SCHWED ROGER E 4
4 · MAXCOR FINANCIAL GROUP INC · Filed Nov 26, 2003
Insider Transaction Report
Form 4
SCHWED ROGER E
Exec VP, Gen Counsel & Secy
Transactions
- Tax Payment
Common Stock, par value $.001
2003-11-26$13.31/sh−2,393$31,863→ 82,126 total - Exercise/Conversion
Common Stock, par value $.001
2003-11-26$3.00/sh+7,500$22,500→ 84,519 total - Exercise/Conversion
Option - Right to Buy
2003-11-26−7,500→ 7,500 totalExercise: $3.00From: 2002-07-03Exp: 2011-07-02→ Common Stock (7,500 underlying)
Holdings
- 500(indirect: By Children)
Common Stock, par value $.001
- 2,000(indirect: By Children)
Common Stock, par value $.001
Footnotes (2)
- [F1]4,500 of these shares are jointly owned by the Reporting Person and his spouse.
- [F2]The stock option was granted on July 3, 2001 and becomes exercisable in equal 25% increments on each of the 1st, 2nd, 3rd and 4th anniversaries of the date of grant.