Home/Filings/4/0001019361-09-000024
4//SEC Filing

WIRTH PETER 4

Accession 0001019361-09-000024

CIK 0001019361other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 12:54 PM ET

Size

20.0 KB

Accession

0001019361-09-000024

Insider Transaction Report

Form 4
Period: 2009-12-02
WIRTH PETER
Director
Transactions
  • Sale

    Employee Stock Option Right to Buy

    2009-12-02$17.11/sh+20,500$350,75520,000 total
    Exercise: $17.11From: 2006-03-17Exp: 2015-03-17RSTI Common stock (20,500 underlying)
  • Expiration (Short)

    Employee Stock Option Right to Buy

    2009-12-02+080,000 total
    Exercise: $26.05From: 2007-03-16Exp: 2016-03-160 (0 underlying)
  • Sale

    Common Stock - RSTI

    2009-12-02$23.29/sh15,500$360,99512,600 total
  • Purchase

    Common Stock - RSTI

    2009-12-02$17.11/sh+20,500$350,75533,100 total
  • Sale

    Common Stock - RSTI

    2009-12-02$23.07/sh5,000$115,35028,100 total
Footnotes (9)
  • [F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
  • [F2]Value represents the exercise price of the shares granted under the Plan.
  • [F3]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant.
  • [F4]Grants to purchase shares of common stock under the Plan expire following the tenth anniversary of the date of grant.
  • [F5]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
  • [F6]No transaction being reported at this time - only reporting holdings as of this date.
  • [F7]Number represents the total number of available shares under the particular grant date. 48,000 shares are currently vested and exercisable and the remaining 32,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F8]Number represents the total number of available shares under the particular grant date. 8,000 shares are currently vested and exercisable and the remaining 12,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F9]Number represents the total number of available shares under the particular grant date. 1,000 shares are currently vested and exercisable and the remaining 4,000 shares have not yet vested. None of these shares are beneficially owned yet.

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

Entity typeother

Related Parties

1
  • filerCIK 0001270552

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 12:54 PM ET
Size
20.0 KB