100 TR UNIT SER 1 631100104 139,150 1,569 SH DEFINED 01 02 1,569 NASDAQ 100 TR UNIT SER 1 631100104 283,178 3,193 SH DEFINED 01 02 3,193 NASDAQ 100 TR UNIT SER 1 631100104 4,434 50 SH DEFINED 01 02 50 NATIONAL COMM BANCORP COM 635449101 286,694 14,380 SH DEFINED 01 02 14,380 NATIONAL-OILWELL INC COM 637071101 37,500 1,200 SH DEFINED 01 02 1,200 NATIONAL-OILWELL INC COM 637071101 701,344 22,443 SH DEFINED 01 02 22,443 NATURAL MICROSYSTEMS CORP COM 638882100 243,162 4,520 SH DEFINED 01 02 4,520 NBTY INC COM 628782104 78,372 12,000 SH DEFINED 01 02 12,000 NCR CORP NEW COM 62886E108 78,346 2,072 SH DEFINED 01 02 2,072 NCR CORP NEW COM 62886E108 3,554 94 SH DEFINED 01 02 94 NCR CORP NEW COM 62886E108 174,124 4,605 SH DEFINED 01 02 4,605 NCR CORP NEW COM 62886E108 2,373,535 62,772 SH DEFINED 01 02 62,772 NETCURRENTS INC COM 64110J101 36,064 28,153 SH DEFINED 01 02 28,153 NETCURRENTS INC WT EXP 091101 64110J119 15,103 68,964 SH DEFINED 01 02 68,964 NETWORK APPLIANCE INC COM 64120L104 722,344 5,671 SH DEFINED 01 02 5,671 NETWORK APPLIANCE INC COM 64120L104 2,550,684 20,025 SH DEFINED 01 02 20,025 NETWORKS ASSOCS INC COM 640938106 67,875 3,000 SH DEFINED 01 02 3,000 NETWORKS ASSOCS INC COM 640938106 22,286 985 SH DEFINED 01 02 985 NETWORKS ASSOCS INC COM 640938106 363,131 16,050 SH DEFINED 01 02 16,050 NETWORKS ASSOCS INC SB DB CV ZERO 18 640938AB2 55,681,250 1,475,000 SH DEFINED 01 02 1,475,000 NEUROCRINE BIOSCIENCES INC COM 64125C109 90,000 2,000 SH DEFINED 01 02 2,000 NEUROCRINE BIOSCIENCES INC COM 64125C109 225,000 5,000 SH DEFINED 01 02 5,000 NEW AMER HIGH INCOME FD INC COM 641876107 211,939 60,554 SH DEFINED 01 02 60,554 NEW AMER HIGH INCOME FD INC COM 641876107 5,457 1,559 SH DEFINED 01 02 1,559 NEWS CORP LTD SP ADR PFD 652487802 18,234 389 SH DEFINED 01 02 389 NEWS CORP LTD SP ADR PFD 652487802 152,344 3,250 SH DEFINED 01 02 3,250 NEWS CORP LTD SP ADR PFD 652487802 1,921,406 40,990 SH DEFINED 01 02 40,990 NEXTEL COMMUNICATIONS INC CL A 65332V103 2,805 60 SH DEFINED 01 02 60 NEXTEL COMMUNICATIONS INC CL A 65332V103 46,750 1,000 SH DEFINED 01 02 1,000 NEXTEL COMMUNICATIONS INC CL A 65332V103 226,971 4,855 SH DEFINED 01 02 4,855 NEXTEL COMMUNICATIONS INC CL A 65332V103 374 8 SH DEFINED 01 02 8 NEXTLINK COMMUNICATIONS INC CL A 65333H707 323,720 9,200 SH DEFINED 01 02 9,200 NMT MED INC COM 629294109 23,500 10,900 SH DEFINED 01 02 10,900 NOBLE DRILLING CORP COM 655042109 577,121 11,485 SH DEFINED 01 02 11,485 NOKIA CORP SPONSORED ADR 654902204 299,346 7,519 SH DEFINED 01 02 7,519 NOKIA CORP SPONSORED ADR 654902204 220,041 5,527 SH DEFINED 01 02 5,527 NOKIA CORP SPONSORED ADR 654902204 4,906,909 123,252 SH DEFINED 01 02 123,252 NOKIA CORP SPONSORED ADR 654902204 484,432 12,168 SH DEFINED 01 02 12,168 NORTEL NETWORKS CORP NEW COM 656568102 653,336 10,969 SH DEFINED 01 02 10,969 NORTEL NETWORKS CORP NEW COM 656568102 213,232 3,580 SH DEFINED 01 02 3,580 NORTEL NETWORKS CORP NEW COM 656568102 11,912 200 SH DEFINED 01 02 200 NORTEL NETWORKS CORP NEW COM 656568102 1,696,028 28,475 SH DEFINED 01 02 28,475 NORTEL NETWORKS CORP NEW COM 656568102 83,149 1,396 SH DEFINED 01 02 1,396 NORTHERN TR CORP COM 665859104 17,775 200 SH DEFINED 01 02 200 NORTHERN TR CORP COM 665859104 369,720 4,160 SH DEFINED 01 02 4,160 NOVARTIS A G SPONSORED ADR 66987V109 15,475 400 SH DEFINED 01 02 400 NOVARTIS A G SPONSORED ADR 66987V109 239,859 6,200 SH DEFINED 01 02 6,200 NOVARTIS A G SPONSORED ADR 66987V109 10,678 276 SH DEFINED 01 02 276 NOVELL INC COM 670006105 43,723 4,400 SH DEFINED 01 02 4,400 NOVELL INC COM 670006105 11,924 1,200 SH DEFINED 01 02 1,200 NOVELL INC COM 670006105 45,710 4,600 SH DEFINED 01 02 4,600 NOVO-NORDISK A S ADR 670100205 557,997 5,027 SH DEFINED 01 02 5,027 NUVEEN CA DIVIDENT ADV MUN FD COM SHS 67066Y105 299,000 23,000 SH DEFINED 01 02 23,000 NUVEEN MUN VALUE FD INC COM 670928100 139,791 16,092 SH DEFINED 01 02 16,092 NUVEEN MUN VALUE FD INC COM 670928100 1,976,840 227,563 SH DEFINED 01 02 227,563 NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 753,051 61,164 SH DEFINED 01 02 61,164 NUVEEN NY DIVID ADVNTG MUN FD COM 67066X107 65,254 5,300 SH DEFINED 01 02 5,300

9 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 11,438 929 SH DEFINED 01 02 929 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 123,120 10,000 SH DEFINED 01 02 10,000 NVR INC COM 62944T105 202,500 2,500 SH DEFINED 01 02 2,500 OFFICE DEPOT INC COM 676220106 149,850 19,182 SH DEFINED 01 02 19,182 OFFICE DEPOT INC COM 676220106 269,514 34,500 SH DEFINED 01 02 34,500 OFFICE DEPOT INC COM 676220106 28,123 3,600 SH DEFINED 01 02 3,600 OMNICOM GROUP INC COM 681919106 1,823 25 SH DEFINED 01 02 25 OMNICOM GROUP INC COM 681919106 432,954 5,936 SH DEFINED 01 02 5,936 ORACLE CORP COM 68389X105 610,864 7,757 SH DEFINED 01 02 7,757 ORACLE CORP COM 68389X105 13,781 175 SH DEFINED 01 02 175 ORACLE CORP COM 68389X105 26,775 340 SH DEFINED 01 02 340 ORACLE CORP COM 68389X105 1,501,211 19,063 SH DEFINED 01 02 19,063 ORACLE CORP COM 68389X105 (25,357) (322)SH DEFINED 01 02 (322) PAC-WEST TELECOM INC COM 69371Y101 109,272 11,975 SH DEFINED 01 02 11,975 PAINE WEBBER GROUP INC COM 695629105 67,444 990 SH DEFINED 01 02 990 PAINE WEBBER GROUP INC COM 695629105 154,984 2,275 SH DEFINED 01 02 2,275 PALL CORP COM 696429307 104,669 5,250 SH DEFINED 01 02 5,250 PALL CORP COM 696429307 4,943,778 247,970 SH DEFINED 01 02 247,170 PALM INC COM 696642107 692,734 13,086 SH DEFINED 01 02 13,086 PALM INC COM 696642107 798,978 15,093 SH DEFINED 01 02 15,093 PARAMETRIC TECHNOLOGY CORP COM 699173100 101,714 9,300 SH DEFINED 01 02 9,300 PARAMETRIC TECHNOLOGY CORP COM 699173100 88,590 8,100 SH DEFINED 01 02 8,100 PAYCHEX INC COM 704326107 29,925 570 SH DEFINED 01 02 570 PAYCHEX INC COM 704326107 307,125 5,850 SH DEFINED 01 02 5,850 PE CORP CELERA GEN GRP 69332S201 301,366 3,025 SH DEFINED 01 02 3,025 PE CORP CELERA GEN GRP 69332S201 4,981 50 SH DEFINED 01 02 50 PE CORP CELERA GEN GRP 69332S201 5,977 60 SH DEFINED 01 02 60 PE CORP CELERA GEN GRP 69332S201 11,457 115 SH DEFINED 01 02 115 PE CORP COM PE BIO GRP 69332S102 1,239,560 10,640 SH DEFINED 01 02 10,640 PE CORP COM PE BIO GRP 69332S102 71,065 610 SH DEFINED 01 02 610 PEOPLES ENERGY CORP COM 711030106 1,154,775 34,600 SH DEFINED 01 02 34,600 PEPSICO INC COM 713448108 1,987,108 43,198 SH DEFINED 01 02 43,198 PEPSICO INC COM 713448108 119,232 2,592 SH DEFINED 01 02 2,592 PEPSICO INC COM 713448108 2,277,000 49,500 SH DEFINED 01 02 49,500 PEPSICO INC COM 713448108 13,800 300 SH DEFINED 01 02 300 PEREGRINE SYSTEMS INC COM 71366Q101 219,953 11,615 SH DEFINED 01 02 11,615 PEREGRINE SYSTEMS INC COM 71366Q101 4,261 225 SH DEFINED 01 02 225 PETSMART INC COM 716768106 98,896 21,100 SH DEFINED 01 02 21,100 PETSMART INC COM 716768106 187 40 SH DEFINED 01 02 40 PFF BANCORP INC COM 69331W104 21,750 1,000 SH DEFINED 01 02 1,000 PFF BANCORP INC COM 69331W104 5,182,242 238,264 SH DEFINED 01 02 237,964 PFIZER INC COM 717081103 3,244,676 72,205 SH DEFINED 01 02 72,205 PFIZER INC COM 717081103 64,485 1,435 SH DEFINED 01 02 1,435 PFIZER INC COM 717081103 5,395,945 120,078 SH DEFINED 01 02 120,078 PFIZER INC COM 717081103 194,353 4,325 SH DEFINED 01 02 4,325 PHARMACIA CORP COM 71713U102 312,190 5,187 SH DEFINED 01 02 5,187 PHARMACIA CORP COM 71713U102 6,019 100 SH DEFINED 01 02 100 PHARMACIA CORP COM 71713U102 621,250 10,322 SH DEFINED 01 02 10,322 PHILIP MORRIS COS INC COM 718154107 472,552 16,053 SH DEFINED 01 02 16,053 PHILIP MORRIS COS INC COM 718154107 71,826 2,440 SH DEFINED 01 02 2,440 PHILLIPS PETE CO COM 718507106 2,510 40 SH DEFINED 01 02 40 PHILLIPS PETE CO COM 718507106 1,149,266 18,315 SH DEFINED 01 02 18,315 PHOENIX TECHNOLOGY LTD COM 719153108 191,244 12,000 SH DEFINED 01 02 12,000 PILLOWTEX CORP COM 721501104 54,194 18,850 SH DEFINED 01 02 18,850 PLEXUS CORP COM 729132100 486,802 6,905 SH DEFINED 01 02 6,905 PMC-SIERRA INC COM 69344F106 430,930 2,002 SH DEFINED 01 02 2,002 PMC-SIERRA INC COM 69344F106 11,839 55 SH DEFINED 01 02 55 PMC-SIERRA INC COM 69344F106 3,913,675 18,182 SH DEFINED 01 02 18,182 PNC FINL SVCS GROUP INC COM 693475105 40,950 630 SH DEFINED 01 02 630 PNC FINL SVCS GROUP INC COM 693475105 1,031,225 15,865 SH DEFINED 01 02 15,865 POWERWAVE TECHNOLOGIES INC COM 739363109 37,969 1,000 SH DEFINED 01 02 1,000 POWERWAVE TECHNOLOGIES INC COM 739363109 235,598 6,205 SH DEFINED 01 02 6,205 PRAXAIR INC COM 74005P104 38,683 1,035 SH DEFINED 01 02 1,035 PRAXAIR INC COM 74005P104 3,737 100 SH DEFINED 01 02 100 PRAXAIR INC COM 74005P104 170,056 4,550 SH DEFINED 01 02 4,550 PROCTER & GAMBLE CO COM 742718109 47,235 705 SH DEFINED 01 02 705 PROCTER & GAMBLE CO COM 742718109 719,379 10,737 SH DEFINED 01 02 10,737 PROCTER & GAMBLE CO COM 742718109 6,700 100 SH DEFINED 01 02 100 PROMOTIONS COM INC COM 74341U106 70,397 43,321 SH DEFINED 01 02 43,321 PROVIDIAN FINL CORP COM 74406A102 424,815 3,345 SH DEFINED 01 02 3,345 PROVIDIAN FINL CORP COM 74406A102 31,750 250 SH DEFINED 01 02 250 PSINET INC COM 74437C101 57,269 5,950 SH DEFINED 01 02 5,950 PSINET INC COM 74437C101 12,753 1,325 SH DEFINED 01 02 1,325 PSINET INC COM 74437C101 31,377 3,260 SH DEFINED 01 02 3,260 PSINET INC COM 74437C101 38,644 4,015 SH DEFINED 01 02 4,015 PUTNAM MASTER INTER INCOME TR SH BEN INT 746909100 157,063 24,400 SH DEFINED 01 02 24,400 QUALCOMM INC COM 747525103 625,646 8,781 SH DEFINED 01 02 8,781 QUALCOMM INC COM 747525103 436,477 6,126 SH DEFINED 01 02 6,126 QUALCOMM INC COM 747525103 3,562 50 SH DEFINED 01 02 50 QUALCOMM INC COM 747525103 408,334 5,731 SH DEFINED 01 02 5,731 QUALCOMM INC COM 747525103 4,079,704 57,259 SH DEFINED 01 02 57,259 QUALCOMM INC COM 747525103 1,924 27 SH DEFINED 01 02 27 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 23,007 13,638 SH DEFINED 01 02 13,638 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 97,230 57,635 SH DEFINED 01 02 57,635 QWEST COMMUNICATIONS INTL INC COM 749121109 1,104,513 22,981 SH DEFINED 01 02 22,981 QWEST COMMUNICATIONS INTL INC COM 749121109 19,417 404 SH DEFINED 01 02 404 QWEST COMMUNICATIONS INTL INC COM 749121109 1,152,959 23,989 SH DEFINED 01 02 23,989 QWEST COMMUNICATIONS INTL INC COM 749121109 26,434 550 SH DEFINED 01 02 550 R & B FALCON CORP COM 74912E101 55,750 2,000 SH DEFINED 01 02 2,000 R & B FALCON CORP COM 74912E101 179,097 6,425 SH DEFINED 01 02 6,425 RATIONAL SOFTWARE CORP COM NEW 75409P202 1,817,972 26,205 SH DEFINED 01 02 26,205 READ-RITE CORP SUB NT CV 6.5%04 755246AA3 796,875 15,000 PRN DEFINED 01 02 15,000 REALNETWORKS INC COM 75605L104 188,813 4,750 SH DEFINED 01 02 4,750 REALNETWORKS INC COM 75605L104 163,015 4,101 SH DEFINED 01 02 4,101 REALNETWORKS INC COM 75605L104 93,413 2,350 SH DEFINED 01 02 2,350 RELIANT ENERGY INC COM 75952J108 41,711 897 SH DEFINED 01 02 897 RELIANT ENERGY INC COM 75952J108 1,353,150 29,100 SH DEFINED 01 02 29,100 RENAISSANCE RE HLDGS LTD COM G7496G103 665,584 10,410 SH DEFINED 01 02 10,410 RESPIRONICS INC COM 761230101 186,894 11,200 SH DEFINED 01 02 11,200 RITE AID CORP COM 767754104 3,200 800 SH DEFINED 01 02 800 RITE AID CORP COM 767754104 38,800 9,700 SH DEFINED 01 02 9,700 ROBERT HALF INTL INC COM 770323103 417,597 12,039 SH DEFINED 01 02 12,039 ROSLYN BANCORP INC COM 778162107 35,800 1,600 SH DEFINED 01 02 1,600 ROSLYN BANCORP INC COM 778162107 3,861,365 172,575 SH DEFINED 01 02 172,075 ROWAN COS INC COM 779382100 118,784 4,096 SH DEFINED 01 02 4,096 ROWAN COS INC COM 779382100 1,827,232 63,008 SH DEFINED 01 02 63,008 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 121,372 2,025 PRN DEFINED 01 02 2,025 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 52,265 872 PRN DEFINED 01 02 872 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 2,003,994 33,435 PRN DEFINED 01 02 33,435 RSL COMMUNICATIONS LTD CL A G7702U102 6,350 3,175 SH DEFINED 01 02 3,175 RSL COMMUNICATIONS LTD CL A G7702U102 18,254 9,127 SH DEFINED 01 02 9,127 SABRE HLDGS CORP CL A 785905100 8,363 289 SH DEFINED 01 02 289 SABRE HLDGS CORP CL A 785905100 3,014,367 104,170 SH DEFINED 01 02 103,870 SABRE HLDGS CORP CL A 785905100 19,243 665 SH DEFINED 01 02 665 SABRE HLDGS CORP CL A 785905100 1,201,291 41,514 SH DEFINED 01 02 41,514 SAFEWAY INC COM NEW 786514208 132,965 2,848 SH DEFINED 01 02 2,848

10 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- SAFEWAY INC COM NEW 786514208 9,337 200 SH DEFINED 01 02 200 SAFEWAY INC COM NEW 786514208 102,011 2,185 SH DEFINED 01 02 2,185 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 138,938 11,700 SH DEFINED 01 02 11,700 SANMINA CORP COM 800907107 115,627 1,235 SH DEFINED 01 02 1,235 SANMINA CORP COM 800907107 634,497 6,777 SH DEFINED 01 02 6,777 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 12,300 200 SH DEFINED 01 02 200 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 1,251,525 20,350 SH DEFINED 01 02 20,350 SAPIENS INTL CORP N V ORD N7716A102 39,138 10,100 SH DEFINED 01 02 10,100 SARA LEE CORP COM 803111103 9,770 481 SH DEFINED 01 02 481 SARA LEE CORP COM 803111103 103,591 5,100 SH DEFINED 01 02 5,100 SARA LEE CORP COM 803111103 2,969,228 146,181 SH DEFINED 01 02 146,181 SBC COMMUNICATIONS INC COM 78387G103 1,312,950 26,259 SH DEFINED 01 02 26,259 SBC COMMUNICATIONS INC COM 78387G103 139,000 2,780 SH DEFINED 01 02 2,780 SBC COMMUNICATIONS INC COM 78387G103 1,700,150 34,003 SH DEFINED 01 02 34,003 SBC COMMUNICATIONS INC COM 78387G103 800,300 16,006 SH DEFINED 01 02 16,006 SBC COMMUNICATIONS INC COM 78387G103 0 0 SH DEFINED 01 02 0 SCHERING PLOUGH CORP COM 806605101 818,819 17,609 SH DEFINED 01 02 17,609 SCHERING PLOUGH CORP COM 806605101 148,800 3,200 SH DEFINED 01 02 3,200 SCHERING PLOUGH CORP COM 806605101 2,918,294 62,759 SH DEFINED 01 02 62,759 SCHERING PLOUGH CORP COM 806605101 120,900 2,600 SH DEFINED 01 02 2,600 SCHLUMBERGER LTD COM 806857108 431,397 5,241 SH DEFINED 01 02 5,241 SCHLUMBERGER LTD COM 806857108 90,543 1,100 SH DEFINED 01 02 1,100 SCHLUMBERGER LTD COM 806857108 2,956,647 35,920 SH DEFINED 01 02 35,920 SCHLUMBERGER LTD COM 806857108 164,624 2,000 SH DEFINED 01 02 2,000 SCHWAB CHARLES CORP NEW COM 808513105 443,005 12,479 SH DEFINED 01 02 12,479 SCHWAB CHARLES CORP NEW COM 808513105 320,991 9,042 SH DEFINED 01 02 9,042 SCIENTIFIC ATLANTA INC COM 808655104 38,175 600 SH DEFINED 01 02 600 SCIENTIFIC ATLANTA INC COM 808655104 236,049 3,710 SH DEFINED 01 02 3,710 SDL INC COM 784076101 23,508 76 SH DEFINED 01 02 76 SDL INC COM 784076101 2,172,917 7,025 SH DEFINED 01 02 7,025 SECTOR SPDR TR SBI INT-UTILS 81369Y886 2,233,845 69,200 SH DEFINED 01 02 69,200 SEMPRA ENERGY COM 816851109 12,487 600 SH DEFINED 01 02 600 SEMPRA ENERGY COM 816851109 597,304 28,700 SH DEFINED 01 02 28,700 SERVICE CORP INTL COM 817565104 12,112 4,970 SH DEFINED 01 02 4,970 SERVICE CORP INTL COM 817565104 2,973 1,220 SH DEFINED 01 02 1,220 SERVICE CORP INTL COM 817565104 258,239 105,966 SH DEFINED 01 02 105,366 SERVICE CORP INTL COM 817565104 14,110 5,790 SH DEFINED 01 02 5,790 SERVICE CORP INTL COM 817565104 100,648 41,300 SH DEFINED 01 02 41,300 SERVICEMASTER CO COM 81760N109 119,833 12,135 SH DEFINED 01 02 12,135 SHAW COMMUNICATIONS INC CL B CONV 82028K200 453,740 20,000 SH DEFINED 01 02 20,000 SIEBEL SYS INC COM 826170102 406,066 3,648 SH DEFINED 01 02 3,648 SIEBEL SYS INC COM 826170102 481,758 4,328 SH DEFINED 01 02 4,328 SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 30,881 450 SH DEFINED 01 02 450 SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 177,053 2,580 SH DEFINED 01 02 2,580 SOCKET COMMUNICATIONS INC COM 833672108 240,250 15,500 SH DEFINED 01 02 15,500 SOLECTRON CORP COM 834182107 305,301 6,619 SH DEFINED 01 02 6,619 SOLECTRON CORP COM 834182107 676,100 14,658 SH DEFINED 01 02 14,658 SOLECTRON CORP COM 834182107 2,306 50 SH DEFINED 01 02 50 SOUTHERN CO COM 842587107 29,355 905 SH DEFINED 01 02 905 SOUTHERN CO COM 842587107 32,437 1,000 SH DEFINED 01 02 1,000 SOUTHERN CO COM 842587107 189,756 5,850 SH DEFINED 01 02 5,850 SOUTHWEST AIRLS CO COM 844741108 313,965 12,947 SH DEFINED 01 02 12,947 SOUTHWEST AIRLS CO COM 844741108 2,425 100 SH DEFINED 01 02 100 SOUTHWEST AIRLS CO COM 844741108 443,751 18,299 SH DEFINED 01 02 18,299 SPDR TR UNIT SER 1 78462F103 3,591 25 SH DEFINED 01 02 25 SPDR TR UNIT SER 1 78462F103 2,075,381 14,450 SH DEFINED 01 02 14,450 SPRINT CORP COM FON GROUP 852061100 374,138 12,764 SH DEFINED 01 02 12,764 SPRINT CORP COM FON GROUP 852061100 560,768 19,131 SH DEFINED 01 02 19,131 SPRINT CORP COM FON GROUP 852061100 1,281,521 43,720 SH DEFINED 01 02 43,720 SPRINT CORP PCS COM SER 1 852061506 137,092 3,910 SH DEFINED 01 02 3,910 SPRINT CORP PCS COM SER 1 852061506 206,165 5,880 SH DEFINED 01 02 5,880 SPRINT CORP PCS COM SER 1 852061506 280,496 8,000 SH DEFINED 01 02 8,000 SPX CORP COM 784635104 25,974 183 SH DEFINED 01 02 183 SPX CORP COM 784635104 212,906 1,500 SH DEFINED 01 02 1,500 STAPLES INC COM 855030102 415,041 29,255 SH DEFINED 01 02 29,255 STAPLES INC COM 855030102 457,701 32,262 SH DEFINED 01 02 32,262 STAR TELECOMMUNICATIONS INC COM 854923109 36,350 18,175 SH DEFINED 01 02 18,175 STAR TELECOMMUNICATIONS INC COM 854923109 (58) (29)SH DEFINED 01 02 (29) STARTEC GLOBAL COMM CORP COM 85569E103 98,127 16,528 SH DEFINED 01 02 16,528 STATE STR CORP COM 857477103 76,700 590 SH DEFINED 01 02 590 STATE STR CORP COM 857477103 215,930 1,661 SH DEFINED 01 02 1,661 STATE STR CORP COM 857477103 37,700 290 SH DEFINED 01 02 290 STEWART INFORMATION SVCS CORP COM 860372101 3,075 200 SH DEFINED 01 02 200 STEWART INFORMATION SVCS CORP COM 860372101 748,609 48,690 SH DEFINED 01 02 48,690 STONE CONTAINER CORP SB DB CV 6.75%07 861589AE9 6,547,125 79,000 PRN DEFINED 01 02 79,000 SUFFOLK BANCORP COM 864739107 213,580 7,820 SH DEFINED 01 02 7,820 SUMMIT BANCORP COM 866005101 6,900 200 SH DEFINED 01 02 200 SUMMIT BANCORP COM 866005101 127,133 3,685 SH DEFINED 01 02 3,685 SUMMIT BANCORP COM 866005101 103,500 3,000 SH DEFINED 01 02 3,000 SUN MICROSYSTEMS INC COM 866810104 2,388,588 20,459 SH DEFINED 01 02 20,459 SUN MICROSYSTEMS INC COM 866810104 12,259 105 SH DEFINED 01 02 105 SUN MICROSYSTEMS INC COM 866810104 11,466,368 98,213 SH DEFINED 01 02 98,213 SUN MICROSYSTEMS INC COM 866810104 23,350 200 SH DEFINED 01 02 200 SUN MICROSYSTEMS INC COM 866810104 234 2 SH DEFINED 01 02 2 SWIFT ENERGY CO SB NT CV 6.25%06 870738AB7 3,271,875 25,000 PRN DEFINED 01 02 25,000 SYBRON INTL CORP COM 87114F106 5,759,400 239,975 SH DEFINED 01 02 239,175 SYBRON INTL CORP COM 87114F106 6,000 250 SH DEFINED 01 02 250 SYCAMORE NETWORKS INC COM 871206108 444,960 4,120 SH DEFINED 01 02 4,120 SYMBOL TECHNOLOGIES INC COM 871508107 71,407 1,987 SH DEFINED 01 02 1,987 SYMBOL TECHNOLOGIES INC COM 871508107 5,475,684 152,369 SH DEFINED 01 02 151,794 SYMBOL TECHNOLOGIES INC COM 871508107 35,937 1,000 SH DEFINED 01 02 1,000 TALK CITY INC COM 874263106 14,244 12,000 SH DEFINED 01 02 12,000 TARGET CORP COM 87612E106 429,449 16,759 SH DEFINED 01 02 16,759 TARGET CORP COM 87612E106 5,125 200 SH DEFINED 01 02 200 TARGET CORP COM 87612E106 357,802 13,963 SH DEFINED 01 02 13,963 TCSI CORP COM 87233R106 235,635 125,672 SH DEFINED 01 02 125,672 TCW/DW TERM TR 2003 SH BEN INT 87234U108 150,000 16,000 SH DEFINED 01 02 16,000 TELEFONICA S A SPONSORED ADR 879382208 211,477 3,558 SH DEFINED 01 02 3,558 TELEFONICA S A SPONSORED ADR 879382208 1,114,860 18,757 SH DEFINED 01 02 18,757 TELEPHONE & DATA SYS INC COM 879433100 198,707 1,795 SH DEFINED 01 02 1,795 TELEPHONE & DATA SYS INC COM 879433100 22,140 200 SH DEFINED 01 02 200 TELEPHONE & DATA SYS INC COM 879433100 9,963 90 SH DEFINED 01 02 90 TELLABS INC COM 879664100 321,358 6,730 SH DEFINED 01 02 6,730 TELLABS INC COM 879664100 603,321 12,635 SH DEFINED 01 02 12,635 TELLABS INC COM 879664100 (1,910) (40)SH DEFINED 01 02 (40) TEMPLETON EMERG MKTS INCOME FD COM 880192109 32,400 3,200 SH DEFINED 01 02 3,200 TEMPLETON EMERG MKTS INCOME FD COM 880192109 114,413 11,300 SH DEFINED 01 02 11,300 TEMPLETON EMERG MKTS INCOME FD COM 880192109 73,406 7,250 SH DEFINED 01 02 7,250 TEXACO INC COM 881694103 400,575 7,630 SH DEFINED 01 02 7,630 TEXACO INC COM 881694103 10,500 200 SH DEFINED 01 02 200 TEXACO INC COM 881694103 554,978 10,571 SH DEFINED 01 02 10,571 TEXACO INC COM 881694103 3,150 60 SH DEFINED 01 02 60 TEXAS INSTRS INC COM 882508104 1,139,094 24,140 SH DEFINED 01 02 24,140 TEXAS INSTRS INC COM 882508104 151,470 3,210 SH DEFINED 01 02 3,210 TEXAS INSTRS INC COM 882508104 150,998 3,200 SH DEFINED 01 02 3,200 TEXAS INSTRS INC COM 882508104 927,460 19,655 SH DEFINED 01 02 19,655

11 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- TEXAS INSTRS INC COM 882508104 18,875 400 SH DEFINED 01 02 400 TEXAS INSTRS INC COM 882508104 (9,390) (199)SH DEFINED 01 02 (199) THERMO ELECTRON CORP COM 883556102 47,580 1,830 SH DEFINED 01 02 1,830 THERMO ELECTRON CORP COM 883556102 8,762 337 SH DEFINED 01 02 337 THERMO ELECTRON CORP COM 883556102 195,000 7,500 SH DEFINED 01 02 7,500 THERMO ELECTRON CORP COM 883556102 (1,690) (65)SH DEFINED 01 02 (65) TIME WARNER INC COM 887315109 479,829 6,132 SH DEFINED 01 02 6,132 TIME WARNER INC COM 887315109 738,211 9,434 SH DEFINED 01 02 9,434 TIME WARNER INC COM 887315109 17,998 230 SH DEFINED 01 02 230 TJX COS INC NEW COM 872540109 11,250 500 SH DEFINED 01 02 500 TJX COS INC NEW COM 872540109 6,750 300 SH DEFINED 01 02 300 TJX COS INC NEW COM 872540109 367,313 16,325 SH DEFINED 01 02 16,325 TOLLGRADE COMMUNICATIONS INC COM 889542106 350,500 2,525 SH DEFINED 01 02 2,525 TOSCO CORP COM NEW 891490302 1,092 35 SH DEFINED 01 02 35 TOSCO CORP COM NEW 891490302 736,013 23,600 SH DEFINED 01 02 23,600 TRANSOCEAN SEDCO FOREX INC ORD G90078109 21,574 368 SH DEFINED 01 02 368 TRANSOCEAN SEDCO FOREX INC ORD G90078109 12,429 212 SH DEFINED 01 02 212 TRANSOCEAN SEDCO FOREX INC ORD G90078109 429,135 7,320 SH DEFINED 01 02 7,320 TRANSOCEAN SEDCO FOREX INC ORD G90078109 8,794 150 SH DEFINED 01 02 150 TRIQUINT SEMICONDUCTOR INC COM 89674K103 205,687 5,645 SH DEFINED 01 02 5,645 TRIQUINT SEMICONDUCTOR INC COM 89674K103 65,587 1,800 SH DEFINED 01 02 1,800 TRITON ENERGY LTD ORD G90751101 19,500 500 SH DEFINED 01 02 500 TRITON ENERGY LTD ORD G90751101 8,014,500 205,500 SH DEFINED 01 02 204,400 TRITON ENERGY LTD ORD G90751101 1,170 30 SH DEFINED 01 02 30 TRW INC COM 872649108 39,975 984 SH DEFINED 01 02 984 TRW INC COM 872649108 637,406 15,690 SH DEFINED 01 02 15,690 TRW INC COM 872649108 16,250 400 SH DEFINED 01 02 400 TYCO INTL LTD NEW COM 902124106 531,511 10,246 SH DEFINED 01 02 10,246 TYCO INTL LTD NEW COM 902124106 184,364 3,554 SH DEFINED 01 02 3,554 TYCO INTL LTD NEW COM 902124106 1,007,776 19,427 SH DEFINED 01 02 19,427 TYCO INTL LTD NEW COM 902124106 3,631 70 SH DEFINED 01 02 70 UAL CORP COM PAR $0.01 902549500 756,714 18,017 SH DEFINED 01 02 18,017 UNILEVER N V N Y SHS NEW 904784709 41,013 850 SH DEFINED 01 02 850 UNILEVER N V N Y SHS NEW 904784709 766,596 15,888 SH DEFINED 01 02 15,888 UNION PAC CORP COM 907818108 158,610 4,080 SH DEFINED 01 02 4,080 UNION PAC CORP COM 907818108 52,481 1,350 SH DEFINED 01 02 1,350 UNION PAC CORP COM 907818108 409,354 10,530 SH DEFINED 01 02 10,530 UNION PAC CORP COM 907818108 1,826,736 46,990 SH DEFINED 01 02 46,990 UNION PLANTERS CORP COM 908068109 105,798 3,200 SH DEFINED 01 02 3,200 UNION PLANTERS CORP COM 908068109 127,289 3,850 SH DEFINED 01 02 3,850 UNISYS CORP COM 909214108 120,938 10,750 SH DEFINED 01 02 10,750 UNITED TECHNOLOGIES CORP COM 913017109 225,963 3,263 SH DEFINED 01 02 3,263 UNITED TECHNOLOGIES CORP COM 913017109 1,124,274 16,235 SH DEFINED 01 02 16,235 UNOCAL CORP COM 915289102 79,131 2,233 SH DEFINED 01 02 2,233 UNOCAL CORP COM 915289102 130,763 3,690 SH DEFINED 01 02 3,690 US BANCORP DEL COM 902973106 196,492 8,637 SH DEFINED 01 02 8,637 US BANCORP DEL COM 902973106 45,386 1,995 SH DEFINED 01 02 1,995 USINTERNETWORKING INC COM 917311805 92,407 13,850 SH DEFINED 01 02 13,850 UTAH MED PRODS INC COM 917488108 75,822 10,281 SH DEFINED 01 02 10,281 UTILICORP UTD INC COM 918005109 1,051,819 40,650 SH DEFINED 01 02 40,650 VAN KAMPEN SENIOR INCOME TR COM 920961109 8,750 1,000 SH DEFINED 01 02 1,000 VAN KAMPEN SENIOR INCOME TR COM 920961109 174,125 19,900 SH DEFINED 01 02 19,900 VARIAN INC COM 922206107 17,225 400 SH DEFINED 01 02 400 VARIAN INC COM 922206107 204,760 4,755 SH DEFINED 01 02 4,755 VERISIGN INC COM 92343E102 (5,874) (29)SH DEFINED 01 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928298108 285,483 9,284 SH DEFINED 01 02 9,284 VISHAY INTERTECHNOLOGY INC COM 928298108 130,503 4,244 SH DEFINED 01 02 4,244 VISIBLE GENETICS INC COM 92829S104 403,750 10,000 SH DEFINED 01 02 10,000 VITESSE SEMICONDUCTOR CORP COM 928497106 73,373 825 SH DEFINED 01 02 825 VITESSE SEMICONDUCTOR CORP COM 928497106 279,262 3,140 SH DEFINED 01 02 3,140 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 346,024 9,352 SH DEFINED 01 02 9,352 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 25,900 700 SH DEFINED 01 02 700 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 885,040 23,920 SH DEFINED 01 02 23,920 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 207,940 5,620 SH DEFINED 01 02 5,620 VORNADO RLTY TR SH BEN INT 929042109 278,438 7,500 SH DEFINED 01 02 7,500 WAL MART STORES INC COM 931142103 460,653 9,572 SH DEFINED 01 02 9,572 WAL MART STORES INC COM 931142103 33,206 690 SH DEFINED 01 02 690 WAL MART STORES INC COM 931142103 813,313 16,900 SH DEFINED 01 02 16,900 WALGREEN CO COM 931422109 450,198 11,867 SH DEFINED 01 02 11,867 WALGREEN CO COM 931422109 732,374 19,305 SH DEFINED 01 02 19,305 WASHINGTON MUT INC COM 939322103 83,127 2,088 SH DEFINED 01 02 2,088 WASHINGTON MUT INC COM 939322103 5,602,265 140,718 SH DEFINED 01 02 140,268 WASHINGTON MUT INC COM 939322103 163,269 4,101 SH DEFINED 01 02 4,101 WASHINGTON MUT INC COM 939322103 2,261,680 56,809 SH DEFINED 01 02 56,809 WASTE MGMT INC DEL COM 94106L109 206,890 11,865 SH DEFINED 01 02 11,865 WASTE MGMT INC DEL COM 94106L109 2,528 145 SH DEFINED 01 02 145 WASTE MGMT INC DEL COM 94106L109 199,235 11,426 SH DEFINED 01 02 11,426 WASTE MGMT INC DEL COM 94106L109 691,377 39,650 SH DEFINED 01 02 39,650 WATERS CORP COM 941848103 27,946 314 SH DEFINED 01 02 314 WATERS CORP COM 941848103 632,345 7,105 SH DEFINED 01 02 7,105 WATSON PHARMACEUTICALS INC COM 942683103 179,704 2,770 SH DEFINED 01 02 2,770 WATSON PHARMACEUTICALS INC COM 942683103 90,501 1,395 SH DEFINED 01 02 1,395 WATSON PHARMACEUTICALS INC COM 942683103 260 4 SH DEFINED 01 02 4 WEATHERFORD INTL INC COM 947074100 8,600 200 SH DEFINED 01 02 200 WEATHERFORD INTL INC COM 947074100 1,002,932 23,324 SH DEFINED 01 02 23,324 WELLS FARGO & CO NEW COM 949746101 462,172 10,061 SH DEFINED 01 02 10,061 WELLS FARGO & CO NEW COM 949746101 1,042,540 22,695 SH DEFINED 01 02 22,695 WELLS FARGO & CO NEW COM 949746101 5,742 125 SH DEFINED 01 02 125 WENDYS INTL INC COM 950590109 470,494 23,452 SH DEFINED 01 02 23,452 WESTERN DIGITAL CORP SB DB CV ZERO 18 958102AH8 12,171,875 475,000 SH DEFINED 01 02 475,000 WHX CORP COM 929248102 19,512 13,008 SH DEFINED 01 02 13,008 WILLAMETTE INDS INC COM 969133107 504,000 18,000 SH DEFINED 01 02 18,000 WILLIAMS COS INC DEL COM 969457100 128,863 3,050 SH DEFINED 01 02 3,050 WILLIAMS COS INC DEL COM 969457100 216,320 5,120 SH DEFINED 01 02 5,120 WILLIAMS COS INC DEL COM 969457100 2,935,530 69,480 SH DEFINED 01 02 69,480 WIND RIVER SYSTEMS INC COM 973149107 105,461 2,200 SH DEFINED 01 02 2,200 WIND RIVER SYSTEMS INC COM 973149107 14,381 300 SH DEFINED 01 02 300 WIND RIVER SYSTEMS INC COM 973149107 569,492 11,880 SH DEFINED 01 02 11,880 WIND RIVER SYSTEMS INC COM 973149107 (4,794) (100)SH DEFINED 01 02 (100) WORLD ACCESS INC SB NT CV 4.5%02 98141AAC5 35,307,500 487,000 SH DEFINED 01 02 487,000 WORLDCOM INC GA NEW COM 98157D106 616,278 20,289 SH DEFINED 01 02 20,289 WORLDCOM INC GA NEW COM 98157D106 51,638 1,700 SH DEFINED 01 02 1,700 WORLDCOM INC GA NEW COM 98157D106 2,375,173 78,195 SH DEFINED 01 02 78,195

12 VOTING VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ------ ------- --- ---- ------- -------- ---- ------ ---- WORLDCOM INC GA NEW COM 98157D106 117,551 3,870 SH DEFINED 01 02 3,870 WORLDCOM INC GA NEW COM 98157D106 30 1 SH DEFINED 01 02 1 XCEED INC COM 98388N105 167,595 67,038 SH DEFINED 01 02 67,038 XEROX CORP COM 984121103 54,901 3,645 SH DEFINED 01 02 3,645 XEROX CORP COM 984121103 1,475,172 97,940 SH DEFINED 01 02 97,940 XILINX INC COM 983919101 44,268 517 SH DEFINED 01 02 517 XILINX INC COM 983919101 904,628 10,565 SH DEFINED 01 02 10,565 YAHOO INC COM 984332106 296,569 3,259 SH DEFINED 01 02 3,259 YAHOO INC COM 984332106 56,420 620 SH DEFINED 01 02 620 YAHOO INC COM 984332106 331,604 3,644 SH DEFINED 01 02 3,644 YOUBET COM INC COM 987413101 96,850 50,000 SH DEFINED 01 02 50,000 ZALE CORP NEW COM 988858106 3,205,910 98,835 SH DEFINED 01 02 98,485 ZOLL MED CORP COM 989922109 219,375 4,500 SH DEFINED 01 02 4,500 ZYGO CORP COM 989855101 217,500 2,500 SH DEFINED 01 02 2,500

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