BRAUN GUNTHER 4

Accession 0001019361-13-000025

CIK 0001019361other

View on SEC.gov Company Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 3:25 PM ET

Size

31.5 KB

Accession

0001019361-13-000025

Insider Transaction Report

Form 4

Period: 2013-03-04

ROFIN SINAR TECHNOLOGIES INCRSTI

BRAUN GUNTHER

Chief Executive Officer

Transactions

Exercise/Conversion
Common Stock - RSTI
2013-03-04$4.89/sh+5,000$24,475→ 11,000 total
Exercise/Conversion
Common Stock - RSTI
2013-03-05$4.89/sh+10,000$48,950→ 16,000 total
Exercise/Conversion
Employee Stock Option Right to Buy
2013-03-04$4.89/sh+5,000$24,475→ 10,000 total
Exercise: $4.89From: 2004-03-20Exp: 2013-03-20→ Common Stock - RSTI (5,000 underlying)
Sale
Common Stock - RSTI
2013-03-04$26.25/sh−5,000$131,258→ 6,000 total
Exercise/Conversion
Employee Stock Option Right to Buy
2013-03-05$4.89/sh+10,000$48,950→ 0 total
Exercise: $4.89From: 2004-03-20Exp: 2013-03-20→ Common Stock - RSTI (10,000 underlying)
Sale
Common Stock - RSTI
2013-03-05$26.87/sh−10,000$268,720→ 6,000 total

Holdings

Employee Stock Option Right to Buy
Exercise: $16.36From: 2005-03-18Exp: 2014-03-18→ Common Stock - RSTI (0 underlying)
80,000
Employee Stock Option Right to BuyCommon Stock - RSTI
Exercise: $17.11From: 2006-03-17Exp: 2015-03-17→ Common Stock - RSTI (0 underlying)
80,000
Employee Stock Option Right to Buy
Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying)
100,000
Employee Stock Option Right to Buy
Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock - RSTI (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock - RSTI (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (0 underlying)
100,000
Employee Stock Option Right to Buy
Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying)
60,000
Employee Stock Option Right to Buy
Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock - RSTI (0 underlying)
40,000
Employee Stock Option Right to Buy
Exercise: $15.82From: 2006-05-04Exp: 2015-05-04→ Common Stock - RSTI (0 underlying)
20,000
Employee Stock Option Right to
Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ BuyCommon Stock - RSTI (0 underlying)
50,000

Footnotes (12)

[F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
[F10]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 30,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F11]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 40,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F12]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
[F2]Value represents the exercise price of the shares granted under the Plan.
[F3]Value represents that average value of all shares sold on this day with a high of $26.2614 and a low of $26.25.
[F4]Value represents the average price the shares were sold at for the day with a high of $26.98 and a low of $26.85
[F5]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
[F6]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
[F7]No transaction being reported at this time - only reporting holdings as of this date.
[F8]Number represents the number of available shares remaining under the particular grant date. 48,000 shares are currently vested and exercisable and the remaining 12,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F9]Number represents the number of available shares remaining under the particular grant date. 24,000 shares are currently vested and exercisable and the remaining 16,000 shares have not yet vested. None of these shares are beneficially owned yet.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

→

Entity typeother

Related Parties

filerCIK 0001220081

Filing Metadata

Form type: 4
Filed: Mar 4, 7:00 PM ET
Accepted: Mar 5, 3:25 PM ET
Size: 31.5 KB

View on SEC.gov