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4//SEC Filing

Larter Joseph 4

Accession 0001019056-10-000026

CIK 0000018530other
View on SEC.govCompany Profile

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 3:34 PM ET

Size

27.1 KB

Accession

0001019056-10-000026

Insider Transaction Report

Form 4
Period: 2009-12-31
SECURECARE TECHNOLOGIES INCSCUC.OB
Larter Joseph
Director10% Owner
Transactions
  • Purchase

    Common Stock Par Value $.001

    2009-12-31+17,685→ 923,651 total
  • Purchase

    Common Stock Per Value $.001

    2009-12-31+39,879→ 1,185,573 total(indirect: See Footnote)
  • Award

    Stock Option

    2008-07-29+200,000→ 200,000 total
    Exercise: $0.75From: 2008-07-29Exp: 2018-07-29→ Common Stock Par Value $.001 (200,000 underlying)
Holdings

  • Series A Warrants

    (indirect: See Footnote)
    Exercise: $200.00From: 2004-06-02Exp: 2009-06-01→ Common Stock Par Value $.001 (500 underlying)
    500

  • Series B Warrants

    (indirect: See Footnote)
    Exercise: $250.00From: 2004-12-21Exp: 2009-12-20→ Common Stock Par Value $.001 (23 underlying)
    23

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $0.40From: 2006-12-19Exp: 2011-12-20→ Common Stock Par Value $.001 (5,000 underlying)
    5,000

  • Series A Warrants

    (indirect: See Footnote)
    Exercise: $200.00From: 2004-05-13Exp: 2009-05-12→ Common Stock Par Value $.001 (500 underlying)
    500

  • Series B Warrants

    Exercise: $250.00From: 2004-12-09Exp: 2009-12-08→ Common Stock Par Value $.001 (23 underlying)
    23

  • Series B Warrants

    (indirect: See Footnote)
    Exercise: $250.00From: 2005-03-11Exp: 2010-03-10→ Common Stock Par Value $.001 (182 underlying)
    182

  • Series B Warrants

    (indirect: See Footnote)
    Exercise: $250.00From: 2005-03-11Exp: 2010-03-10→ Common Stock Par Value $.001 (182 underlying)
    182

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $0.40From: 2007-05-09Exp: 2012-05-08→ Common Stock Par Value $.001 (6,000 underlying)
    6,000

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $0.40From: 2007-02-13Exp: 2012-02-12→ Common Stock Par Value $.001 (33,400 underlying)
    33,400

  • Stock Purchase Warrants

    (indirect: See Footnote)
    Exercise: $0.40From: 2007-01-19Exp: 2012-01-18→ Common Stock Par Value $.001 (5,000 underlying)
    5,000
Footnotes (9)
  • [F1]448,676 of these common stock shares are owned by The Joseph Trust, the undersigned is a Trustee of such Trust; 427,232 of these common stock shares are owned by Marldene Limited, the undersigned is a director of Marldene Limited; 177,035 of these common stock shares are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme; 132,630 of these common stock shares are owned by Marldene Limited Directors Pension Scheme, the undersigned is a Trustee of the Marldene Limited Directors Pension Scheme.
  • [F2]100,000 of the Series A Warrants, which convert to 500 shares of common stock are owned by The Joseph Trust, the undersigned is an Trustee of such Trust; 100,000 of the Series A Warrants, which convert to 500 shares of common stock are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme.
  • [F3]36,364 of the Series B Warrants, which convert to 182 shares of common stock are owned by Marldene Limited, the undersigned is a director of Marldene Limited; 40,909 of the Series B warrants, which convert to 205 shares of common stock are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme.
  • [F4]33,400 of the Stock Purchase Warrants, which convert to 33,400 shares of common stock are owned by The Joseph Trust, the undersigned is a Trustee of such Trust. 16,000 of the Stock Purchase Warrants, which convert to 16,000 shares of common stock are owned by SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Directors Pension Scheme, the undersigned is a Trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme.
  • [F5]The stock options vest 100% immediately on July 29, 2008.
  • [F6]The reporting person consented to the terms and conditions of the Company's note extension offer and in conjunction with the reporting person's consent, $7,074 in accrued interest on certain notes payable was converted to 17,685 shares of common stock. The Company issued one share of common stock for each $0.40 in accrued interest converted.
  • [F7]The exercise price of the stock purchase warrants was reduced to $.40 from $2.50 in exchange for the reporting person agreeing to the terms and conditions of the Company's note extension offer.
  • [F8]The reporting person, a trustee of the Joseph Trust, consented to the terms and conditions of the Company's note extension offer and in conjunction with the reporting person's consent, $708 in accrued interest on certain notes payable was converted to 1,770 shares of common stock; The reporting person, a trustee of SLT Ltd. and Joseph and Betty Larter being the current trustees of the Marldene Director's Pension Scheme, consented to the terms and conditions of the Company's note extension offer and in conjunction with the reporting person's consent, $6,997 in accrued interest on certain notes payable was converted to 17,493 shares of common stock;
  • [F9](Continued from Footnote 8) The reporting person, a director of Marldene Limited, consented to the terms and conditions of the Company's note extension offer and in conjunction with the reporting person's consent, $8,247 in accrued interest on certain notes payable was converted to 20,616 shares of common stock. The Company issued one share of common stock for each $0.40 in accrued interest converted.

Documents

1 file

Issuer

SECURECARE TECHNOLOGIES INC

CIK 0000018530

→
Entity typeother

Related Parties

1
  • filerCIK 0001415250

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 3:34 PM ET
Size
27.1 KB
View on SEC.gov