ROFIN SINAR TECHNOLOGIES INC 4

4 · ROFIN SINAR TECHNOLOGIES INC · Filed Dec 6, 2013

Insider Transaction Report

Form 4

Period: 2013-11-06

ROFIN SINAR TECHNOLOGIES INCRSTI

BRAUN GUNTHER

Chief Executive Officer

Transactions

Award
Employee Stock Option Right to Buy
2013-11-06+40,000→ 40,000 total
Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock - RSTI (40,000 underlying)

Holdings

Employee Stock Option Right to Buy
Exercise: $15.82From: 2006-05-04Exp: 2015-05-04→ Common Stock - RSTI (0 underlying)
20,000
Employee Stock Option Right to Buy
Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (0 underlying)
100,000
Employee Stock Option Right to Buy
Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common Stock - RSTI (0 underlying)
60,000
Employee Stock Option Right to Buy
Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Employee Stock Option Right to Buy (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $16.36From: 2005-03-18Exp: 2014-03-18→ Common Stock - RSTI (0 underlying)
80,000
Employee Stock Option Right to Buy
Exercise: $17.11From: 2006-03-17Exp: 2015-03-17→ Common Stock - RSTI (0 underlying)
80,000
Employee Stock Option Right to Buy
Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying)
60,000
Employee Stock Option Right to Buy
Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock - RSTI (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock - RSTI (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying)
100,000
Employee Stock Option Right to Buy
Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock - RSTI (0 underlying)
40,000

Footnotes (9)

[F1]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
[F2]No transaction being reported at this time - only reporting holdings as of this date.
[F3]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
[F4]Number represents the number of available shares remaining under the particular grant date. 32,000 shares are currently vested and exercisable and the remaining 8,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F5]Number represents the number of available shares remaining under the particular grant date. 30,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F6]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 30,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F7]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 40,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F8]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
[F9]On November 6, 2013; stock option grants were awarded. The value of the grants was determined as of the close of business on that date.

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