Home/Filings/4/0001019361-13-000050
4//SEC Filing

ROFIN SINAR TECHNOLOGIES INC 4

Accession 0001019361-13-000050

CIK 0001019361operating

Filed

Dec 5, 7:00 PM ET

Accepted

Dec 6, 4:31 PM ET

Size

22.6 KB

Accession

0001019361-13-000050

Insider Transaction Report

Form 4
Period: 2013-11-06
BRAUN GUNTHER
Chief Executive Officer
Transactions
  • Award

    Employee Stock Option Right to Buy

    2013-11-06+40,00040,000 total
    Exercise: $25.19From: 2014-11-06Exp: 2023-11-06Common Stock - RSTI (40,000 underlying)
Holdings
  • Employee Stock Option Right to Buy

    Exercise: $15.82From: 2006-05-04Exp: 2015-05-04Common Stock - RSTI (0 underlying)
    20,000
  • Employee Stock Option Right to Buy

    Exercise: $26.05From: 2007-03-16Exp: 2016-03-16Common Stock - RSTI (0 underlying)
    100,000
  • Employee Stock Option Right to Buy

    Exercise: $27.59From: 2014-03-14Exp: 2023-03-14Common Stock - RSTI (0 underlying)
    60,000
  • Employee Stock Option Right to Buy

    Exercise: $25.95From: 2013-03-15Exp: 2022-03-15Employee Stock Option Right to Buy (0 underlying)
    50,000
  • Employee Stock Option Right to Buy

    Exercise: $16.36From: 2005-03-18Exp: 2014-03-18Common Stock - RSTI (0 underlying)
    80,000
  • Employee Stock Option Right to Buy

    Exercise: $17.11From: 2006-03-17Exp: 2015-03-17Common Stock - RSTI (0 underlying)
    80,000
  • Employee Stock Option Right to Buy

    Exercise: $40.20From: 2009-03-19Exp: 2018-03-19Common Stock - RSTI (0 underlying)
    60,000
  • Employee Stock Option Right to Buy

    Exercise: $22.83From: 2011-03-17Exp: 2020-03-17Common Stock - RSTI (0 underlying)
    50,000
  • Employee Stock Option Right to Buy

    Exercise: $35.19From: 2012-03-16Exp: 2021-03-16Common Stock - RSTI (0 underlying)
    50,000
  • Employee Stock Option Right to Buy

    Exercise: $28.50From: 2008-03-15Exp: 2017-03-15Common Stock - RSTI (0 underlying)
    100,000
  • Employee Stock Option Right to Buy

    Exercise: $15.04From: 2010-03-18Exp: 2019-03-18Common Stock - RSTI (0 underlying)
    40,000
Footnotes (9)
  • [F1]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  • [F2]No transaction being reported at this time - only reporting holdings as of this date.
  • [F3]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
  • [F4]Number represents the number of available shares remaining under the particular grant date. 32,000 shares are currently vested and exercisable and the remaining 8,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F5]Number represents the number of available shares remaining under the particular grant date. 30,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F6]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 30,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F7]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 40,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F8]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
  • [F9]On November 6, 2013; stock option grants were awarded. The value of the grants was determined as of the close of business on that date.

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001019361

Filing Metadata

Form type
4
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 4:31 PM ET
Size
22.6 KB