Gagnon Neil 4
4 · SecureWorks Corp · Filed May 15, 2024
Insider Transaction Report
Form 4
SecureWorks CorpSCWX
GAGNON NEIL
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value per share
2024-05-14$6.36/sh+7,920$50,348→ 618,867 total - Purchase
Common Stock, $0.01 par value per share
2024-05-13$6.28/sh+1,313$8,248→ 34,579 total(indirect: By Trust)
Holdings
- 145,842(indirect: By Partnership)
Common Stock, $0.01 par value per share
- 48,868(indirect: By Partnership)
Common Stock, $0.01 par value per share
- 744,444(indirect: By Managing Member as General Partner of Gagnon Investment Associates)
Common Stock, $0.01 par value per share
Footnotes (3)
- [F1]These shares were purchased in multiple transactions at prices ranging from $6.26 to $6.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- [F2]These shares were purchased in multiple transactions at prices ranging from $6.35 to $6.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.