ROFIN SINAR TECHNOLOGIES INC 4
4 · ROFIN SINAR TECHNOLOGIES INC · Filed Nov 19, 2015
Insider Transaction Report
Form 4
Mittelstaedt Ingrid
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock - RSTI
2015-11-19$26.05/sh+32,000$833,440→ 32,000 total - Sale
Common Stock - RSTI
2015-11-19$28.21/sh−32,000$902,608→ 0 total - Exercise/Conversion
Employee Stock Option Right to Buy
2015-11-19$26.05/sh+32,000$833,440→ 0 totalExercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (32,000 underlying)
Holdings
- 25,000
Employee Stock Option Right to Buy
Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying) - 25,000
Employee Stock Option Right to Buy
Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock - RSTI (0 underlying) - 30,000
Employee Stock Option Right to Buy
Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common Stock - RSTI (0 underlying) - 50,000
Employee Stock Option Right to Buy
Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying) - 25,000
Employee Stock Option Right to Buy
Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock - RSTI (0 underlying) - 25,000
Employee Stock Option Right to Buy
Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock - RSTI (0 underlying) - 30,000
Employee Stock Option Right to Buy
Exercise: $29.68From: 2016-11-10Exp: 2025-11-10→ Common Stock - RSTI (0 underlying) - 20,000
Employee Stock Option Right to Buy
Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock - RSTI (0 underlying) - 30,000
Employee Stock Option Right to Buy
Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock - RSTI (0 underlying) - 30,000
Employee Stock Option Right to Buy
Exercise: $22.75From: 2015-11-11Exp: 2024-11-11→ Common Stock - RSTI (0 underlying)
Footnotes (11)
- [F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
- [F10]Number represents the number of available shares remaining under the particular grant date. 6,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet.
- [F11]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
- [F2]Value represents the exercise price of the shares granted under the Plan.
- [F3]Represents average sales price for the day of $28.2065 with a high of $28.57 and a low of $28.20 (with the $28.20 being a block trade).
- [F4]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
- [F5]No transaction being reported at this time - only reporting holdings as of this date.
- [F6]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
- [F7]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 5,000 shares have not yet vested. None of these shares are beneficially owned yet.
- [F8]Number represents the number of available shares remaining under the particular grant date. 15,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
- [F9]Number represents the number of available shares remaining under the particular grant date. 12,000 shares are currently vested and exercisable and the remaining 18,000 shares have not yet vested. None of these shares are beneficially owned yet.