4//SEC Filing
SCHWED ROGER E 4
Accession 0001019056-03-000712
CIK 0000931707other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 6:53 PM ET
Size
15.4 KB
Accession
0001019056-03-000712
Insider Transaction Report
Form 4
SCHWED ROGER E
Exec VP, Gen Counsel & Secy
Transactions
- Exercise/Conversion
Option -- Right to Buy
2003-08-04−22,500→ 0 totalExercise: $2.61From: 2001-02-15Exp: 2010-02-14→ Common Stock (22,500 underlying) - Exercise/Conversion
Common Stock, par value $.001
2003-08-04$2.00/sh+25,000$50,000→ 29,519 total - Exercise/Conversion
Common Stock, par value $.001
2003-08-04$2.00/sh+20,000$40,000→ 74,519 total - Exercise/Conversion
Common Stock, par value $.001
2003-08-04$2.61/sh+22,500$58,725→ 97,019 total - Tax Payment
Common Stock, par value $.001
2003-08-04$13.27/sh−14,981$198,723→ 4,519 total - Exercise/Conversion
Option -- Right to Buy
2003-08-04−20,000→ 0 totalExercise: $2.00From: 1999-08-14Exp: 2008-08-13→ Common Stock (20,000 underlying) - Exercise/Conversion
Option -- Right to Buy
2003-08-04−25,000→ 0 totalExercise: $2.00From: 1997-10-01Exp: 2006-09-30→ Common Stock (25,000 underlying)
Holdings
- 2,000(indirect: By Children)
Common Stock, par value $.001
- 500(indirect: By Children)
Common Stock, par value $.001
Footnotes (5)
- [F1]The reported transactions relate to the Reporting Person's exercise of stock option grants and payment of the related exercise prices through the delivery of shares of common stock held by the Reporting Person, individually or jointly with his spouse. Of the 14,981 shares delivered to pay exercise prices, 11,000 were jointly owned by the Reporting Person and his spouse. Of the 97,019 shares held after exercise of all options reported herein, 4,500 are jointly owned by the Reporting Person and his spouse.
- [F2]The stock option was granted on October 1, 1996 and became exercisable in equal 20% increments on each of the 1st, 2nd, 3rd, 4th and 5th anniversaries of the date of grant.
- [F3]The stock option was granted on February 4, 1997 and became exercisable in equal 20% increments on each of the 1st, 2nd, 3rd, 4th and 5th anniversaries of the date of grant.
- [F4]The stock option was granted on August 14, 1998 and became exercisable in equal 25% increments on each of the 1st, 2nd, 3rd and 4th anniversaries of the date of grant.
- [F5]The stock option was granted on February 15, 2000 and becomes exercisable in equal 25% increments on each of the 1st, 2nd, 3rd and 4th anniversaries of the date of grant.
Documents
Issuer
MAXCOR FINANCIAL GROUP INC
CIK 0000931707
Entity typeother
Related Parties
1- filerCIK 0001032534
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 6:53 PM ET
- Size
- 15.4 KB