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4//SEC Filing

Larter Joseph 4

Accession 0001019056-09-001102

CIK 0000018530other
View on SEC.govCompany Profile

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 11:05 AM ET

Size

24.9 KB

Accession

0001019056-09-001102

Insider Transaction Report

Form 4
Period: 2009-11-10
SECURECARE TECHNOLOGIES INCSCUC.OB
Larter Joseph
Director10% Owner
Transactions
  • Purchase

    Common Stock Per Value $.001

    2009-11-10$0.08/sh+156,250$12,500→ 1,014,587 total(indirect: See Footnote)
  • Award

    Stock Option

    2008-07-29+200,000→ 200,000 total
    Exercise: $0.75From: 2008-07-29Exp: 2018-07-29→ Common Stock Par Value $.001 (200,000 underlying)
Holdings

  • Series A Warrants

    (indirect: See Footnote)
    Exercise: $200.00From: 2004-05-13Exp: 2009-05-12→ Common Stock Par Value $.001 (500 underlying)
    500

  • Series B Warrants

    (indirect: See Footnote)
    Exercise: $250.00From: 2004-12-21Exp: 2009-12-20→ Common Stock Par Value $.001 (23 underlying)
    23

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $2.50From: 2007-02-13Exp: 2012-02-12→ Common Stock Par Value $.001 (33,400 underlying)
    33,400

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $2.50From: 2007-01-19Exp: 2012-01-18→ Common Stock Par Value $.001 (5,000 underlying)
    5,000

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $2.50From: 2007-05-09Exp: 2012-05-08→ Common Stock Par Value $.001 (6,000 underlying)
    6,000

  • Common Stock Par Value $.001

    905,966

  • Series A Warrants

    (indirect: See Footnote)
    Exercise: $200.00From: 2004-06-02Exp: 2009-06-01→ Common Stock Par Value $.001 (500 underlying)
    500

  • Series B Warrants

    Exercise: $250.00From: 2004-12-09Exp: 2009-12-08→ Common Stock Par Value $.001 (23 underlying)
    23

  • Series B Warrants

    (indirect: See Footnote)
    Exercise: $250.00From: 2005-03-11Exp: 2010-03-10→ Common Stock Par Value $.001 (182 underlying)
    182

  • Series B Warrants

    (indirect: See Footnote)
    Exercise: $250.00From: 2005-03-11Exp: 2010-03-10→ Common Stock Par Value $.001 (182 underlying)
    182

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $2.50From: 2006-12-19Exp: 2011-12-20→ Common Stock Par Value $.001 (5,000 underlying)
    5,000
Footnotes (7)
  • [F1]446,906 of these common stock shares are owned by The Joseph Trust, the undersigned is a Trustee of such Trust; 406,616 of these common stock shares are owned by Marldene Limited, the undersigned is a director of Marldene Limited; 159,542 of these common stock shares are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme; 1,523 of these common stock shares are owned by Marldene Limited Directors Pension Scheme, the undersigned is a Trustee of the Marldene Limited Directors Pension Scheme.
  • [F2]100,000 of the Series A Warrants, which convert to 500 shares of common stock are owned by The Joseph Trust, the undersigned is an Trustee of such Trust; 100,000 of the Series A Warrants, which convert to 500 shares of common stock are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme.
  • [F3]36,364 of the Series B Warrants, which convert to 182 shares of common stock are owned by Marldene Limited, the undersigned is a director of Marldene Limited; 40,909 of the Series B warrants, which convert to 205 shares of common stock are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme.
  • [F4]33,400 of the Stock Purchase Warrants, which convert to 33,400 shares of common stock are owned by The Joseph Trust, the undersigned is a Trustee of such Trust. 16,000 of the Stock Purchase Warrants, which convert to 16,000 shares of common stock are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme.
  • [F5]The stock options vest 100% immediately on July 29, 2008.
  • [F6]The reporting person, a director of Marldene Limited, participated in the Company's common stock sale offering and purchased 156,250 shares of stock at $.08 per share.
  • [F7]The exercise price of the stock purchase warrants was reduced to $2.50 from $5.00 in exchange for the reporting person agreeing to extend the maturity date 12 months on certain notes payable held by the reporting person.

Documents

1 file

Issuer

SECURECARE TECHNOLOGIES INC

CIK 0000018530

→
Entity typeother

Related Parties

1
  • filerCIK 0001415250

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 11:05 AM ET
Size
24.9 KB
View on SEC.gov