ROFIN SINAR TECHNOLOGIES INC 4

4 · ROFIN SINAR TECHNOLOGIES INC · Filed Nov 19, 2015

Form 4

Period: 2015-11-19

Director

Transactions

Exercise/Conversion
Common Stock - RSTI
2015-11-19$26.05/sh+80,000$2,083,600→ 92,600 total
Exercise/Conversion
Employee Stock Option Right to Buy
2015-11-19$26.05/sh+80,000$2,083,600→ 0 total
Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (80,000 underlying)
Sale
Common Stock - RSTI
2015-11-19$28.04/sh−80,000$2,243,072→ 12,600 total

Holdings

Employee Stock Option Right to Buy
Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying)
5,000
Employee Stock Option Right to Buy
Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying)
20,000
Common Stock - RSTI
(indirect: By Spouse)
6,500

Footnotes (5)

[F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day. Shares were sold at an average price of $28.0384 with the high being $28.65 and the low being $28.00 (on a block trade at $28.00).
[F2]Value represents the exercise price of the shares granted under the Plan.
[F3]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
[F4]No transaction being reported at this time - only reporting holdings as of this date.
[F5]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.

Documents

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