ROFIN SINAR TECHNOLOGIES INC 4

4 · ROFIN SINAR TECHNOLOGIES INC · Filed Nov 7, 2016

Form 4

Period: 2016-11-07

Chief Financial Officer

Transactions

Other
Employee Stock Option Right to Buy
2016-11-07−25,000→ 0 total
Exercise: $22.83Exp: 2020-03-17→ RSTI Common Stock (25,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−25,000→ 0 total
Exercise: $40.20Exp: 2018-03-19→ RSTI Common Stock (25,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−20,000→ 0 total
Exercise: $15.04Exp: 2019-03-18→ RSTI Common Stock (20,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−25,000→ 0 total
Exercise: $35.19Exp: 2021-03-16→ RSTI Common Stock (25,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−30,000→ 0 total
Exercise: $22.75Exp: 2024-11-11→ RSTI Common Stock (30,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−50,000→ 0 total
Exercise: $28.50Exp: 2017-03-15→ RSTI Common Stock (50,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−25,000→ 0 total
Exercise: $25.95Exp: 2022-03-15→ RSTI Common Stock (25,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−30,000→ 0 total
Exercise: $27.59Exp: 2023-03-14→ RSTI Common Stock (30,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−30,000→ 0 total
Exercise: $25.19Exp: 2023-11-06→ RSTI Common Stock (30,000 underlying)
Other
Employee Stock Option Right to Buy
2016-11-07−30,000→ 0 total
Exercise: $29.68Exp: 2025-11-10→ RSTI Common Stock (30,000 underlying)

Footnotes (2)

[F1]Reflects disposition on November 7, 2016 pursuant to a merger agreement by and among Coherent, Inc., Rembrandt Merger Sub Corp., a wholly owned subsidiary of Coherent Inc., and Rofin-Sinar Technologies Inc. dated as of March 16, 2016 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, each option to acquire shares of Rofin common stock was cancelled and converted into an amount in cash equal to the excess of $32.50 over the exercise price of such option.
[F2]Reflects disposition on November 7, 2016 pursuant to a merger agreement by and among Coherent, Inc., Rembrandt Merger Sub Corp., a wholly owned subsidiary of Coherent Inc., and Rofin-Sinar Technologies Inc. dated as of March 16, 2016 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, each option with an exercise price of such option in excess of $32.50 was cancelled for no consideration.

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