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WIRTH PETER 4/A

Accession 0001019361-13-000034

CIK 0001019361other
View on SEC.govCompany Profile

Filed

May 22, 8:00 PM ET

Accepted

May 23, 11:10 AM ET

Size

15.4 KB

Accession

0001019361-13-000034

Insider Transaction Report

Form 4/AAmended
Period: 2013-05-23
ROFIN SINAR TECHNOLOGIES INCRSTI
WIRTH PETER
Director
Transactions
  • Exercise/Conversion

    Common Stock - RSTI

    2013-02-11$17.11/sh+20,000$342,200→ 32,600 total
  • Sale

    Common Stock - RSTI

    2013-02-11$27.81/sh−20,000$556,274→ 12,600 total
  • Exercise/Conversion

    Employee Stock Option Right to Buy

    2013-02-11$17.11/sh+20,000$342,200→ 0 total
    Exercise: $17.11From: 2006-03-17Exp: 2015-03-17→ Common Stock RSTI (20,000 underlying)
Holdings

  • Common Stock - RSTI

    (indirect: By Spouse)
    6,500

  • Employee Stock Option Right to Buy

    Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock RSTI
    80,000

  • Employee Stock Option Right to Buy

    Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock RSTI
    20,000

  • Employee Stock Option Right to Buy

    Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock RSTI
    5,000
Footnotes (6)
  • [F1]The original Form 4 filing incorrectly listed this transaction as an Open market or private purchase of non-derivative or derivative security (Code P) instead of listing it as Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 (Code M). This filing corrects that incorrect Code.
  • [F2]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day. Shares were all sold in individual transactions between $27.78 and $27.92. Average price for the shares sold was $27.8137.
  • [F3]Value represents the exercise price of the shares granted under the Plan.
  • [F4]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  • [F5]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
  • [F6]No transaction being reported at this time - only reporting holdings as of this date.

Documents

1 file

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

→
Entity typeother

Related Parties

1
  • filerCIK 0001270552

Filing Metadata

Form type
4/A
Filed
May 22, 8:00 PM ET
Accepted
May 23, 11:10 AM ET
Size
15.4 KB
View on SEC.gov