4//SEC Filing
BALSER PAUL F 4
Accession 0001019342-11-000008
CIK 0001065865other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 7:02 PM ET
Size
7.7 KB
Accession
0001019342-11-000008
Insider Transaction Report
Form 4
BALSER PAUL F
Director
Transactions
- Award
Common Stock
2011-11-14+516→ 65,830 total
Holdings
- 81,959
Common Stock
- 7,200
Stock Option (Right to Buy) and LSAR
Exercise: $21.33From: 2003-05-07Exp: 2012-05-08→ Common Stock (7,200 underlying)
Footnotes (3)
- [F1]Restricted stock units acquired pursuant to a dividend reinvestment feature under the Director Deferred Fee Plan.
- [F2]Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.
- [F3]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001019342
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 7:02 PM ET
- Size
- 7.7 KB