4//SEC Filing
HOLMES MAX 4
Accession 0001019056-10-000240
CIK 0001041858other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 7:33 PM ET
Size
66.5 KB
Accession
0001019056-10-000240
Insider Transaction Report
Form 4
RCN CORP /DE/RCNI
PLAINFIELD ASSET MANAGEMENT LLC
10% Owner
Transactions
- Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-16$5.96/sh+36,305$216,378→ 75,557 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-06$5.70/sh+357$2,035→ 149,826 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-24$5.84/sh+15,470$90,345→ 124,463 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-26$5.89/sh+9,530$56,132→ 133,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-27$9.06/sh−7,676$69,545→ 237,838 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-28$8.68/sh−4,441$38,548→ 233,397 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-29$8.66/sh−3,172$27,470→ 230,225 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-15$5.73/sh+5,266$30,174→ 39,252 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-18$5.85/sh+1,462$8,553→ 82,090 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-06$8.15/sh−12,687$103,399→ 178,334 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-09$8.33/sh−12,687$105,683→ 165,647 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-10$5.98/sh+9,984$59,704→ 27,232 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-22$5.74/sh+9,329$53,548→ 91,419 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-23$5.77/sh+17,574$101,402→ 108,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-30$8.38/sh−6,344$53,163→ 223,881 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-02$8.11/sh−5,646$45,789→ 218,235 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-03$5.96/sh+17,248$102,798→ 17,248 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-11$5.99/sh+6,754$40,456→ 33,986 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-07$5.74/sh+21,489$123,347→ 171,315 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-08$5.74/sh+20,059$115,139→ 191,374 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-10$5.85/sh+27,872$163,051→ 227,390 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-14$5.89/sh+24,468$144,117→ 251,858 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-03$8.19/sh−6,344$51,957→ 211,891 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-04$8.10/sh−12,687$102,765→ 199,204 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-05$8.27/sh−8,183$67,673→ 191,021 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-17$5.87/sh+5,071$29,767→ 80,628 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-30$5.99/sh+15,476$92,701→ 149,469 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-09$5.91/sh+8,144$48,131→ 199,518 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-26$9.00/sh−6,344$57,096→ 245,514 total(indirect: By Plainfield Special Situations Master Fund II Limited)
Transactions
- Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-17$5.87/sh+5,071$29,767→ 80,628 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-11$5.99/sh+6,754$40,456→ 33,986 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-03$5.96/sh+17,248$102,798→ 17,248 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-15$5.73/sh+5,266$30,174→ 39,252 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-24$5.84/sh+15,470$90,345→ 124,463 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-10$5.85/sh+27,872$163,051→ 227,390 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-22$5.74/sh+9,329$53,548→ 91,419 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-29$8.66/sh−3,172$27,470→ 230,225 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-09$5.91/sh+8,144$48,131→ 199,518 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-03$8.19/sh−6,344$51,957→ 211,891 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-30$5.99/sh+15,476$92,701→ 149,469 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-08$5.74/sh+20,059$115,139→ 191,374 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-09$8.33/sh−12,687$105,683→ 165,647 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-16$5.96/sh+36,305$216,378→ 75,557 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-14$5.89/sh+24,468$144,117→ 251,858 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-26$9.00/sh−6,344$57,096→ 245,514 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-27$9.06/sh−7,676$69,545→ 237,838 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-05$8.27/sh−8,183$67,673→ 191,021 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-28$8.68/sh−4,441$38,548→ 233,397 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-30$8.38/sh−6,344$53,163→ 223,881 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-02$8.11/sh−5,646$45,789→ 218,235 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-04$8.10/sh−12,687$102,765→ 199,204 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-06$8.15/sh−12,687$103,399→ 178,334 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-10$5.98/sh+9,984$59,704→ 27,232 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-18$5.85/sh+1,462$8,553→ 82,090 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-06$5.70/sh+357$2,035→ 149,826 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-26$5.89/sh+9,530$56,132→ 133,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-23$5.77/sh+17,574$101,402→ 108,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-07$5.74/sh+21,489$123,347→ 171,315 total(indirect: By Plainfield Special Situations Master Fund II Limited)
Transactions
- Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-04$8.10/sh−12,687$102,765→ 199,204 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-15$5.73/sh+5,266$30,174→ 39,252 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-30$5.99/sh+15,476$92,701→ 149,469 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-06$5.70/sh+357$2,035→ 149,826 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-28$8.68/sh−4,441$38,548→ 233,397 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-02$8.11/sh−5,646$45,789→ 218,235 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-03$8.19/sh−6,344$51,957→ 211,891 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-22$5.74/sh+9,329$53,548→ 91,419 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-07$5.74/sh+21,489$123,347→ 171,315 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-08$5.74/sh+20,059$115,139→ 191,374 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-16$5.96/sh+36,305$216,378→ 75,557 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-26$9.00/sh−6,344$57,096→ 245,514 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-09$8.33/sh−12,687$105,683→ 165,647 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-09$5.91/sh+8,144$48,131→ 199,518 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-06$8.15/sh−12,687$103,399→ 178,334 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-03$5.96/sh+17,248$102,798→ 17,248 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-23$5.77/sh+17,574$101,402→ 108,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-24$5.84/sh+15,470$90,345→ 124,463 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-10$5.85/sh+27,872$163,051→ 227,390 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-14$5.89/sh+24,468$144,117→ 251,858 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-30$8.38/sh−6,344$53,163→ 223,881 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-11$5.99/sh+6,754$40,456→ 33,986 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-10$5.98/sh+9,984$59,704→ 27,232 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-29$8.66/sh−3,172$27,470→ 230,225 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-05$8.27/sh−8,183$67,673→ 191,021 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-18$5.85/sh+1,462$8,553→ 82,090 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-26$5.89/sh+9,530$56,132→ 133,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-17$5.87/sh+5,071$29,767→ 80,628 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-27$9.06/sh−7,676$69,545→ 237,838 total(indirect: By Plainfield Special Situations Master Fund II Limited)
HOLMES MAX
10% Owner
Transactions
- Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-03$5.96/sh+17,248$102,798→ 17,248 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-18$5.85/sh+1,462$8,553→ 82,090 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-27$9.06/sh−7,676$69,545→ 237,838 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-28$8.68/sh−4,441$38,548→ 233,397 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-14$5.89/sh+24,468$144,117→ 251,858 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-15$5.73/sh+5,266$30,174→ 39,252 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-22$5.74/sh+9,329$53,548→ 91,419 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-30$5.99/sh+15,476$92,701→ 149,469 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-11$5.99/sh+6,754$40,456→ 33,986 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-05$8.27/sh−8,183$67,673→ 191,021 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-29$8.66/sh−3,172$27,470→ 230,225 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-10$5.98/sh+9,984$59,704→ 27,232 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-17$5.87/sh+5,071$29,767→ 80,628 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-06$5.70/sh+357$2,035→ 149,826 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-09$5.91/sh+8,144$48,131→ 199,518 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-10$5.85/sh+27,872$163,051→ 227,390 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-06$8.15/sh−12,687$103,399→ 178,334 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-08$5.74/sh+20,059$115,139→ 191,374 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-09$8.33/sh−12,687$105,683→ 165,647 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-16$5.96/sh+36,305$216,378→ 75,557 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-23$5.77/sh+17,574$101,402→ 108,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-26$9.00/sh−6,344$57,096→ 245,514 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-03$8.19/sh−6,344$51,957→ 211,891 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-24$5.84/sh+15,470$90,345→ 124,463 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-26$5.89/sh+9,530$56,132→ 133,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-07$5.74/sh+21,489$123,347→ 171,315 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-30$8.38/sh−6,344$53,163→ 223,881 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-02$8.11/sh−5,646$45,789→ 218,235 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-04$8.10/sh−12,687$102,765→ 199,204 total(indirect: By Plainfield Special Situations Master Fund II Limited)
Plainfield OC Master Fund Ltd
10% Owner
Transactions
- Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-30$8.38/sh−6,344$53,163→ 223,881 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-04$8.10/sh−12,687$102,765→ 199,204 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-05$8.27/sh−8,183$67,673→ 191,021 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-11$5.99/sh+6,754$40,456→ 33,986 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-15$5.73/sh+5,266$30,174→ 39,252 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-14$5.89/sh+24,468$144,117→ 251,858 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-26$9.00/sh−6,344$57,096→ 245,514 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-27$9.06/sh−7,676$69,545→ 237,838 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-02$8.11/sh−5,646$45,789→ 218,235 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-16$5.96/sh+36,305$216,378→ 75,557 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-10$5.85/sh+27,872$163,051→ 227,390 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-10$5.98/sh+9,984$59,704→ 27,232 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-03$5.96/sh+17,248$102,798→ 17,248 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-03$8.19/sh−6,344$51,957→ 211,891 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-18$5.85/sh+1,462$8,553→ 82,090 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-06$8.15/sh−12,687$103,399→ 178,334 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-24$5.84/sh+15,470$90,345→ 124,463 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-29$8.66/sh−3,172$27,470→ 230,225 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-22$5.74/sh+9,329$53,548→ 91,419 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-23$5.77/sh+17,574$101,402→ 108,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-28$8.68/sh−4,441$38,548→ 233,397 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-17$5.87/sh+5,071$29,767→ 80,628 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-08$5.74/sh+20,059$115,139→ 191,374 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-06$5.70/sh+357$2,035→ 149,826 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-07$5.74/sh+21,489$123,347→ 171,315 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-09$5.91/sh+8,144$48,131→ 199,518 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-26$5.89/sh+9,530$56,132→ 133,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-30$5.99/sh+15,476$92,701→ 149,469 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-09$8.33/sh−12,687$105,683→ 165,647 total(indirect: By Plainfield Special Situations Master Fund II Limited)
Transactions
- Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-16$5.96/sh+36,305$216,378→ 75,557 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-24$5.84/sh+15,470$90,345→ 124,463 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-27$9.06/sh−7,676$69,545→ 237,838 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-28$8.68/sh−4,441$38,548→ 233,397 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-03$5.96/sh+17,248$102,798→ 17,248 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-30$8.38/sh−6,344$53,163→ 223,881 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-04$8.10/sh−12,687$102,765→ 199,204 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-05$8.27/sh−8,183$67,673→ 191,021 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-10$5.98/sh+9,984$59,704→ 27,232 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-09$5.91/sh+8,144$48,131→ 199,518 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-10$5.85/sh+27,872$163,051→ 227,390 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-26$5.89/sh+9,530$56,132→ 133,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-30$5.99/sh+15,476$92,701→ 149,469 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-06$8.15/sh−12,687$103,399→ 178,334 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-15$5.73/sh+5,266$30,174→ 39,252 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-14$5.89/sh+24,468$144,117→ 251,858 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-26$9.00/sh−6,344$57,096→ 245,514 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-09$8.33/sh−12,687$105,683→ 165,647 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-10-29$8.66/sh−3,172$27,470→ 230,225 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-02$8.11/sh−5,646$45,789→ 218,235 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Sale
COMMON STOCK, PAR VALUE $0.01
2009-11-03$8.19/sh−6,344$51,957→ 211,891 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-17$5.87/sh+5,071$29,767→ 80,628 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-18$5.85/sh+1,462$8,553→ 82,090 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-23$5.77/sh+17,574$101,402→ 108,993 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-11$5.99/sh+6,754$40,456→ 33,986 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-07$5.74/sh+21,489$123,347→ 171,315 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-08$5.74/sh+20,059$115,139→ 191,374 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-06-22$5.74/sh+9,329$53,548→ 91,419 total(indirect: By Plainfield Special Situations Master Fund II Limited) - Purchase
COMMON STOCK, PAR VALUE $0.01
2009-07-06$5.70/sh+357$2,035→ 149,826 total(indirect: By Plainfield Special Situations Master Fund II Limited)
Footnotes (2)
- [F1]Plainfield Asset Management LLC ("Plainfield"), is the manager of Plainfield Special Situations Master Fund Limited ("Master Fund"), Plainfield Special Situations Master Fund II Limited ("Master Fund II"), Plainfield OC Master Fund Limited ("OC Fund") and Plainfield Liquid Strategies Master Fund Limited ("Liquid Strategies Fund", and together with Plainfield, Master Fund, Master Fund II, and OC Fund, the "Reporting Persons"), each a private investment vehicle formed for the purpose of investing and trading in a variety of securities and financial instruments. Max Holmes, an individual, is the chief investment officer of Plainfield. Each of the Reporting Persons disclaims beneficial ownership of the reported shares for which it is not the record owner, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- [F2]The amounts listed in this column do not include a total of 4,503,813 shares of Common Stock underlying 2,992,995 warrants currently held by Master Fund, Master Fund II, and OC Fund. As previously disclosed on the Form 3 filed by Master Fund, Plainfield and Max Holmes on February 2, 2008, Master Fund acquired 2,992,995 warrants exercisable into 4,503,813 shares of Common Stock. On May 31, 2009, Master Fund transferred 336,856 warrants, exercisable into 506,896 shares of Common Stock to Master Fund II and 209,309 warrants, exercisable into to 314,965 shares of Common Stock, to OC Fund. Currently, Master Fund holds the remaining 2,446,830 warrants, exercisable into 3,681,952 shares of Common Stock.
Documents
Issuer
RCN CORP /DE/
CIK 0001041858
Entity typeother
Related Parties
1- filerCIK 0001387428
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 7:33 PM ET
- Size
- 66.5 KB