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3//SEC Filing

MOVIE GALLERY INC 3

Accession 0001019056-08-000703

CIK 0000925178operating
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 9:10 AM ET

Size

26.2 KB

Accession

0001019056-08-000703

Insider Transaction Report

Form 3
Period: 2008-05-20
MOVIE GALLERY INCNONE
Sopris Capital Advisors LLC
10% Owner
Holdings

  • Common Stock

    10,351,115

  • Warrant

    (indirect: Through managed accounts)
    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (87,312 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    2,929,580

  • Warrant

    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (297,330 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    4,101,034
HECHT NIKOS
10% Owner
Holdings

  • Warrant

    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (297,330 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    4,101,034

  • Warrant

    (indirect: Through managed accounts)
    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (87,312 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    2,929,580

  • Common Stock

    10,351,115
Sopris Partners, Series A of Sopris Capital Partners, L.P.
10% Owner
Holdings

  • Warrant

    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (297,330 underlying)

  • Warrant

    (indirect: Through managed accounts)
    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (87,312 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    4,101,034

  • Common Stock

    10,351,115

  • Common Stock

    (indirect: Through managed accounts)
    2,929,580
Sopris Capital LLC
10% Owner
Holdings

  • Warrant

    (indirect: Through managed accounts)
    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (87,312 underlying)

  • Warrant

    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (297,330 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    2,929,580

  • Common Stock

    (indirect: Through managed accounts)
    4,101,034

  • Common Stock

    10,351,115
EnterAspen LTD
10% Owner
Holdings

  • Common Stock

    (indirect: Through managed accounts)
    2,929,580

  • Warrant

    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (297,330 underlying)

  • Warrant

    (indirect: Through managed accounts)
    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (87,312 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    4,101,034

  • Common Stock

    10,351,115
ASPEN ADVISORS LLC
10% Owner
Holdings

  • Warrant

    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (297,330 underlying)

  • Common Stock

    (indirect: Through managed accounts)
    2,929,580

  • Warrant

    (indirect: Through managed accounts)
    Exercise: $20.00From: 2008-05-20Exp: 2015-05-15→ Common Stock (87,312 underlying)

  • Common Stock

    10,351,115

  • Common Stock

    (indirect: Through managed accounts)
    4,101,034
Footnotes (3)
  • [F1]All of the 2,929,850 shares reported in Table I and warrants to purchase an aggregate of 556,671 shares reported in Table II are owned by EnterAspen Limited ("EnterAspen") and managed by Aspen Advisors LLC, a Delaware limited liability company ("Aspen Advisors"). Aspen Advisors disclaims any beneficial interest in the securities owned by EnterAspen, except to the extent of its pecuniary interest therein. Mr. Nikos Hecht is the managing member of Aspen Advisors. By virtue of such status he may be deemed the beneficial owner of the securities held by EnterAspen under Regulation 13D-G under the Exchange Act. Mr. Hecht disclaims any beneficial interest in the securities owned by EnterAspen, except to the extent of its pecuniary interest therein. Except as expressly acknowledged herein, this report shall not be deemed an admission that any such person or entity is the beneficial owner of, any such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  • [F2]All of the 4,101,034 shares reported in Table I and warrants to purchase an aggregate of 367,417 shares reported in Table II, are owned by EnterAspen and managed by Sopris Capital Advisors, LLC, a Delaware limited liability company ("Sopris Advisors"). Sopris Advisors disclaims any beneficial interest in the securities owned by EnterAspen, except to the extent of its pecuniary interest therein. Mr. Nikos Hecht is the managing member of Sopris Advisors. By virtue of such status he may be deemed the beneficial owner of the securities held by EnterAspen under Regulation 13D-G under the Exchange Act. Mr. Hecht disclaims any beneficial interest in the securities owned by EnterAspen? except to the extent of its pecuniary interest therein. Except as expressly acknowledged herein, this report shall not be deemed an admission that any such person or entity is the beneficial owner of, any such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  • [F3]All of the 10,351,115 shares reported in Table I and warrants to purchase an aggregate of 783,838 shares reported in Table II are owned directly by Sopris Partners Series A, of Sopris Capital Partners, L.P. ("Sopris Partners"). Sopris Capital LLC is the general partner of Sopris Partners. Sopris Capital LLC ("Sopris Capital") owns a 2.53% interest in Sopris Partners. Mr. Nikos Hecht owns a 2.42% interest in Sopris Partners through Sopris Capital and a 0.48% direct interest in Sopris Partners for a total interest of 2.9%. Both Sopris Capital and Nikos Hecht disclaim any beneficial interest in the securities owned by Sopris Partners, except to the extent of their respective pecuniary interests therein.

Documents

1 file

Issuer

MOVIE GALLERY INC

CIK 0000925178

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000925178

Filing Metadata

Form type
3
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 9:10 AM ET
Size
26.2 KB
View on SEC.gov