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4//SEC Filing

ROFIN SINAR TECHNOLOGIES INC 4

Accession 0001019361-15-000011

CIK 0001019361operating
View on SEC.govCompany Profile

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 1:52 PM ET

Size

25.1 KB

Accession

0001019361-15-000011

Insider Transaction Report

Form 4
Period: 2015-03-02
ROFIN SINAR TECHNOLOGIES INCrofin*88
Hefter Ulrich
CTO
Transactions
  • Tax Payment

    Common Stock - Rofin-Sinar Technologies Inc.

    2015-03-02$23.97/sh−21,414$513,294→ 8,586 total
  • Exercise/Conversion

    Employee Stock Option Right to Buy

    2015-03-02$17.11/sh−30,000$513,300→ 0 total
    Exercise: $17.11From: 2006-03-17Exp: 2015-03-17→ Common Stock-RSTI (30,000 underlying)
  • Exercise/Conversion

    Common Stock - Rofin-Sinar Technologies Inc.

    2015-03-02$17.11/sh+30,000$513,300→ 30,000 total
Holdings

  • Employee Stock Option Right to Buy

    Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common Stock-RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $22.75From: 2015-11-11Exp: 2024-11-11→ Common Stock-RSTI (0 underlying)
    20,000

  • Employee Stock Option Right to Buy

    Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock-RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock-RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock-RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock-RSTI (0 underlying)
    40,000

  • Employee Stock Option Right to Buy

    Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock-RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock-RSTI (0 underlying)
    50,000

  • Employee Stock Option Right to Buy

    Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock-RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock-RSTI (0 underlying)
    20,000
Footnotes (11)
  • [F1]Represents a net exercise of outstanding stock options. 21,414 shares were withheld by the Company for payment of the exercise price using the closing price on February 27, 2015 of $23.97.
  • [F10]Number represents the number of available shares remaining under the particular grant date. 4,000 shares are currently vested and exercisable and the remaining 16,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F11]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
  • [F2]Value represents the exercise price of the shares granted under the Plan.
  • [F3]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  • [F4]No transaction being reported at this time - only reporting holdings as of this date.
  • [F5]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
  • [F6]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 5,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F7]Number represents the number of available shares remaining under the particular grant date. 15,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F8]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 15,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F9]Number represents the number of available shares remaining under the particular grant date. 5,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.

Documents

1 file

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001019361

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 1:52 PM ET
Size
25.1 KB
View on SEC.gov