4//SEC Filing
Mittelstaedt Ingrid 4
Accession 0001019361-10-000018
CIK 0001019361other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 7:37 PM ET
Size
34.8 KB
Accession
0001019361-10-000018
Insider Transaction Report
Form 4
Mittelstaedt Ingrid
Chief Financial Officer
Transactions
- Purchase
Common Stock - Rofin-Sinar Technologies Inc.
2010-11-08$17.11/sh+6,000$102,660→ 12,000 total - Purchase
Common Stock - Rofin-Sinar Technologies Inc.
2010-11-08$4.89/sh+2,000$9,790→ 2,000 total - Sale
Common Stock - Rofin-Sinar Technologies Inc.
2010-11-08$29.26/sh−7,000$204,820→ 10,000 total - Sale
Common Stock - Rofin-Sinar Technologies Inc.
2010-11-08$29.49/sh−10,000$294,900→ 0 total - Purchase
Common Stock - Rofin-Sinar Technologies Inc.
2010-11-08$15.04/sh+5,000$75,200→ 17,000 total - Sale
Employee Stock Option Right to Buy
2010-11-08$15.04/sh+5,000$75,200→ 20,000 totalExercise: $15.04From: 2010-03-18Exp: 2019-03-18→ RSTI Common Stock (5,000 underlying) - Sale
Employee Stock Option Right to Buy
2010-11-08$16.36/sh+4,000$65,420→ 0 totalExercise: $16.36From: 2005-03-18Exp: 2014-03-18→ RSTI Common Stock (4,000 underlying) - Expiration (Short)
Employee Stock Option Right to Buy
2010-11-08$28.50/sh+0$0→ 50,000 totalExercise: $28.50From: 2008-03-15Exp: 2017-03-15→ RSTI Common Stock (0 underlying) - Expiration (Short)
Employee Stock Option Right to Buy
2010-11-08$40.20/sh+0$0→ 25,000 totalExercise: $40.20From: 2009-03-19Exp: 2018-03-19→ RSTI Common Stock (0 underlying) - Sale
Employee Stock Option Right to Buy
2010-11-08$17.11/sh+6,000$102,660→ 0 totalExercise: $17.11From: 2006-03-17Exp: 2015-03-17→ RSTI Common Stock (6,000 underlying) - Expiration (Short)
Employee Stock Option Right to Buy
2010-11-08$26.05/sh+0$0→ 32,000 totalExercise: $26.05From: 2007-03-16Exp: 2016-03-16→ RSTI Common Stock (0 underlying) - Purchase
Common Stock - Rofin-Sinar Technologies Inc.
2010-11-08$16.36/sh+4,000$65,420→ 6,000 total - Sale
Employee Stock Option Right to Buy
2010-11-08$4.89/sh+2,000$9,790→ 0 totalExercise: $4.89From: 2004-03-20Exp: 2013-03-20→ RSTI Common Stock (2,000 underlying) - Expiration (Short)
Employee Stock Option Right to Buy
2010-11-08$22.83/sh+0$0→ 25,000 totalExercise: $22.83From: 2011-03-17Exp: 2020-03-17→ RSTI Common Stock (0 underlying)
Footnotes (9)
- [F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
- [F2]Value represents the exercise price of the shares granted under the Plan.
- [F3]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant.
- [F4]Grants to purchase shares of common stock under the Plan expire following the tenth anniversary of the date of grant.
- [F5]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
- [F6]no transaction being reported at this time - only reporting holdings
- [F7]Number represents the number of available shares remaining under the particular grant date. 24,000 shares are currently vested and exercisable and the remaining 8,000 shares have not yet vested. None of these shares are beneficially owned yet.
- [F8]Number represents the number of available shares remaining under the particular grant date. 30,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
- [F9]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 15,000 shares have not yet vested. None of these shares are beneficially owned yet.
Documents
Issuer
ROFIN SINAR TECHNOLOGIES INC
CIK 0001019361
Entity typeother
Related Parties
1- filerCIK 0001354694
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 7:37 PM ET
- Size
- 34.8 KB