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4//SEC Filing

Stromatt Scott C 4

Accession 0001019056-18-000439

CIK 0001671584other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 9:40 PM ET

Size

9.4 KB

Accession

0001019056-18-000439

Insider Transaction Report

Form 4
Period: 2018-03-09
Stromatt Scott C
Chief Medical Officer and SVP
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2018-03-0913,89216,269 total
    Common Stock (13,892 underlying)
  • Exercise/Conversion

    Common Stock

    2018-03-09+13,892204,737 total
  • Award

    Employee Stock Options (Right to Buy)

    2018-03-09+67,40067,400 total
    Exercise: $3.13Exp: 2028-03-09Common Stock (67,400 underlying)
Footnotes (3)
  • [F1]Each RSU converts into the Issuer's common stock on a one-for-one basis.
  • [F2]On March 9, 2018, the reporting person was granted 67,400 stock options vesting in three equal annual installments beginning on the first anniversary of the grant date.
  • [F3]The RSUs were originally issued by Emergent BioSolutions, Inc. ("Emergent") on March 10, 2015. As a result of the spin-off of the Issuer from Emergent effective on August 1, 2016, each RSU was adjusted and assumed by the Issuer. The RSUs fully vested as of March 9, 2018.

Issuer

Aptevo Therapeutics Inc.

CIK 0001671584

Entity typeother

Related Parties

1
  • filerCIK 0001679975

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 9:40 PM ET
Size
9.4 KB