UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: N/A This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gruntal & Co., L.L.C. Address: One Liberty Plaza New York, NY 10006-1487 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David R. Rappaport Title: Senior Vice President Phone: (212) 820-8720 Signature, Place, and Date of Signing: /s/ DAVID R. RAPPAPORT New York, NY 2001 -------------------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NAME: 13F FILE NUMBER 1. Gruntal & Co., L.L.C. 28-2572 2. The Home Insurance Company 28-362 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 1067 Form 13F Information Table Value Total: 21898510 List of Other Included Managers: No. 13F File Number Name 01 28-2572 Gruntal & Co., L.L.C. 02 28-362 Home Insurance Company

FORM 13F INFORMATION TABLE ~~VOTING~~ VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER ~~AUTHORITY~~ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS ~~SOLE SHARED NONE~~ -------------- -------------- ----- ------ -- ----- --- ---- ----~~---~~ -------- ---- ------ ---- 3COM CORP COM 885535104 297,111 15,485 SH DEFINED 01 02 15,485 3COM CORP COM 885535104 2,169,091 113,050 SH DEFINED 01 02 112,650 3COM CORP COM 885535104 411,369 21,440 SH DEFINED 01 02 21,440 3COM CORP COM 885535104 23,024 1,200 SH DEFINED 01 02 1,200 3COM CORP COM 885535104 269 14 SH DEFINED 01 02 14 A D C TELECOMMUNICATIONS COM 000886101 462,794 17,210 SH DEFINED 01 02 17,210 A D C TELECOMMUNICATIONS COM 000886101 10,487 390 SH DEFINED 01 02 390 A D C TELECOMMUNICATIONS COM 000886101 949,387 35,305 SH DEFINED 01 02 35,305 ABBOTT LABS COM 002824100 134,600 2,830 SH DEFINED 01 02 2,830 ABBOTT LABS COM 002824100 1,120,085 23,550 SH DEFINED 01 02 23,550 ABITIBI-CONSOLIDATED INC COM 003924107 114,966 12,263 SH DEFINED 01 02 12,263 ACE LTD ORD G0070K103 53,184 1,355 SH DEFINED 01 02 1,355 ACE LTD ORD G0070K103 256,734 6,541 SH DEFINED 01 02 6,541 ADAPTEC INC SB NT CV 4.75%04 00651FAC2 13,921,875 165,000 PRN DEFINED 01 02 165,000 ADOBE SYS INC COM 00724F101 949,975 6,119 SH DEFINED 01 02 6,119 ADOBE SYS INC COM 00724F101 3,534,266 22,765 SH DEFINED 01 02 22,765 ADOBE SYS INC COM 00724F101 (2,639) (17)SH DEFINED 01 02 (17) ADVANCED FIBRE COMMUNICATIONS COM 00754A105 30,300 800 SH DEFINED 01 02 800 ADVANCED FIBRE COMMUNICATIONS COM 00754A105 238,612 6,300 SH DEFINED 01 02 6,300 ADVANCED FIBRE COMMUNICATIONS COM 00754A105 3,787 100 SH DEFINED 01 02 100 AEGON N V ORD AMER REG 007924103 8595,~~610~~554 2,306 SH DEFINED 01 02 ~~2,306~~ AEGON N V ORD AMER REG 007924103 ~~232~~258,~~031~~981 6,250 SH DEFINED 01 02 ~~6,250~~ AES CORP COM 00130H105 ~~218~~182,~~652~~738 3,~~192~~300 SH DEFINED 01 02 ~~3,192~~ AES CORP COM 00130H105 ~~429~~371,~~152~~566 6,~~265~~710 SH DEFINED 01 02 ~~6,265~~ AES CORP COM 00130H105 1311,~~700~~075 200 SH DEFINED 01 02 ~~200~~ AFLAC INC COM 001055102 ~~228~~223,~~061~~780 3,~~560~~100 SH DEFINED 01 02 ~~3,560~~ AFLAC INC COM 001055102 ~~126,~~138,527 1,~~969~~919 SH DEFINED 01 02 ~~1,969~~ AGILENT TECHNOLOGIES INC COM 00846U101 ~~163~~295,~~156~~541 35,~~334~~398 SH DEFINED 01 02 ~~3,334~~ AGILENT TECHNOLOGIES INC COM 00846U101 1,~~493~~642,~~949~~938 30,~~528~~008 SH DEFINED 01 02 ~~30,528~~ AGILENT TECHNOLOGIES INC COM 00846U101 2949,~~852~~823 ~~610~~910 SH DEFINED 01 02 ~~610 AGILENT TECHNOLOGIES INC COM 00846U101 (1,174) (24)SH DEFINED 01 02 (24)~~ AIR PRODS & CHEMS INC COM 009158106 3642,~~900~~025 1,025 SH DEFINED 01 02 ~~1,025~~ AIR PRODS & CHEMS INC COM 009158106 ~~125~~143,~~640~~090 3,490 SH DEFINED 01 02 ~~3,490~~ AIR PRODS & CHEMS INC COM 009158106 2,~~172~~460,~~600~~000 60,~~350~~000 SH DEFINED 01 02 ~~60,350~~ AIRBORNE FGHT CORP COM 009266107 2423,~~041~~010 2,360 SH DEFINED 01 02 ~~2,360~~ AIRBORNE FGHT CORP COM 009266107 ~~118~~31,~~679~~200 113,~~650~~200 SH DEFINED 01 02 ~~11,650~~ AIRBORNE FGHT CORP COM 009266107 ~~748~~676,~~622~~046 7369,~~488~~338 SH DEFINED 01 02 ~~73,488~~ ALBANY MOLECULAR RESH INC COM 012423109 ~~228~~242,~~119~~186 43,~~060~~930 SH DEFINED 01 02 ~~4,060~~ ALBERTA ENERGY LTD COM 012873105 ~~209~~244,~~873~~483 5,~~042~~067 SH DEFINED 01 02 ~~5,042~~ ALCOA INC COM 013817101 53120,~~839~~667 23,~~127~~602 SH DEFINED 01 02 ~~2,127~~ ALCOA INC COM 013817101 ~~299~~396,~~846~~841 11,846 SH DEFINED 01 02 ~~11,846~~ ALLEGHENY ENERGY INC COM 017361106 ~~152~~192,748 4,000 SH DEFINED 01 02 ~~4,000~~ ALLEGHENY ENERGY INC COM 017361106 ~~767~~14,~~559 20,100 SH DEFINED 01 02 20,100 ALLEGHENY ENERGY INC COM 017361106 11,~~456 300 SH DEFINED 01 02 300 ALLIANCE WORLD DLR GV FD II COM 01879R106 8,609 950 SH DEFINED 01 02 950 ALLIANCE WORLD DLR GV FD II COM 01879R106 3,625 400 SH DEFINED 01 02 400 ALLIANCE WORLD DLR GV FD II COM 01879R106 86,941 9,594 SH DEFINED 01 02 9,594 ALLIED RISER COMMUNICATIONS CP COM 019496108 7948,~~500~~744 1224,000 SH DEFINED 01 02 ~~12,000~~ ALLSTATE CORP COM 020002101 ~~122~~153,~~841~~992 3,535 SH DEFINED 01 02 ~~3,535~~ ALLSTATE CORP COM 020002101 ~~203~~178,~~009~~256 54,~~842~~092 SH DEFINED 01 02 ~~5,842~~ ALLSTATE CORP COM 020002101 5771,~~337~~877 1,650 SH DEFINED 01 02 ~~1,650~~ ALLTEL CORP COM 020039103 7185,~~809~~913 1,376 SH DEFINED 01 02 ~~1,376~~ ALLTEL CORP COM 020039103 ~~316~~317,~~305~~929 65,~~061~~092 SH DEFINED 01 02 ~~6,061~~ ALLTEL CORP COM 020039103 3137,~~312~~462 600 SH DEFINED 01 02 ~~600 ALTEON WEBSYSTEMS INC COM 02145A109 292,656 2,700 SH DEFINED 01 02 2,700~~ ALZA CORP DEL COM 022615108 ~~545~~536,~~988~~520 612,~~312~~624 SH DEFINED 01 02 ~~6,312~~ ALZA CORP DEL COM 022615108 ~~345~~641,~~135~~750 315,~~990~~100 SH DEFINED 01 02 ~~3,990~~ ALZA CORP DEL COM 022615108 8,~~650~~500 ~~100~~200 SH DEFINED 01 02 ~~100~~ AMERICA ONLINE INC DEL COM 02364J104 1975,~~559,502~~409 2928,~~014~~029 SH DEFINED 01 02 ~~29,014~~ AMERICA ONLINE INC DEL COM 02364J104 257,~~531~~830 ~~475~~225 SH DEFINED 01 02 ~~475~~ AMERICA ONLINE INC DEL COM 02364J104 56109,~~652~~759 13,~~054~~154 SH DEFINED 01 02 ~~1,054~~ AMERICA ONLINE INC DEL COM 02364J104 1782,~~242,968~~548 2322,~~125~~487 SH DEFINED 01 02 ~~23,125~~ AMERICA ONLINE INC DEL COM 02364J104 ~~236~~27,~~769~~492 ~~4,405~~790 SH DEFINED 01 02 ~~4,405~~ AMERICA ~~ONLINE~~WEST ~~INC~~HLDG ~~DEL~~CORP ~~COM~~CL ~~02364J104~~B (1023657208 138,~~344)~~370 ~~(25)~~10,800 SH DEFINED 01 02 ~~(25)~~ AMERICAN EXPRESS CO COM 025816109 1374,~~117,739~~890 186,~~399~~824 SH DEFINED 01 02 ~~18,399~~ AMERICAN EXPRESS CO COM 025816109 154,~~500,525~~937 241,~~700~~000 SH DEFINED 01 02 ~~24,700~~ AMERICAN EXPRESS CO COM 025816109 ~~180~~1,~~731~~506,098 227,~~975~~415 SH DEFINED 01 02 ~~2,975~~ AMERICAN GENERAL CORP COM 026351106 ~~302~~316,~~562~~139 3,879 SH DEFINED 01 02 ~~3,879~~ AMERICAN GENERAL CORP COM 026351106 4952,~~920~~160 640 SH DEFINED 01 02 ~~640~~ AMERICAN HOME PRODS CORP COM 026609107 ~~638~~717,~~811~~734 11,294 SH DEFINED 01 02 ~~11,294~~ AMERICAN HOME PRODS CORP COM 026609107 ~~508~~494,~~153~~673 87,~~984~~784 SH DEFINED 01 02 ~~8,984~~ AMERICAN HOME PRODS CORP COM 026609107 3,~~222~~516,~~733~~603 5655,~~977~~336 SH DEFINED 01 02 ~~56,977~~ AMERICAN INTL GROUP INC COM 026874107 3,~~396~~465,~~027~~637 35,~~491~~162 SH DEFINED 01 02 ~~35,491~~ AMERICAN INTL GROUP INC COM 026874107 6,~~028~~209 63 SH DEFINED 01 02 63 AMERICAN INTL GROUP INC COM 026874107 46,~~729~~904,~~426~~170 4970,~~426~~049 SH DEFINED 01 02 ~~49,426~~ AMERICAN INTL GROUP INC COM 026874107 1,~~148~~183 12 SH DEFINED 01 02 12 AMGEN INC COM 031162100 ~~241~~206,~~326~~261 3,~~456~~226 SH DEFINED 01 02 ~~3,456~~ AMGEN INC COM 031162100 1312,~~966~~787 200 SH DEFINED 01 02 ~~200~~ AMGEN INC COM 031162100 1,~~178~~021,~~487~~202 1615,~~877~~972 SH DEFINED 01 02 ~~16,877~~AMGEN ~~AMWAY~~INC ~~JAPAN~~COM ~~LTD~~031162100 ~~SPONSORED ADR 03234J100 133~~140,~~110~~661 302,~~000~~200 SH DEFINED 01 02 ~~30,000~~ ANADARKO PETE CORP COM 032511107 1733,~~147~~123 ~~258~~466 SH DEFINED 01 02 ~~258~~ ANADARKO PETE CORP COM 032511107 ~~396~~308,~~766~~843 54,~~970~~345 SH DEFINED 01 02 ~~5,970~~ ANADARKO PETE CORP COM 032511107 2729,~~182~~072 409 SH DEFINED 01 02 ~~409 ANADIGICS INC COM 032515108 45,578 2,060 SH DEFINED 01 02 2,060 ANADIGICS INC COM 032515108 126,112 5,700 SH DEFINED 01 02 5,700 ANADIGICS INC COM 032515108 29,316 1,325 SH DEFINED 01 02 1,325~~ ANDRX ~~CORP~~GROUP ~~DEL~~ COM ~~ANDRX GRP~~ 034553107 ~~210~~127,~~094~~325 2,~~250~~200 SH DEFINED 01 02 ~~2,250~~ ANDRX ~~CORP~~GROUP ~~DEL~~ COM ~~ANDRX GRP~~ 034553107 ~~910~~227,~~593~~159 93,~~752~~925 SH DEFINED 01 02 ~~9,752~~ ANDRX ~~CORP~~GROUP ~~DEL~~ COM ~~ANDRX GRP~~ 034553107 4104,~~669~~464 501,805 SH DEFINED 01 02 50 ANHEUSER BUSCH COS INC COM 035229103 5054,~~774~~600 1,200 SH DEFINED 01 02 ~~1,200~~ ANHEUSER BUSCH COS INC COM 035229103 ~~266~~387,~~989~~205 6,310 SH DEFINED 01 02 6,310 APACHE CORP COM 037411105 1,712,260 28,960 SH DEFINED 01 02 28,960 APPLE COMPUTER INC COM 037833100 77,817 3,022 SH DEFINED 01 02 3,022 APPLE COMPUTER INC COM 037833100 2,575 100 SH DEFINED 01 02 100 APPLE COMPUTER INC COM 037833100 982,878 38,170 SH DEFINED 01 02 38,170 APPLIED INNOVATION INC COM 037916103 5,348 345 SH DEFINED 01 02 345 APPLIED INNOVATION INC COM 037916103 264,492 17,064 SH DEFINED 01 02 17,064 APPLIED MATLS INC COM 038222105 360,795 6,083 SH DEFINED 01 02 6,083 APPLIED MATLS INC COM 038222105 5,931 100 SH DEFINED 01 02 100 APPLIED MATLS INC COM 038222105 2,721,413 45,883 SH DEFINED 01 02 45,883 APPLIED MATLS INC COM 038222105 (8,~~482)~~510 ~~(143)~~SH DEFINED 01 02 (143) APPLIED MICRO CIRCUITS CORP COM 03822W109 30,438 147 SH DEFINED 01 02 147 APPLIED MICRO CIRCUITS CORP COM 03822W109 1,442,187 6,965 SH DEFINED 01 02 6,965 APPLIED MICRO CIRCUITS CORP COM 03822W109 2,071 10 SH DEFINED 01 02 10 ARIBA INC COM 04033V104 (13,467) (94)SH DEFINED 01 02 (94) ARIBA INC COM 04033V104 13,610 95 SH DEFINED 01 02 95 ARIBA INC COM 04033V104 14,327 100 SH DEFINED 01 02 100 ARIBA INC COM 04033V104 274,354 1,915 SH DEFINED 01 02 1,915 ARTESYN TECHNOLOGIES INC COM 043127109 208,826 7,170 SH DEFINED 01 02 7,170 ASHANTI GOLDFIELDS LTD GLOB DEP RCPT 043743202 14,091 5,500 SH DEFINED 01 02 5,500

17 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- AEGON N V 2,306 AEGON N V 6,250 AES CORP 3,300 AES CORP 6,710 AES CORP 200 AFLAC INC 3,100 AFLAC INC 1,919 AGILENT TECHNOLOGIES INC 5,398 AGILENT TECHNOLOGIES INC 30,008 AGILENT TECHNOLOGIES INC 910 AIR PRODS & CHEMS INC 1,025 AIR PRODS & CHEMS INC 3,490 AIR PRODS & CHEMS INC 60,000 AIRBORNE FGHT CORP 2,360 AIRBORNE FGHT CORP 3,200 AIRBORNE FGHT CORP 69,338 ALBANY MOLECULAR RESH INC 3,930 ALBERTA ENERGY LTD 5,067 ALCOA INC 3,602 ALCOA INC 11,846 ALLEGHENY ENERGY INC 4,000 ALLEGHENY ENERGY INC 300 ALLIED RISER COMMUNICATIONS CP 24,000 ALLSTATE CORP 3,535 ALLSTATE CORP 4,092 ALLSTATE CORP 1,650 ALLTEL CORP 1,376 ALLTEL CORP 5,092 ALLTEL CORP 600 ALZA CORP DEL 12,624 ALZA CORP DEL 15,100 ALZA CORP DEL 200 AMERICA ONLINE INC DEL 28,029 AMERICA ONLINE INC DEL 225 AMERICA ONLINE INC DEL 3,154 AMERICA ONLINE INC DEL 22,487 AMERICA ONLINE INC DEL 790 AMERICA WEST HLDG CORP 10,800 AMERICAN EXPRESS CO 6,824 AMERICAN EXPRESS CO 1,000 AMERICAN EXPRESS CO 27,415 AMERICAN GENERAL CORP 3,879 AMERICAN GENERAL CORP 640 AMERICAN HOME PRODS CORP 11,294 AMERICAN HOME PRODS CORP 7,784 AMERICAN HOME PRODS CORP 55,336 AMERICAN INTL GROUP INC 35,162 AMERICAN INTL GROUP INC 63 AMERICAN INTL GROUP INC 70,049 AMERICAN INTL GROUP INC 12 AMGEN INC 3,226 AMGEN INC 200 AMGEN INC 15,972 AMGEN INC 2,200 ANADARKO PETE CORP 466 ANADARKO PETE CORP 4,345 ANADARKO PETE CORP 409 ANDRX GROUP 2,200 ANDRX GROUP 3,925 ANDRX GROUP 1,805 ANHEUSER BUSCH COS INC 1,200 ANHEUSER BUSCH COS INC 8,510 18 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- APACHE CORP 100 APACHE CORP 28,130 APPLE COMPUTER INC 4,982 APPLE COMPUTER INC 2,800 APPLE COMPUTER INC 121,045 APPLIED MATLS INC 7,468 APPLIED MATLS INC 1,200 APPLIED MATLS INC 50,326 APPLIED MATLS INC 500 APPLIED MICRO CIRCUITS CORP 3,436 APPLIED MICRO CIRCUITS CORP 17,117 APPLIED MICRO CIRCUITS CORP 600 ASHANTI GOLDFIELDS LTD 5,500 ASHANTI GOLDFIELDS LTD 25,050 ASTORIA FINL CORP 6,293 ASTORIA FINL CORP 200 ASYST TECHNOLOGY CORP 5,600 ASYST TECHNOLOGY CORP 7,600 AT HOME CORP 6,675 AT HOME CORP 100 AT HOME CORP 15,808 AT HOME CORP 14,960 AT HOME CORP 80 AT&T CORP 2,500 AT&T CORP 7,574 AT&T CORP 50,536 AT&T CORP 93,191 AT&T CORP 5,356 AT&T CORP 448 AT&T CORP 23,417 AT&T CORP 8,500 AT&T CORP 1,000 AT&T CORP 1,100 AT&T CORP 32,293 ATMEL CORP 5,200 ATMEL CORP 41,690 ATMEL CORP 2,200 ATMEL CORP 200 AUDIBLE INC 10,029 AUTOMATIC DATA PROCESSING INC 290 AUTOMATIC DATA PROCESSING INC 100 AUTOMATIC DATA PROCESSING INC 8,944 AUTOZONE INC 8,600 AVATAR HLDGS INC 25,000 AVERY DENNISON CORP 2,843 AVERY DENNISON CORP 33,380 BANK NEW YORK INC 439 BANK NEW YORK INC 6,980 BANK NEW YORK INC 600 BANK OF AMERICA CORPORATION 1,778 BANK OF AMERICA CORPORATION 526 BANK OF AMERICA CORPORATION 11,937 BANK OF AMERICA CORPORATION 1,618 BANK ONE CORP 3,445 BANK ONE CORP 200 BANK ONE CORP 5,835 BANK ONE CORP 324 BARD C R INC 4,720 BARR LABS INC 152,663 BAXTER INTL INC 1,220 BAXTER INTL INC 100 BAXTER INTL INC 2,710 19 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- BB&T CORP 1,700 BB&T CORP 8,550 BB&T CORP 2,330 BCE INC 8,361 BCE INC 650 BCE INC 8,950 BEA SYS INC 429 BEA SYS INC 12,210 BEA SYS INC 300 BEAR STEARNS COS INC 200 BEAR STEARNS COS INC 105 BEAR STEARNS COS INC 21,822 BECTON DICKINSON & CO 2,000 BECTON DICKINSON & CO 30,200 BED BATH & BEYOND INC 5,252 BED BATH & BEYOND INC 12,980 BELLSOUTH CORP 2,252 BELLSOUTH CORP 17,921 BELLSOUTH CORP 150 BELLSOUTH CORP 20,017 BENTON OIL & GAS CO 10,000 BERKSHIRE HATHAWAY INC DEL 98 BERKSHIRE HATHAWAY INC DEL 21 BIOGEN INC 2,621 BIOGEN INC 850 BIOSITE DIAGNOSTICS INC 6,200 BJ SVCS CO 3,015 BJS WHOLESALE CLUB INC 10,899 BLOCK H & R INC 3,500 BLOCK H & R INC 8,250 BMC SOFTWARE INC 2,200 BMC SOFTWARE INC 1,283 BMC SOFTWARE INC 6,725 BOEING CO 8,270 BOEING CO 1,100 BOEING CO 6,900 BOEING CO 200 BP AMOCO P L C 7,378 BP AMOCO P L C 246 BP AMOCO P L C 10,160 BP AMOCO P L C 924 BRISTOL MYERS SQUIBB CO 34,873 BRISTOL MYERS SQUIBB CO 900 BRISTOL MYERS SQUIBB CO 71,502 BRISTOL MYERS SQUIBB CO 200 BROADCOM CORP 2,195 BROADCOM CORP 50 BROADCOM CORP 3,176 BROADCOM CORP (200) BROADVISION INC 12,931 BROADVISION INC 535 BROADVISION INC 12,023 BROCADE COMMUNICATIONS SYS INC 62 BROCADE COMMUNICATIONS SYS INC 8,474 BROWN FORMAN CORP 7,749 BROWN FORMAN CORP 400 BURLINGTON RES INC 3,112 BURLINGTON RES INC 4,280 BURLINGTON RES INC 30,265 CABLETRON SYS INC 6,000 CABLETRON SYS INC 4,925 20 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- CALGON CARBON CORP 600 CALGON CARBON CORP 10,200 CALPINE CORP 4,000 CALPINE CORP 25,763 CAPSTEAD MTG CORP 9,724 CAPSTEAD MTG CORP 500 CAPSTEAD MTG CORP 16,700 CAPSTEAD MTG CORP 3,858 CAPSTEAD MTG CORP 1,400 CAPSTEAD MTG CORP 1,500 CARDINAL HEALTH INC 744 CARDINAL HEALTH INC 30,548 CENDANT CORP 17,810 CENDANT CORP 500 CENDANT CORP 100 CENTER TR INC 17,000 CENTRAL GARDEN & PET CO 489,544 CENTRAL GARDEN & PET CO 9,150 CENTURYTEL INC 6,520 CENTURYTEL INC 915 CHASE MANHATTAN CORP NEW 9,390 CHASE MANHATTAN CORP NEW 2,000 CHASE MANHATTAN CORP NEW 13,120 CHASE MANHATTAN CORP NEW 55,037 CHECK POINT SOFTWARE TECH LTD 2,100 CHECK POINT SOFTWARE TECH LTD 80 CHECK POINT SOFTWARE TECH LTD 5,143 CHECKPOINT SYS INC 79,000 CHESAPEAKE ENERGY CORP 5,000 CHESAPEAKE ENERGY CORP 1,897,995 CHESAPEAKE ENERGY CORP 69,400 CHEVRON CORPORATION 730 CHEVRON CORPORATION 104 CHEVRON CORPORATION 18,690 CHEVRON CORPORATION 100 CHIRON CORP 240 CHIRON CORP 5,355 CHOICEPOINT INC 3,930 CHUBB CORP 1,325 CHUBB CORP 16,015 CINTAS CORP 6,970 CISCO SYS INC 46,824 CISCO SYS INC 105 CISCO SYS INC 4,548 CISCO SYS INC 140,587 CISCO SYS INC 1,975 CISCO SYS INC (1,800) CIT GROUP INC 246,944 CIT GROUP INC 6,637 CIT GROUP INC 4,110 CITIGROUP INC 35,238 CITIGROUP INC 7,200 CITIGROUP INC 138,087 CITIGROUP INC 133 CITIZENS COMMUNICATIONS CO 4,681 CITIZENS COMMUNICATIONS CO 424,100 CITIZENS COMMUNICATIONS CO 9,000 CLEAR CHANNEL COMMUNICATIONS 1,183 CLEAR CHANNEL COMMUNICATIONS 100 CLEAR CHANNEL COMMUNICATIONS 7,012 COASTAL CORP 890 COASTAL CORP 4,335 21 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- COCA COLA CO 8,162 COCA COLA CO 10,859 COCA COLA CO 44,320 COEUR D ALENE MINES CORP IDAHO 205,000 COLE NATIONAL CORP NEW 17,900 COLGATE PALMOLIVE CO 2,992 COLGATE PALMOLIVE CO 18,058 COMCAST CORP 6,157 COMCAST CORP 6,644 COMMERCIAL NET LEASE RLTY INC 18,649 COMMERCIAL NET LEASE RLTY INC 82 COMPAQ COMPUTER CORP 7,020 COMPAQ COMPUTER CORP 4,600 COMPAQ COMPUTER CORP 47,716 COMPAQ COMPUTER CORP 2,725 COMPUTER SCIENCES CORP 8,563 COMPUTER SCIENCES CORP 25,600 COMVERSE TECHNOLOGY INC 5,928 CONOCO INC 4,205 CONOCO INC 36,101 CONSOLIDATED EDISON INC 2,602 CONSOLIDATED EDISON INC 3,637 CONSOLIDATED EDISON INC 200 CONSORCIO G GRUPO DINA S A CV 430,000 CONSORCIO G GRUPO DINA S A CV 10,000 CONVERGYS CORP 4,670 COOPER TIRE & RUBR CO 14,400 CORNERSTONE INTERNET SOLUTIONS 1,000 CORNERSTONE INTERNET SOLUTIONS 319,223 CORNING INC 10,536 CORNING INC 3,490 CORNING INC 50 CORNING INC 4,540 CORPORATE HIGH YIELD FD III 10,093 CORPORATE HIGH YIELD FD III 700 CORPORATE HIGH YIELD FD III 5,040 COSTCO WHSL CORP NEW 12,256 COSTCO WHSL CORP NEW 10,410 COSTCO WHSL CORP NEW 40 COX COMMUNICATIONS INC NEW 1,840 COX COMMUNICATIONS INC NEW 2,670 CRAY INC 28,500 CREDIT SUISSE ASSET MGMT INCOM 6,500 CREDIT SUISSE ASSET MGMT INCOM 5,800 CREE INC 8,325 CRYSTAL SYS SOLUTIONS LTD 4,000 CRYSTAL SYS SOLUTIONS LTD 7,875 CUSEEME NETWORKS INC 19,013 CVS CORP 1,505 CVS CORP 5,583 DANKA BUSINESS SYS PLC 10,000 DELL COMPUTER CORP 400 DELL COMPUTER CORP 9,617 DELL COMPUTER CORP 3,960 DELPHI AUTOMOTIVE SYS CORP 9,199 DELPHI AUTOMOTIVE SYS CORP 209 DELPHI AUTOMOTIVE SYS CORP 5,031 DELPHI AUTOMOTIVE SYS CORP 8,707 DIGITAL IMPACT INC DEL 10,600 DIRECT INSITE CORP 500 DIRECT INSITE CORP 29,535 22 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- DISNEY WALT CO 19,279 DISNEY WALT CO 325 DISNEY WALT CO 318 DISNEY WALT CO 31,842 DISNEY WALT CO 93,450 DLJ HIGH YIELD BD FD 18,010 DLJ HIGH YIELD BD FD 5,660 DLJ HIGH YIELD BD FD 10,430 DMC STRATEX NETWORKS INC 105 DMC STRATEX NETWORKS INC 11,775 DOWNEY FINL CORP 27,909 DRAXIS HEALTH INC 44,050 DRAXIS HEALTH INC 31,550 DREYFUS HIGH YIELD STRATEGIES 200 DREYFUS HIGH YIELD STRATEGIES 300 DREYFUS HIGH YIELD STRATEGIES 10,838 DREYFUS STRATEGIC MUN BD FD 5,591 DREYFUS STRATEGIC MUN BD FD 3,120 DREYFUS STRATEGIC MUN BD FD 6,613 DREYFUS STRATEGIC MUNS INC 7,990 DREYFUS STRATEGIC MUNS INC 19,450 DU PONT E I DE NEMOURS & CO 6,391 DU PONT E I DE NEMOURS & CO 100 DU PONT E I DE NEMOURS & CO 24,486 DYNEGY INC NEW 320 DYNEGY INC NEW 10,500 E M C CORP MASS 13,786 E M C CORP MASS 2,240 E M C CORP MASS 2,660 E M C CORP MASS 115,094 E MACHINES INC 53,800 EARTHLINK INC 10,100 EARTHLINK INC 250,939 EASTMAN KODAK CO 100 EASTMAN KODAK CO 1,400 EASTMAN KODAK CO 5,639 ECOLAB INC 3,212 ECOLAB INC 32,020 EL PASO ENERGY CORP DEL 186 EL PASO ENERGY CORP DEL 9,450 ELAN PLC 4,398 ELAN PLC 117,020 ELAN PLC 435 ELECTRONIC DATA SYS NEW 990 ELECTRONIC DATA SYS NEW 80 ELECTRONIC DATA SYS NEW 12,769 ELECTRONIC DATA SYS NEW 300 EMERGING MKTS INCM FD II 100,150 EMERGING MKTS TELECOMNC FD NEW 35,057 EMERGING VISION INC 26,000 EMERSON ELEC CO 6,815 EMERSON ELEC CO 700 EMERSON ELEC CO 17,380 23 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- ENGELHARD CORP 2,950 ENGELHARD CORP 7,700 ENRON CORP 9,719 ENRON CORP 21,845 ENRON CORP 8,400 EOG RES INC 1,968 EOG RES INC 2,600 ERICSSON L M TEL CO 5,500 ERICSSON L M TEL CO 3,200 ERICSSON L M TEL CO 20,050 ETOYS INC 10,200 EXODUS COMMUNICATIONS INC 695 EXODUS COMMUNICATIONS INC 10,825 EXODUS COMMUNICATIONS INC 2,100 EXXON MOBIL CORP 12,187 EXXON MOBIL CORP 3,178 EXXON MOBIL CORP 34,393 EXXON MOBIL CORP 152 FEDERAL HOME LN MTG CORP 1,080 FEDERAL HOME LN MTG CORP 100 FEDERAL HOME LN MTG CORP 3,790 FEDERAL NATL MTG ASSN 16,971 FEDERAL NATL MTG ASSN 100 FEDERAL NATL MTG ASSN 34,874 FEDERAL NATL MTG ASSN 50 FEDERAL SIGNAL CORP 11,653 FEDERAL SIGNAL CORP 1,200 FIDELITY NATL FINL INC 4,649 FIDELITY NATL FINL INC 154,200 FIELDCREST CANNON INC 450,000 FIRST DATA CORP 2,648 FIRST DATA CORP 16,080 FIRST DATA CORP 500 FIRSTAR CORP NEW WIS 4,280 FIRSTAR CORP NEW WIS 48,507 FIRSTFED FINL CORP 60,800 FLEETBOSTON FINL CORP 2,382 FLEETBOSTON FINL CORP 504 FLEETBOSTON FINL CORP 77,199 FLORIDA ROCK INDS INC 6,800 FORD MTR CO DEL 2,047 FORD MTR CO DEL 6,220 FORD MTR CO DEL 8,772 FOUNDRY NETWORKS INC 11,375 GANNETT INC 3,695 GANNETT INC 200 GAP INC DEL 13,541 GAP INC DEL 2,500 GAP INC DEL 9,110 GEMSTAR-TV GUIDE INTL INC 332 GEMSTAR-TV GUIDE INTL INC 5,596 GENENTECH INC 5,266 GENENTECH INC 3,079 GENERAL DYNAMICS CORP 2,085 GENERAL DYNAMICS CORP 5,595 GENERAL ELEC CO 54,807 GENERAL ELEC CO 107,741 GENERAL ELEC CO 300 GENERAL MTRS CORP 1,632 GENERAL MTRS CORP 342 GENERAL MTRS CORP 7,555 GENERAL MTRS CORP 4,662 GENERAL MTRS CORP 225 GENERAL MTRS CORP 2,918 GENERAL MTRS CORP 44,070 24 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- GENZYME CORP 400 GENZYME CORP 108,855 GENZYME CORP 21,305 GENZYME CORP 19,284 GILLETTE CO 8,700 GILLETTE CO 1,800 GILLETTE CO 180 GILLETTE CO 20,425 GILLETTE CO 65 GLOBAL CROSSING LTD 3,494 GLOBAL CROSSING LTD 1,100 GLOBAL CROSSING LTD 300 GLOBAL CROSSING LTD 7,505 GLOBAL PARTNERS INCOME FD INC 11,415 GLOBAL PARTNERS INCOME FD INC 3,831 GLOBAL PARTNERS INCOME FD INC 2,200 GOLDEN WEST FINL CORP DEL 3,048 GOLDMAN SACHS GROUP INC 5,094 GOLDMAN SACHS GROUP INC 4,100 GRANITE BROADCASTING CORP 360,215 GRANT PRIDECO INC 1,800 GRANT PRIDECO INC 29,192 GUIDANT CORP 4,464 GUIDANT CORP 3,290 GUIDANT CORP 9,520 GULFMARK OFFSHORE INC 18,725 HALLIBURTON CO 8,020 HALLIBURTON CO 14,045 HALLIBURTON CO 400 HANOVER COMPRESSOR CO 7,355 HARCOURT GEN INC 2,132 HARCOURT GEN INC 6,000 HARKEN ENERGY CORP 500 HARKEN ENERGY CORP 187,814 HCA-HEALTHCARE CO 15,780 HCA-HEALTHCARE CO 19,460 HEALTHSOUTH CORP 1,000 HEALTHSOUTH CORP 17,550 HEWLETT PACKARD CO 19,492 HEWLETT PACKARD CO 91,225 HEWLETT PACKARD CO 3,200 HIGH INCOME OPPORTUNITY FD INC 500 HIGH INCOME OPPORTUNITY FD INC 37,352 HILTON HOTELS CORP 10,703 HILTON HOTELS CORP 31 HILTON HOTELS CORP 1,000 HOLLINGER INTL INC 377,674 HOME DEPOT INC 16,073 HOME DEPOT INC 1,250 HOME DEPOT INC 43,906 HOME DEPOT INC 31,432 HONEYWELL INTL INC 6,284 HONEYWELL INTL INC 1,200 HONEYWELL INTL INC 48,092 HONEYWELL INTL INC 100 ILLINOIS TOOL WKS INC 8,024 ILLINOIS TOOL WKS INC 13,465 ILLINOIS TOOL WKS INC 40 IMAGEX COM INC 23,779 IMATRON INC 200 IMATRON INC 17,617 INFORMIX CORP 5,400 INFORMIX CORP 2,430 INFORMIX CORP 10,900 INFORMIX CORP (1,105) 25 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- INKINE PHARMACEUTICALS INC 10,000 INKINE PHARMACEUTICALS INC 522 INTEGRATED DEVICE TECHNOLOGY 200 INTEGRATED DEVICE TECHNOLOGY 500 INTEGRATED DEVICE TECHNOLOGY 7,293 INTEGRATED DEVICE TECHNOLOGY (89) INTEL CORP 275 INTEL CORP 1,650 INTEL CORP 175,786 INTEL CORP 7,896 INTEL CORP (680) INTEL CORP 102,107 INTERNATIONAL BUSINESS MACHS 9,736 INTERNATIONAL BUSINESS MACHS 2,061 INTERNATIONAL BUSINESS MACHS 7,990 INTERNATIONAL BUSINESS MACHS 11,607 INTERNATIONAL RECTIFIER CORP 4,135 INTERNATIONAL RECTIFIER CORP 5,265 INTERPUBLIC GROUP COS INC 2,475 INTERPUBLIC GROUP COS INC 4,670 INTERPUBLIC GROUP COS INC 80 INTL PAPER CO 780 INTL PAPER CO 3,954 INTL PAPER CO 1,111 IONICS INC 3,000 IONICS INC 17,100 IONICS INC 600 ISHARES TR 18,650 ISHARES TR 18,700 ISHARES TR 25,300 ISHARES TR 36,200 ISHARES TR 15,100 ISHARES TR 37,100 IVAX CORP 3,630 IVAX CORP 328 IVAX CORP 4,140 JDS UNIPHASE CORP 9,702 JDS UNIPHASE CORP 3,450 JDS UNIPHASE CORP 75 JDS UNIPHASE CORP 25,303 JDS UNIPHASE CORP 600 JOHN HANCOCK BK &THRIFT OPP FD 12,000 JOHN HANCOCK BK &THRIFT OPP FD 635 JOHNSON & JOHNSON 19,048 JOHNSON & JOHNSON 649 JOHNSON & JOHNSON 40,752 JOHNSON & JOHNSON 42,245 JUNIPER NETWORKS INC 90 JUNIPER NETWORKS INC 12,514 JUNIPER NETWORKS INC 400 K MART CORP 16,500 K MART CORP 600 K2 DIGITAL INC 51,067 KCS ENERGY INC 10,000 KEY TECHNOLOGY INC 14,591 KEY TECHNOLOGY INC 39,085 KIMBERLY CLARK CORP 3,001 KIMBERLY CLARK CORP 7,530 KING PHARMACEUTICALS INC 16,190 KING PHARMACEUTICALS INC 6,187 KLA-TENCOR CORP 7,090 KONINKLIJKE PHILIPS ELECTRS NV 4,615 KONINKLIJKE PHILIPS ELECTRS NV 3,500 KONINKLIJKE PHILIPS ELECTRS NV 546 KONINKLIJKE PHILIPS ELECTRS NV 10,256 26 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- LABORATORY CORP AMER HLDGS 144 LABORATORY CORP AMER HLDGS 645 LABORATORY CORP AMER HLDGS 7,321 LANDSTAR SYS INC 12,980 LAUDER ESTEE COS INC 25 LAUDER ESTEE COS INC 5,760 LEGATO SYS INC 16,600 LEGG MASON INC 4,464 LIFESTREAM TECHNOLOGIES INC 50,000 LILLY ELI & CO 1,744 LILLY ELI & CO 18,275 LILLY ELI & CO 65 LINEAR TECHNOLOGY CORP 15,000 LINEAR TECHNOLOGY CORP (1) LITTON INDS INC 500 LITTON INDS INC 3,100 LML PMT SYS INC 31,372 LOEWS CORP 2,920 LOEWS CORP 2,070 LOWES COS INC 9,400 LOWES COS INC 11,490 LUCENT TECHNOLOGIES INC 30,617 LUCENT TECHNOLOGIES INC 4,500 LUCENT TECHNOLOGIES INC 4,010 LUCENT TECHNOLOGIES INC 46,784 LUCENT TECHNOLOGIES INC 11,245 MACROVISION CORP 4,190 MANAGED HIGH INCOME PORTFOLIO 11,100 MARSH & MCLENNAN COS INC 6,747 MARSH & MCLENNAN COS INC 8,984 MATRIX PHARMACEUTICAL INC 13,400 MATRIX PHARMACEUTICAL INC 170 MAXIM INTEGRATED PRODS INC 259 MAXIM INTEGRATED PRODS INC 16,680 MBNA CORP 15,330 MBNA CORP 24,594 MBNA CORP (3,900) MCDONALDS CORP 5,868 MCDONALDS CORP 44,008 MCGRAW HILL COS INC 2,060 MCGRAW HILL COS INC 3,005 MCKESSON HBOC INC 8,247 MCKESSON HBOC INC 192 MCKESSON HBOC INC 100 MCN ENERGY GROUP INC 19,250 MEDIMMUNE INC 1,068 MEDIMMUNE INC 500 MEDIMMUNE INC 11,938 MEDTRONIC INC 9,165 MEDTRONIC INC 30,561 MELLON FINL CORP 750 MELLON FINL CORP 156,001 MELLON FINL CORP 3,360 MELLON FINL CORP 3,150 MERCK & CO INC 19,516 MERCK & CO INC 250 MERCK & CO INC 400 MERCK & CO INC 47,564 MERCK & CO INC 375 MERCURY INTERACTIVE CORP 100 MERCURY INTERACTIVE CORP 9,230 MESSAGEMEDIA INC 11,000 METAMOR WORLDWIDE INC 16,000 METLIFE INC 400 METLIFE INC 10,875 27 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- METROMEDIA FIBER NETWORK INC 3,800 METROMEDIA FIBER NETWORK INC 7,692 METROMEDIA FIBER NETWORK INC 6,670 MFS GOVT MKTS INCOME TR 3,588 MFS GOVT MKTS INCOME TR 19,750 MFS MULTIMARKET INCOME TR 102,710 MGM MIRAGE 398 MGM MIRAGE 7,760 MICROSOFT CORP 5,960 MICROSOFT CORP 43,567 MICROSOFT CORP 2,525 MICROSOFT CORP 29,135 MINNESOTA MNG & MFG CO 850 MINNESOTA MNG & MFG CO 8,190 MITCHELL ENERGY & DEV CORP 1,000 MITCHELL ENERGY & DEV CORP 3,790 MOLECULAR DEVICES CORP 3,400 MOLEX INC 2,729 MOLEX INC 6,832 MORGAN J P & CO INC 256 MORGAN J P & CO INC 4,965 MORGAN STANLEY DEAN WITTER 100,200 MORGAN STANLEY DEAN WITTER 1,000 MORGAN STANLEY DEAN WITTER 127,900 MORGAN STANLEY DEAN WITTER 2,300 MORGAN STANLEY DEAN WITTER 132,800 MORGAN STANLEY DEAN WITTER&CO 950 MORGAN STANLEY DEAN WITTER&CO 4 MORGAN STANLEY DEAN WITTER&CO 21,058 MORTON INDUSTRIAL GROUP 10,000 MOTOROLA INC 7,209 MOTOROLA INC 3,175 MOTOROLA INC 13,165 MOTOROLA INC 19,350 MOTOROLA INC 19,852 MUNIHOLDINGS FLA INSD FD 11,000 MUNIHOLDINGS N Y INSD FD INC 38,295 MUNIHOLDINGS N Y INSD FD INC 7,105 MUNIHOLDINGS N Y INSD FD INC 16,500 MUNIYIELD INSD FD INC 56,505 MUNIYIELD INSD FD INC (14,109) MUNIYIELD N Y INSD FD INC 134,143 MUNIYIELD N Y INSD FD INC 13,800 MUNIYIELD QUALITY FD INC 99,500 MUNIYIELD QUALITY FD INC (7,513) NABORS INDS INC 4,585 NASDAQ 100 TR 2,569 NASDAQ 100 TR 50 NASDAQ 100 TR 1,000 NATIONAL COMM BANCORP 22,880 NATIONAL-OILWELL INC 1,200 NATIONAL-OILWELL INC 22,318 NBC INTERNET INC 4,700 NBC INTERNET INC 12,680 NBTY INC 12,000 NCR CORP NEW 2,072 NCR CORP NEW 94 NCR CORP NEW 4,296 NCR CORP NEW 62,572 NETCURRENTS INC 73,709 NETCURRENTS INC 91,430 NETWORK APPLIANCE INC 5,911 NETWORK APPLIANCE INC 2,500 NETWORK APPLIANCE INC 17,596 NETWORKS ASSOCS INC 4,010 NETWORKS ASSOCS INC 985 NETWORKS ASSOCS INC 8,238 28 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- NEUROCRINE BIOSCIENCES INC 2,000 NEUROCRINE BIOSCIENCES INC 5,000 NEUROCRINE BIOSCIENCES INC 175 NEW AMER HIGH INCOME FD INC 62,554 NEW VY CORP 10,815 NEWMONT MINING CORP 8,280 NEWMONT MINING CORP 1,700 NEWMONT MINING CORP 1,730 NEWS CORP LTD 389 NEWS CORP LTD 3,250 NEWS CORP LTD 40,743 NMT MED INC 15,400 NOBLE DRILLING CORP 9,648 NOBLE DRILLING CORP 1,372 NOKIA CORP 5,554 NOKIA CORP 3,290 NOKIA CORP 2,000 NOKIA CORP 123,483 NOKIA CORP 9,366 NORTEL NETWORKS CORP NEW 13,571 NORTEL NETWORKS CORP NEW 180 NORTEL NETWORKS CORP NEW 3,200 NORTEL NETWORKS CORP NEW 39,155 NORTEL NETWORKS CORP NEW 200 NORTHERN TR CORP 200 NORTHERN TR CORP 3,960 NOVARTIS A G 1,400 NOVARTIS A G 6,200 NOVARTIS A G 276 NOVO-NORDISK A S 5,027 NUVEEN DIVID ADVANTAGE MUN FD 20,000 NUVEEN INSD MUN OPPORTUNITY FD 2,304 NUVEEN INSD MUN OPPORTUNITY FD 1,000 NUVEEN INSD MUN OPPORTUNITY FD 12,500 NUVEEN MUN VALUE FD INC 7,081 NUVEEN MUN VALUE FD INC 176,191 NUVEEN NY DIVID ADVNTG MUN FD 61,413 NUVEEN NY DIVID ADVNTG MUN FD 6,300 NVR INC 2,400 NX NETWORKS INC 12,000 NX NETWORKS INC 1,570 OFFICE DEPOT INC 6,000 OFFICE DEPOT INC 29,000 OFFICE DEPOT INC 3,600 OLD REP INTL CORP 6,500 OLD REP INTL CORP 1,000 OMNICOM GROUP INC 25 OMNICOM GROUP INC 6,116 OPUS360 CORP 1,000 OPUS360 CORP 8 OPUS360 CORP 57,789 ORACLE CORP 17,284 ORACLE CORP 350 ORACLE CORP 730 ORACLE CORP 48,246 ORACLE CORP 7,050 PAC-WEST TELECOM INC 12,625 PALL CORP 5,550 PALL CORP 271,315 PALM INC 13,208 PALM INC 15,255 PALM INC 300 PARAMETRIC TECHNOLOGY CORP 9,300 PARAMETRIC TECHNOLOGY CORP 8,100 29 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- PAYCHEX INC 1,125 PAYCHEX INC 11,440 PAYLESS SHOESOURCE INC 480 PAYLESS SHOESOURCE INC 2,400 PEOPLES ENERGY CORP 34,600 PEPSICO INC 42,530 PEPSICO INC 2,592 PEPSICO INC 50,255 PEREGRINE SYSTEMS INC 11,615 PEREGRINE SYSTEMS INC 825 PETSMART INC 21,100 PFF BANCORP INC 600 PFF BANCORP INC 237,815 PFIZER INC 60,378 PFIZER INC 5,435 PFIZER INC 121,375 PFIZER INC 4,750 PFSWEB INC 55,606 PHARMACIA CORP 10,007 PHARMACIA CORP 100 PHARMACIA CORP 13,237 PHILIP MORRIS COS INC 15,417 PHILIP MORRIS COS INC 2,740 PHILLIPS PETE CO 40 PHILLIPS PETE CO 20,390 PHOENIX TECHNOLOGY LTD 12,000 PILGRIM PRIME RATE TR NEW 5,146 PILGRIM PRIME RATE TR NEW 2,500 PILGRIM PRIME RATE TR NEW 359,642 PLEXUS CORP 6,675 PMC-SIERRA INC 2,385 PMC-SIERRA INC 18,451 PNC FINL SVCS GROUP INC 630 PNC FINL SVCS GROUP INC 15,055 POWERWAVE TECHNOLOGIES INC 5,935 PRAXAIR INC 1,035 PRAXAIR INC 100 PRAXAIR INC 3,950 PROCTER & GAMBLE CO 555 PROCTER & GAMBLE CO 11,422 PROCTER & GAMBLE CO 100 PROSPECT STR HIGH INCOME PTFLO 9,219 PROSPECT STR HIGH INCOME PTFLO 1,500 PSINET INC 9,600 PSINET INC 1,325 PSINET INC 580 PSINET INC 2,200 PUMA TECHNOLOGY INC 10,600 QUALCOMM INC 8,277 QUALCOMM INC 50 QUALCOMM INC 5,845 QUALCOMM INC 58,996 QUALCOMM INC 27 QUENTRA NETWORKS INC 80,982 QUESTCOR PHARMACEUTICALS INC 13,638 QUESTCOR PHARMACEUTICALS INC 87,333 QWEST COMMUNICATIONS INTL INC 22,357 QWEST COMMUNICATIONS INTL INC 384 QWEST COMMUNICATIONS INTL INC 23,054 RATIONAL SOFTWARE CORP 19,185 RCM STRATEGIC GLOBAL GOVT FD 59,615 READ-RITE CORP 15,000 RENAISSANCE RE HLDGS LTD 9,910 ROBERT HALF INTL INC 11,739 ROHM & HAAS CO 400 ROHM & HAAS CO 7,675 30 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- ROWAN COS INC 100 ROWAN COS INC 3,910 ROWAN COS INC 65,358 ROYAL DUTCH PETE CO 2,025 ROYAL DUTCH PETE CO 872 ROYAL DUTCH PETE CO 32,125 SABRE HLDGS CORP 289 SABRE HLDGS CORP 109,680 SABRE HLDGS CORP 505 SABRE HLDGS CORP 44,819 SABRE HLDGS CORP (72) SAFEWAY INC 2,848 SAFEWAY INC 200 SAFEWAY INC 2,155 SAN JUAN BASIN RTY TR 11,700 SANMINA CORP 1,400 SANMINA CORP 6,112 SARA LEE CORP 481 SARA LEE CORP 5,100 SARA LEE CORP 152,301 SBC COMMUNICATIONS INC 25,972 SBC COMMUNICATIONS INC 3,841 SBC COMMUNICATIONS INC 32,781 SBC COMMUNICATIONS INC 665 SBC COMMUNICATIONS INC 0 SCHERING PLOUGH CORP 17,085 SCHERING PLOUGH CORP 3,200 SCHERING PLOUGH CORP 61,709 SCHERING PLOUGH CORP 1,200 SCHLUMBERGER LTD 5,264 SCHLUMBERGER LTD 1,100 SCHLUMBERGER LTD 34,755 SCHLUMBERGER LTD 2,300 SCHWAB CHARLES CORP NEW 11,907 SCHWAB CHARLES CORP NEW 10,433 SDL INC 71 SDL INC xp1/2"$+A' SECTOR SPDR TR 135,000 SECTOR SPDR TR 91,400 SECTOR SPDR TR 70,300 SEMPRA ENERGY 28,700 SERVICE CORP INTL 4,470 SERVICE CORP INTL 1,220 SERVICE CORP INTL 950 SERVICE CORP INTL 5,790 SERVICE CORP INTL 41,300 SERVICEMASTER CO 12,135 SHAW COMMUNICATIONS INC 20,000 SIEBEL SYS INC 3,665 SIEBEL SYS INC 6,739 SMALLCAP FD INC 16,099 SOLECTRON CORP 13,650 SOLECTRON CORP 19,032 SOLECTRON CORP 600 SOUTHWEST AIRLS CO 12,237 SOUTHWEST AIRLS CO 100 SOUTHWEST AIRLS CO 18,472 SOVEREIGN BANCORP INC 3,000 SOVEREIGN BANCORP INC 700 SOVEREIGN BANCORP INC 6,912 SPDR TR 25 SPDR TR 14,450 SPDR TR 20 31 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- SPRINT CORP 12,464 SPRINT CORP 25,571 SPRINT CORP 17,050 SPRINT CORP 3,910 SPRINT CORP 5,880 SPRINT CORP 11,050 STAPLES INC 4,245 STAPLES INC 6,693 STARTEC GLOBAL COMM CORP 31,060 STATE STR CORP 590 STATE STR CORP 1,561 STATE STR CORP 290 STEWART INFORMATION SVCS CORP 200 STEWART INFORMATION SVCS CORP 48,590 STONE CONTAINER CORP 79,000 SUN MICROSYSTEMS INC 20,997 SUN MICROSYSTEMS INC 105 SUN MICROSYSTEMS INC 3,000 SUN MICROSYSTEMS INC 87,831 SWIFT ENERGY CO 25,000 SYMBOL TECHNOLOGIES INC 1,987 SYMBOL TECHNOLOGIES INC 153,374 SYMBOL TECHNOLOGIES INC 1,000 TALK CITY INC 12,000 TARGET CORP 2,200 TARGET CORP 6,120 TARGET CORP 6,662 TCSI CORP 130,058 TELEFONICA S A 3,558 TELEFONICA S A 19,387 TELLABS INC 9,954 TELLABS INC 19,620 TEMPLETON EMERG MKTS INCOME FD 3,200 TEMPLETON EMERG MKTS INCOME FD 11,500 TEMPLETON EMERG MKTS INCOME FD 30,679 TEMPLETON GLOBAL GOVT INCOM FD 19,200 TEMPLETON GLOBAL INCOME FD INC 11,545 TEVA PHARMACEUTICAL INDS LTD 1,569 TEVA PHARMACEUTICAL INDS LTD 2,000 TEVA PHARMACEUTICAL INDS LTD 550 TEVA PHARMACEUTICAL INDS LTD 1,105 TEXACO INC 7,325 TEXACO INC 200 TEXACO INC 10,097 TEXAS INSTRS INC 25,150 TEXAS INSTRS INC 3,810 TEXAS INSTRS INC 3,200 TEXAS INSTRS INC 20,101 TEXAS INSTRS INC 950 THERMO ELECTRON CORP 1,830 THERMO ELECTRON CORP 337 THERMO ELECTRON CORP 7,500 TIFFANY & CO NEW 1,800 TIFFANY & CO NEW 4,900 TIME WARNER INC 5,690 TIME WARNER INC 9,949 TIME WARNER INC 140 TJX COS INC NEW 500 TJX COS INC NEW 300 TJX COS INC NEW 8,638 TOSCO CORP 35 TOSCO CORP 21,050 TRANSOCEAN SEDCO FOREX INC 407 TRANSOCEAN SEDCO FOREX INC 212 TRANSOCEAN SEDCO FOREX INC 11,494 TRANSOCEAN SEDCO FOREX INC 150 32 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- TRIQUINT SEMICONDUCTOR INC 3,615 TRIQUINT SEMICONDUCTOR INC 3,600 TRITON ENERGY LTD 500 TRITON ENERGY LTD 207,700 TRITON ENERGY LTD 390 TRW INC 59 984 TRW INC 18 15,695 TRW INC 1,062 400 TYCO INTL LTD NEW 13,471 TYCO INTL LTD NEW 3,554 TYCO INTL LTD NEW 20,365 TYCO INTL LTD NEW 70 TYCO INTL LTD NEW (1,700) UAL CORP 17,090 UNILEVER N V 850 UNILEVER N V 15,888 UNION PAC CORP 3,880 UNION PAC CORP 1,350 UNION PAC CORP 10,080 UNION PAC CORP 40,353 UNISYS CORP 560 UNISYS CORP 11,450 UNITED TECHNOLOGIES CORP 3,383 UNITED TECHNOLOGIES CORP 20,645 UNITEDHEALTH GROUP INC 535 UNITEDHEALTH GROUP INC 3,500 UNITEDHEALTH GROUP INC 130 UNIVISION COMMUNICATIONS INC 4,360 UNIVISION COMMUNICATIONS INC 645 UNOCAL CORP 2,233 UNOCAL CORP 3,552 US BANCORP DEL 8,637 US BANCORP DEL 1,995 USINTERNETWORKING INC 17,650 UST INC 185 UST INC 7,480 UTILICORP UTD INC 40,650 VAN KAMPEN MUN TR 3,295 VAN KAMPEN MUN TR 10,000 VAN KAMPEN TR INVT GRADE N Y 11,200 VERITAS SOFTWARE CO 1,129 VERITAS SOFTWARE CO 90 VERITAS SOFTWARE CO 5,545 VERIZON COMMUNICATIONS 30,411 VERIZON COMMUNICATIONS 1,946 VERIZON COMMUNICATIONS 44,216 VERIZON COMMUNICATIONS 2,125 VERTEX PHARMACEUTICALS INC 300 VERTEX PHARMACEUTICALS INC 3,120 VIACOM INC 18,984 VIACOM INC 52,815 VIACOM INC 22,944 VIRBAC CORP 13,500 VISHAY INTERTECHNOLOGY INC 3,687 VISHAY INTERTECHNOLOGY INC 9,684 VISIBLE GENETICS INC 20,000 VITESSE SEMICONDUCTOR CORP 810 VITESSE SEMICONDUCTOR CORP 4,185 VODAFONE GROUP PLC NEW 8,352 VODAFONE GROUP PLC NEW 1,700 VODAFONE GROUP PLC NEW 27,295 VODAFONE GROUP PLC NEW 5,635 VORNADO RLTY TR 7,500 WAL MART STORES INC 9,935 WAL MART STORES INC 690 WAL MART STORES INC 15,865 33 VOTING AUTHORITY NAME OF ISSUER SOLE SHARED NONE -------------- ---- ------ ---- WALGREEN CO 11,217 WALGREEN CO 18,470 WASHINGTON MUT INC 2,472 WASHINGTON MUT INC 140,594 WASHINGTON MUT INC 3,830 WASHINGTON MUT INC 56,609 WASTE MGMT INC DEL 3,565 WASTE MGMT INC DEL 145 WASTE MGMT INC DEL 11,412 WASTE MGMT INC DEL 52,800 WATERS CORP 314 WATERS CORP 5,115 WEATHERFORD INTL INC 200 WEATHERFORD INTL INC 23,024 WELLS FARGO & CO NEW 10,021 WELLS FARGO & CO NEW 800 WELLS FARGO & CO NEW 22,585 WELLS FARGO & CO NEW 125 WENDYS INTL INC 22,802 WESTERN DIGITAL CORP 475,000 WILLAMETTE INDS INC 17,700 WILLIAMS COS INC DEL 7,960 WILLIAMS COS INC DEL 8,145 WIND RIVER SYSTEMS INC 300 WIND RIVER SYSTEMS INC 11,880 WORLD ACCESS INC 19,000 WORLDCOM INC GA NEW 22,780 WORLDCOM INC GA NEW 1,500 WORLDCOM INC GA NEW 4,200 WORLDCOM INC GA NEW 39,518 WORLDCOM INC GA NEW 4,970 WORLDCOM INC GA NEW 500 WSFS FINL CORP 13,100 XEROX CORP 2,920 XEROX CORP 7,695 XILINX INC 379 XILINX INC 10,565 YANKEE CANDLE INC 6,000 YANKEE CANDLE INC 4,350 YOUBET COM INC 40,000 YOUTHSTREAM MEDIA NETWORKS INC 4,000 YOUTHSTREAM MEDIA NETWORKS INC 19,600 ZALE CORP NEW 127,000 ZAPME CORP 42,648 34

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