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4//SEC Filing

WINOKUR HERBERT S JR 4

Accession 0001019056-05-001220

CIK 0001057693other
View on SEC.govCompany Profile

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 4:41 PM ET

Size

9.3 KB

Accession

0001019056-05-001220

Insider Transaction Report

Form 4
Period: 2005-11-17
NATCO GROUP INCNTG
WINOKUR HERBERT S JR
Director10% Owner
Transactions
  • Other

    Class A Common Stock, par value $0.01 per share

    2005-11-17−3,087,021→ 1,856,102 total(indirect: See Footnote)
Holdings

  • Class A Common Stock, par value $0.01 per share

    (indirect: See Footnotes)
    2,500

  • Class A Common Stock, par value $0.01 per share

    26,428

  • Class A Common Stock, par value $0.01 per share

    (indirect: See Footnote)
    180,613
Footnotes (4)
  • [F1]The reported transaction consists of the distribution of 3,087,021 shares of NATCO Group Inc. ("Shares") by Capricorn Investors II, L.P. ("Capricorn") to its partners (including entities in which Mr. Winokur has an interest) in a pro rata distribution based on their capital accounts.
  • [F2]Prior to the distribution described in Footnote 1 above, Capricorn held 3,089,521 Shares. Capricorn is distributing 3,087,021 Shares in a pro rata distribution to its partners (including entities in which Mr. Winokur has an interest) based on their capital accounts. After such distribution, Capricorn will continue to own 14,334 options to purchase Shares, which options are currently exercisable, and 2,500 shares it acquired in 2005.
  • [F3]Mr. Winokur holds 26,428 Shares directly, and 1,835,951 through Capricorn Holdings, Inc. of which Mr. Winokur is the sole shareholder. Additionally, Winokur Family Investors, LLC, of which Mr. Winokur is a beneficial owner, directly owns 148,659 Shares. Capricorn Holdings LLC, of which Winokur Family Investors LLC has an interest, owns 52,105 Shares. Mr. Winokur is deemed beneficial owner of 2,079,977 Shares. Mr. Winokur disclaims beneficial interest in 180,613 Shares.
  • [F4]Mr. Winokur disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any purpose.

Documents

1 file

Issuer

NATCO GROUP INC

CIK 0001057693

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Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001046322

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:41 PM ET
Size
9.3 KB
View on SEC.gov