ROFIN SINAR TECHNOLOGIES INC 4

Accession 0001019361-15-000069

CIK 0001019361operating

View on SEC.gov Company Profile

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 5:33 PM ET

Size

29.0 KB

Accession

0001019361-15-000069

Insider Transaction Report

Form 4

Period: 2015-11-20

ROFIN SINAR TECHNOLOGIES INCRSTI

MOLNAR LOUIS

COO-MACRO

Transactions

Exercise/Conversion
Common Stock - RSTI
2015-11-20$26.05/sh+5,000$130,225→ 5,000 total
Sale
Common Stock - RSTI
2015-11-20$28.20/sh−5,000$141,000→ 0 total
Exercise/Conversion
Common Stock - RSTI
2015-11-23$26.05/sh+17,000$442,765→ 17,000 total
Exercise/Conversion
Employee Stock Option Right to Buy
2015-11-20$26.05/sh+22,000$572,990→ 0 total
Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (22,000 underlying)
Sale
Common Stock - RSTI
2015-11-23$28.10/sh−17,000$477,629→ 0 total

Holdings

Employee Stock Option Right to Buy
Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock - RSTI (0 underlying)
25,000
Employee Stock Option Right to Buy
Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock - RSTI (0 underlying)
25,000
Employee Stock Option Right to Buy
Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock - RSTI (0 underlying)
25,000
Employee Stock Option Right to Buy
Exercise: $29.68From: 2016-11-10Exp: 2025-11-10→ Common Stock - RSTI (0 underlying)
25,000
Employee Stock Option Right to Buy
Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying)
25,000
Employee Stock Option Right to Buy
Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying)
50,000
Employee Stock Option Right to Buy
Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock - RSTI (0 underlying)
5,000
Employee Stock Option Right to Buy
Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common Stock - RSTI (0 underlying)
25,000
Employee Stock Option Right to Buy
Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock - RSTI (0 underlying)
25,000
Employee Stock Option Right to Buy
Exercise: $22.75From: 2015-11-11Exp: 2024-11-11→ Common Stock - RSTI (0 underlying)
25,000

Footnotes (14)

[F1]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
[F10]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 5,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F11]Number represents the number of available shares remaining under the particular grant date. 15,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F12]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 15,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F13]Number represents the number of available shares remaining under the particular grant date. 5,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
[F14]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
[F2]Value represents the exercise price of the shares granted under the Plan.
[F3]Shares were sold at the market price on the same day.
[F4]Shares were sold at the market price on the same day at an average price of $28.0958 with the high price being $28.205 and the low price being $27.95
[F5]5,000 shares were purchased on 11/20/15 and 17,000 shares were purchased on 11/23/15 under the Plan.
[F6]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
[F7]Number represents the number of remaining outstanding shares under the particular grant date.
[F8]No transaction being reported at this time - only reporting holdings as of this date.
[F9]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001019361

Filing Metadata

Form type: 4
Filed: Nov 22, 7:00 PM ET
Accepted: Nov 23, 5:33 PM ET
Size: 29.0 KB

View on SEC.gov