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ROFIN SINAR TECHNOLOGIES INC 4

Accession 0001019361-15-000067

CIK 0001019361operating
View on SEC.govCompany Profile

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 4:35 PM ET

Size

25.6 KB

Accession

0001019361-15-000067

Insider Transaction Report

Form 4
Period: 2015-11-19
ROFIN SINAR TECHNOLOGIES INCRSTI
Mittelstaedt Ingrid
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock - RSTI

    2015-11-19$26.05/sh+32,000$833,440→ 32,000 total
  • Sale

    Common Stock - RSTI

    2015-11-19$28.21/sh−32,000$902,608→ 0 total
  • Exercise/Conversion

    Employee Stock Option Right to Buy

    2015-11-19$26.05/sh+32,000$833,440→ 0 total
    Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (32,000 underlying)
Holdings

  • Employee Stock Option Right to Buy

    Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common Stock - RSTI (0 underlying)
    30,000

  • Employee Stock Option Right to Buy

    Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying)
    50,000

  • Employee Stock Option Right to Buy

    Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $29.68From: 2016-11-10Exp: 2025-11-10→ Common Stock - RSTI (0 underlying)
    30,000

  • Employee Stock Option Right to Buy

    Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock - RSTI (0 underlying)
    20,000

  • Employee Stock Option Right to Buy

    Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock - RSTI (0 underlying)
    30,000

  • Employee Stock Option Right to Buy

    Exercise: $22.75From: 2015-11-11Exp: 2024-11-11→ Common Stock - RSTI (0 underlying)
    30,000
Footnotes (11)
  • [F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
  • [F10]Number represents the number of available shares remaining under the particular grant date. 6,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F11]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
  • [F2]Value represents the exercise price of the shares granted under the Plan.
  • [F3]Represents average sales price for the day of $28.2065 with a high of $28.57 and a low of $28.20 (with the $28.20 being a block trade).
  • [F4]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  • [F5]No transaction being reported at this time - only reporting holdings as of this date.
  • [F6]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
  • [F7]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 5,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F8]Number represents the number of available shares remaining under the particular grant date. 15,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F9]Number represents the number of available shares remaining under the particular grant date. 12,000 shares are currently vested and exercisable and the remaining 18,000 shares have not yet vested. None of these shares are beneficially owned yet.

Documents

1 file

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001019361

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:35 PM ET
Size
25.6 KB
View on SEC.gov