FOLZ JEANINE 4
4 · WARRANTECH CORP · Filed Aug 12, 2004
Insider Transaction Report
Form 4
WARRANTECH CORPWTEC
FOLZ JEANINE
VP Insurance
Transactions
- Sale
Common Stock
2004-01-20$1.03/sh−20,631$21,165→ 26,421 total(indirect: By 401(k))
Holdings
- 6,333
Option to purchase stock
Exercise: $1.31From: 2002-04-05Exp: 2010-04-04→ Common Stock (6,333 underlying) - 0
Option to purchase stock
Exercise: $1.31From: 2001-04-05Exp: 2010-04-04→ Common Stock (3,167 underlying) - 59,524
Option to purchase stock
Exercise: $0.42From: 2005-04-01Exp: 2012-06-19→ Common Stock (59,524 underlying) - 3,167
Option to purchase stock
Exercise: $1.31From: 2001-04-05Exp: 2010-04-04→ Common Stock (3,167 underlying) - 50,110
Common Stock
Footnotes (4)
- [F1]Previously reported.
- [F2]Shares of common stock held in the Reporting Person's 401(k) plan account were disposed of as a result of her borrowing funds from her account. In order to fund a portion of this loan, the shares were sold automatically in accordance with the terms of the Plan. The Plan provides that sales made to fund a loan to a Plan participant are to be made pro rata from all of the investments in the participant's account.
- [F3]Based on plan statement as of March 31, 2004.
- [F4]Options cancelled.