Home/Filings/4/0001019056-03-001366
4//SEC Filing

SCHWED ROGER E 4

Accession 0001019056-03-001366

CIK 0000931707other

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 11:03 AM ET

Size

7.8 KB

Accession

0001019056-03-001366

Insider Transaction Report

Form 4
Period: 2003-11-26
SCHWED ROGER E
Exec VP, Gen Counsel & Secy
Transactions
  • Tax Payment

    Common Stock, par value $.001

    2003-11-26$13.31/sh2,393$31,86382,126 total
  • Exercise/Conversion

    Common Stock, par value $.001

    2003-11-26$3.00/sh+7,500$22,50084,519 total
  • Exercise/Conversion

    Option - Right to Buy

    2003-11-267,5007,500 total
    Exercise: $3.00From: 2002-07-03Exp: 2011-07-02Common Stock (7,500 underlying)
Holdings
  • Common Stock, par value $.001

    (indirect: By Children)
    500
  • Common Stock, par value $.001

    (indirect: By Children)
    2,000
Footnotes (2)
  • [F1]4,500 of these shares are jointly owned by the Reporting Person and his spouse.
  • [F2]The stock option was granted on July 3, 2001 and becomes exercisable in equal 25% increments on each of the 1st, 2nd, 3rd and 4th anniversaries of the date of grant.

Issuer

MAXCOR FINANCIAL GROUP INC

CIK 0000931707

Entity typeother

Related Parties

1
  • filerCIK 0001032534

Filing Metadata

Form type
4
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 11:03 AM ET
Size
7.8 KB