|5Feb 14, 7:44 PM ET

Aharon Gil 5

5 · DELCATH SYSTEMS, INC. · Filed Feb 14, 2022

Insider Transaction Report

Form 5
Period: 2021-12-30
Aharon Gil
Director
Transactions
  • Other

    Convertible Note Payable

    2021-08-05$1198.00/sh+2,000$2,396,0002,000,000 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)
Footnotes (2)
  • [F1]As previously reported, on August 6, 2021, the Issuer executed an agreement to amend an aggregate of $2,000 outstanding secured convertible notes payable to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P. to reduce the conversion price of the convertible notes to $1,198 per share of the Company's Series E Convertible Preferred Stock and extend the maturity date of the convertible notes to October 30, 2024.
  • [F2]Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.

Documents

1 file
  • 5
    aharon.xmlPrimary

    FORM 5