Home/Filings/4/0001019056-10-000238
4//SEC Filing

HOLMES MAX 4

Accession 0001019056-10-000238

CIK 0001041858other

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 7:29 PM ET

Size

36.1 KB

Accession

0001019056-10-000238

Insider Transaction Report

Form 4
Period: 2008-09-03
Transactions
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-03$13.71/sh22,214$304,5542 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-09$13.58/sh50,000$679,0002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-24$5.33/sh+14,400$76,7522 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-04$13.41/sh25,000$335,2502 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-08$13.63/sh50,000$681,5002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-29$5.31/sh+31,600$167,7962 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-05$5.96/sh+43,652$260,1662 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-26$5.28/sh+9,100$48,0482 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-02$5.81/sh+6,200$36,0222 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-30$5.34/sh+40,108$214,1772 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-05$13.27/sh50,000$663,5002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-31$5.62/sh+13,700$76,9942 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-06$6.10/sh+6,186$37,7352 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-23$5.15/sh+32,268$166,1802 total(indirect: By Plainfield Special Situations Master Fund Limited)
HOLMES MAX
10% Owner
Transactions
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-24$5.33/sh+14,400$76,7522 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-09$13.58/sh50,000$679,0002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-23$5.15/sh+32,268$166,1802 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-31$5.62/sh+13,700$76,9942 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-05$13.27/sh50,000$663,5002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-03$13.71/sh22,214$304,5542 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-08$13.63/sh50,000$681,5002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-29$5.31/sh+31,600$167,7962 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-06$6.10/sh+6,186$37,7352 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-30$5.34/sh+40,108$214,1772 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-04$13.41/sh25,000$335,2502 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-26$5.28/sh+9,100$48,0482 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-02$5.81/sh+6,200$36,0222 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-05$5.96/sh+43,652$260,1662 total(indirect: By Plainfield Special Situations Master Fund Limited)
Transactions
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-26$5.28/sh+9,100$48,0482 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-02$5.81/sh+6,200$36,0222 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-05$13.27/sh50,000$663,5002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-03$13.71/sh22,214$304,5542 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-23$5.15/sh+32,268$166,1802 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-31$5.62/sh+13,700$76,9942 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-05$5.96/sh+43,652$260,1662 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-30$5.34/sh+40,108$214,1772 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-24$5.33/sh+14,400$76,7522 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-04$13.41/sh25,000$335,2502 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2009-01-06$6.10/sh+6,186$37,7352 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-09$13.58/sh50,000$679,0002 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Purchase

    COMMON STOCK, PAR VALUE $0.01

    2008-12-29$5.31/sh+31,600$167,7962 total(indirect: By Plainfield Special Situations Master Fund Limited)
  • Sale

    COMMON STOCK, PAR VALUE $0.01

    2008-09-08$13.63/sh50,000$681,5002 total(indirect: By Plainfield Special Situations Master Fund Limited)
Footnotes (1)
  • [F1]Plainfield Asset Management LLC ("Plainfield"), is the manager of the Plainfield Special Situations Master Fund Limited ("Master Fund"), a private investment vehicle formed for the purpose of investing and trading in a variety of securities and financial instruments. Max Holmes, an individual, is the chief investment officer of Plainfield. Each of the Reporting Persons disclaims beneficial ownership of the reported shares for which it is not the record owner, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.

Issuer

RCN CORP /DE/

CIK 0001041858

Entity typeother

Related Parties

1
  • filerCIK 0001387428

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 7:29 PM ET
Size
36.1 KB