4//SEC Filing
Ardsley Duckdive Fund, L.P. 4
Accession 0001019056-18-000958
CIK 0001441693other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 5:44 PM ET
Size
28.7 KB
Accession
0001019056-18-000958
Insider Transaction Report
Form 4
ARDSLEY PARTNERS I LP
10% Owner
Transactions
- Sale
Common Stock
2018-08-07$1.96/sh−15,000$29,400→ 10,323,247 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-06$2.05/sh−10,000$20,500→ 10,338,247 total(indirect: See Footnotes)
HEMPLEMAN PHILIP J
10% Owner
Transactions
- Sale
Common Stock
2018-08-06$2.05/sh−10,000$20,500→ 10,338,247 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$1.96/sh−15,000$29,400→ 10,323,247 total(indirect: See Footnotes)
Ardsley Partners Fund II, L.P.
10% Owner
Transactions
- Sale
Common Stock
2018-08-07$1.96/sh−15,000$29,400→ 10,323,247 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-06$2.05/sh−10,000$20,500→ 10,338,247 total(indirect: See Footnotes)
Ardsley Duckdive Fund, L.P.
10% Owner
Transactions
- Sale
Common Stock
2018-08-06$2.05/sh−10,000$20,500→ 10,338,247 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$1.96/sh−15,000$29,400→ 10,323,247 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2018-08-06$2.05/sh−10,000$20,500→ 10,338,247 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$1.96/sh−15,000$29,400→ 10,323,247 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2018-08-07$1.96/sh−15,000$29,400→ 10,323,247 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-06$2.05/sh−10,000$20,500→ 10,338,247 total(indirect: See Footnotes)
ARDSLEY ADVISORY PARTNERS
10% Owner
Transactions
- Sale
Common Stock
2018-08-06$2.05/sh−10,000$20,500→ 10,338,247 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$1.96/sh−15,000$29,400→ 10,323,247 total(indirect: See Footnotes)
Footnotes (3)
- [F1]This Form 4 is being filed by Ardsley Advisory Partners (the "Advisor") on behalf of itself and Ardsley Partners I (the "General Partner"), Ardsley Partners Renewable Energy Fund, L.P. (the "Renewable Energy Fund"). Ardsley Partners Advanced Healthcare Fund, L.P. (the "Advanced Healthcare Fund"), Ardsley Partners Fund II, L.P. (the "Fund II"), Ardsley Duckdive Fund, L.P. (the "Duckdive Fund"), and Philip J. Hempleman ("Hempleman" and, together with the Advisor, the General Partner, the Renewable Energy Fund, the Advanced Healthcare Fund, the Fund II and the Duckdive Fund, the "Reporting Persons"). The General Partner serves as general partner to the Renewable Energy Fund, the Advanced Healthcare Fund and the Fund II. Hempleman is the Managing Partner of the Advisor and the General Partner and serves as the general partner to the Duckdive Fund.
- [F2]In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the General Partner, the Advisor and Hempleman, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the General Partner and the Advisor are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. (Footnote (2) continued in Footnote (3)).
- [F3](Footnote (3) continued from Footnote (2)). Hempleman is the Managing Partner of the General Partner and the Advisor and serves as the general partner to the Duckdive Fund and disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that Hempleman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
MARRONE BIO INNOVATIONS INC
CIK 0001441693
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001675562
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 5:44 PM ET
- Size
- 28.7 KB