Earnings Feed
Start Free
Home/Filings/4/0001019361-14-000009
4//SEC Filing

ROFIN SINAR TECHNOLOGIES INC 4

Accession 0001019361-14-000009

CIK 0001019361operating
View on SEC.govCompany Profile

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 9:40 AM ET

Size

26.9 KB

Accession

0001019361-14-000009

Insider Transaction Report

Form 4
Period: 2014-03-05
ROFIN SINAR TECHNOLOGIES INCRSTI
BRAUN GUNTHER
Chief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock - Rofin-Sinar Technologies Inc

    2014-03-05$16.36/sh+20,000$327,100→ 26,000 total
  • Sale

    Common Stock - Rofin-Sinar Technologies Inc.

    2014-03-05$23.99/sh−20,000$479,790→ 6,000 total
  • Exercise/Conversion

    Employee Stock Option Right to Buy

    2014-03-05$16.36/sh+20,000$327,100→ 0 total
    Exercise: $16.36From: 2005-03-18Exp: 2014-03-18→ Common Stock - RSTI (20,000 underlying)
Holdings

  • Employee Stock Option Right to Buy

    Exercise: $17.11From: 2006-03-17Exp: 2015-03-17→ Common Stock - RSTI (0 underlying)
    80,000

  • Employee Stock Option Right to Buy

    Exercise: $15.82From: 2006-05-04Exp: 2015-05-04→ Common Stock - RSTI (0 underlying)
    20,000

  • Employee Stock Option Right to Buy

    Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (0 underlying)
    100,000

  • Employee Stock Option Right to Buy

    Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying)
    60,000

  • Employee Stock Option Right to Buy

    Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock - RSTI (0 underlying)
    50,000

  • Employee Stock Option Right to Buy

    Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock - RSTI (0 underlying)
    50,000

  • Employee Stock Option Right to Buy

    Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common Stock - RSTI (0 underlying)
    60,000

  • Employee Stock Option Right to Buy

    Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock - RSTI (0 underlying)
    40,000

  • Employee Stock Option Right to Buy

    Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying)
    100,000

  • Employee Stock Option Right to Buy

    Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock - RSTI (0 underlying)
    40,000

  • Employee Stock Option Right to Buy

    Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock - RSTI (0 underlying)
    50,000
Footnotes (11)
  • [F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
  • [F10]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 40,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F11]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
  • [F2]Value represents the exercise price of the shares granted under the Plan.
  • [F3]Value represents the average value of all shares sold on this day with a high of $24.00 and a low of $23.97
  • [F4]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  • [F5]Number represents the number of remaining outstanding shares under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
  • [F6]No transaction being reported at this time - only reporting holdings as of this date.
  • [F7]Number represents the number of available shares remaining under the particular grant date. 32,000 shares are currently vested and exercisable and the remaining 8,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F8]Number represents the number of available shares remaining under the particular grant date. 30,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F9]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 30,000 shares have not yet vested. None of these shares are beneficially owned yet.

Documents

1 file

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001019361

Filing Metadata

Form type
4
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 9:40 AM ET
Size
26.9 KB
View on SEC.gov