ROFIN SINAR TECHNOLOGIES INC 4

4 · ROFIN SINAR TECHNOLOGIES INC · Filed Mar 3, 2015

Insider Transaction Report

Form 4

Period: 2015-03-02

ROFIN SINAR TECHNOLOGIES INCRSTI

BRAUN GUNTHER

Chief Executive Officer

Transactions

Exercise/Conversion
Common Stock - RSTI
2015-03-02$17.11/sh+80,000$1,368,800→ 86,000 total
Tax Payment
Common Stock - RSTI
2015-03-02$23.97/sh−57,105$1,368,807→ 28,895 total
Exercise/Conversion
Employee Stock Option Right to Buy
2015-03-02$17.11/sh−80,000$1,368,800→ 0 total
Exercise: $17.11From: 2016-03-17Exp: 2015-03-17→ Common Stock-RSTI (80,000 underlying)
Exercise/Conversion
Employee Stock Option Right to Buy
2015-03-02$15.82/sh−20,000$316,500→ 0 total
Exercise: $15.82From: 2006-05-04Exp: 2015-05-04→ Common Stock-RSTI (20,000 underlying)
Tax Payment
Common Stock - RSTI
2015-03-02$23.97/sh−13,204$316,500→ 35,691 total
Exercise/Conversion
Common Stock - RSTI
2015-03-02$15.82/sh+20,000$316,500→ 48,895 total

Holdings

Employee Stock Option Right to Buy
Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock-RSTI (0 underlying)
40,000
Employee Stock Option Right to Buy
Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock-RSTI (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common stock-RSTI (0 underlying)
60,000
Employee Stock Option Right to Buy
Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock-RSTI (0 underlying)
60,000
Employee Stock Option Right to Buy
Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock-RSTI (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $22.75From: 2015-11-11Exp: 2024-11-11→ Common Stock-RSTI (0 underlying)
40,000
Employee Stock Option Right to Buy
Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock-RSTI (0 underlying)
100,000
Employee Stock Option Right to Buy
Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock-RSTI (0 underlying)
40,000
Employee Stock Option Right to Buy
Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock-RSTI (0 underlying)
100,000
Employee Stock Option Right to Buy
Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock-RSTI (0 underlying)
50,000

Footnotes (12)

[F1]Represents a net exercise of outstanding stock options. 57,105 shares were withheld by the Company for payment of the exercise price using the clsoing price on February 27, 2015 of $23.97.
[F10]Number represents the number of available shares remaining under the particular grant date. 12,000 shares are currently vested and exercisable and the remaining 48,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F11]Number represents the number of available shares remaining under the particular grant date. 8,000 shares are currently vested and exercisable and the remaining 32,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F12]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
[F2]Represents a net exercise of outstanding stock options. 13,204 shares were withheld by the Company for payment of the exercise price using the clsoing price on February 27, 2015 of $23.97.
[F3]Value represents the exercise price of the shares granted under the Plan.
[F4]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
[F5]No transaction being reported at this time - only reporting holdings as of this date.
[F6]Number represents the number of remaining outstanding shares under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
[F7]Number represents the number of available shares remaining under the particular grant date. 40,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F8]Number represents the number of available shares remaining under the particular grant date. 30,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F9]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 30,000 shares have not yet vested. None of these shares are beneficially owned yet.

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