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4/A//SEC Filing

ROFIN SINAR TECHNOLOGIES INC 4/A

Accession 0001019361-15-000078

CIK 0001019361operating
View on SEC.govCompany Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 5:28 PM ET

Size

25.8 KB

Accession

0001019361-15-000078

Insider Transaction Report

Form 4/AAmended
Period: 2015-11-30
ROFIN SINAR TECHNOLOGIES INCRSTI
Hefter Ulrich
CTO
Transactions
  • Exercise/Conversion

    Employee Stock Option Right to Buy

    2015-11-30$26.05/sh+40,000$1,041,800→ 0 total
    Exercise: $26.05From: 2007-03-16Exp: 2016-03-16→ Common Stock - RSTI (40,000 underlying)
  • Sale

    Common Stock - RSTI

    2015-11-30$29.01/sh−40,000$1,160,564→ 8,586 total
  • Exercise/Conversion

    Common Stock - RSTI

    2015-11-30$26.05/sh+40,000$1,041,800→ 48,586 total
Holdings

  • Employee Stock Option Right to Buy

    Exercise: $40.20From: 2009-03-19Exp: 2018-03-19→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $15.04From: 2010-03-18Exp: 2019-03-18→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $27.59From: 2014-03-14Exp: 2023-03-14→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $22.83From: 2011-03-17Exp: 2020-03-17→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $25.95From: 2013-03-15Exp: 2022-03-15→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $25.19From: 2014-11-06Exp: 2023-11-06→ Common Stock - RSTI (0 underlying)
    20,000

  • Employee Stock Option Right to Buy

    Exercise: $29.68From: 2016-11-10Exp: 2025-11-10→ Common Stock - RSTI (0 underlying)
    20,000

  • Employee Stock Option Right to Buy

    Exercise: $28.50From: 2008-03-15Exp: 2017-03-15→ Common Stock - RSTI (0 underlying)
    50,000

  • Employee Stock Option Right to Buy

    Exercise: $35.19From: 2012-03-16Exp: 2021-03-16→ Common Stock - RSTI (0 underlying)
    25,000

  • Employee Stock Option Right to Buy

    Exercise: $22.75From: 2015-11-11Exp: 2024-11-11→ Common Stock - RSTI (0 underlying)
    20,000
Footnotes (12)
  • [F1]This amended filing is being made to correct for an administrative error in which direct holdings as of the date of the original report were not disclosed. All other information remains the same.
  • [F10]Number represents the number of available shares remaining under the particular grant date. 8,000 shares are currently vested and exercisable and the remaining 12,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F11]Number represents the number of available shares remaining under the particular grant date. 4,000 shares are currently vested and exercisable and the remaining 16,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F12]Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
  • [F2]Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day at an average price of $29.0141 (with a high price of $29.17 and a low price of $29.00)
  • [F3]Value represents the exercise price of the shares granted under the Plan.
  • [F4]Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  • [F5]Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
  • [F6]No transaction being reported at this time - only reporting holdings as of this date
  • [F7]Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 5,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F8]Number represents the number of available shares remaining under the particular grant date. 15,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
  • [F9]Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 15,000 shares have not yet vested. None of these shares are beneficially owned yet.

Documents

1 file

Issuer

ROFIN SINAR TECHNOLOGIES INC

CIK 0001019361

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001019361

Filing Metadata

Form type
4/A
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 5:28 PM ET
Size
25.8 KB
View on SEC.gov