WIRTH PETER 4/A

4/A · ROFIN SINAR TECHNOLOGIES INC · Filed May 23, 2013

Form 4/AAmended

Period: 2013-05-23

Director

Transactions

Exercise/Conversion
Common Stock - RSTI
2013-02-11$17.11/sh+20,000$342,200→ 32,600 total
Sale
Common Stock - RSTI
2013-02-11$27.81/sh−20,000$556,274→ 12,600 total
Exercise/Conversion
Employee Stock Option Right to Buy
2013-02-11$17.11/sh+20,000$342,200→ 0 total
Exercise: $17.11From: 2006-03-17Exp: 2015-03-17→ Common Stock RSTI (20,000 underlying)

Holdings

Common Stock - RSTI
(indirect: By Spouse)
6,500
Employee Stock Option Right to Buy
Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock RSTI
80,000
Employee Stock Option Right to Buy
Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock RSTI
20,000
Employee Stock Option Right to Buy
Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock RSTI
5,000

Footnotes (6)

[F1]The original Form 4 filing incorrectly listed this transaction as an Open market or private purchase of non-derivative or derivative security (Code P) instead of listing it as Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 (Code M). This filing corrects that incorrect Code.
[F2]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day. Shares were all sold in individual transactions between $27.78 and $27.92. Average price for the shares sold was $27.8137.
[F3]Value represents the exercise price of the shares granted under the Plan.
[F4]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
[F5]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
[F6]No transaction being reported at this time - only reporting holdings as of this date.

Documents

1 file