Kunz Barbara Lopez 4

4 · Aptevo Therapeutics Inc. · Filed Jul 29, 2020

Form 4

Period: 2020-07-27

Director

Transactions

Disposition to Issuer
Stock Option (right to buy)
2020-07-27−1,339→ 0 total
Exercise: $41.16Exp: 2026-08-03→ Common Stock (1,339 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-07-27−892→ 0 total
Exercise: $30.10Exp: 2027-06-01→ Common Stock (892 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-07-27−1,785→ 0 total
Exercise: $76.86Exp: 2028-06-01→ Common Stock (1,785 underlying)
Award
Stock Option (right to buy)
2020-07-27+1,322→ 1,322 total
Exercise: $8.56Exp: 2030-07-26→ Common Stock (1,322 underlying)
Award
Stock Option (right to buy)
2020-07-27+170→ 170 total
Exercise: $8.56Exp: 2030-07-26→ Common Stock (170 underlying)

Footnotes (7)

[F1]Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.
[F2]These options vested in three approximately equal annual installments beginning on August 3, 2017.
[F3]In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4.
[F4]These options vested in three approximately equal annual installments beginning on June 1, 2018.
[F5]These options provide for vesting in three approximately equal annual installments beginning on May 31, 2019. Prior to July 27, 2020, all but 595 shares of the issuer's common stock underlying this stock option had vested.
[F6]These options vest in full on the one year anniversary of the date of grant.
[F7]These options will vest in three approximately equal annual installments beginning on the one year anniversary of the date of grant.

Documents

1 file