VENDINGDATA CORP 4

Accession 0001019687-05-000475

CIK 0001004673operating

View on SEC.gov Company Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 5:49 PM ET

Size

31.2 KB

Accession

0001019687-05-000475

Insider Transaction Report

Form 4

Period: 2005-02-16

VENDINGDATA CORPVNX

SMITH BOB L

Director

Transactions

Conversion
9.5% CONVERTIBLE NOTE
2003-12-18−57,143→ 0 total(indirect: See Note)
Exercise: $1.75From: 2003-12-12→ Common Stock (57,143 underlying)
Conversion
Common Stock
2003-12-18$1.75/sh+62,288$109,004→ 0 total(indirect: See Note)
Conversion
9.5% CONVERTIBLE NOTE
2003-12-18−28,572→ 0 total(indirect: See Note)
Exercise: $1.75From: 2003-12-12→ Common Stock (28,572 underlying)
Conversion
Common Stock
2003-12-18$1.75/sh+31,144$54,502→ 0 total(indirect: See Note)

Holdings

OPTION/RIGHT TO BUY
Exercise: $4.30→ Common Stock (11,000 underlying)
11,000
OPTION/RIGHT TO BUY
Exercise: $13.00From: 2001-01-15→ Common Stock (400 underlying)
400
OPTION/RIGHT TO BUY
Exercise: $13.00From: 2001-01-15→ Common Stock (200 underlying)
200
WARRANT
(indirect: See Note)
Exercise: $1.75From: 2004-01-01Exp: 2004-12-18→ Common Stock (5,000 underlying)
5,000
WARRANT
(indirect: See Note)
Exercise: $1.75From: 2004-01-01Exp: 2004-12-18→ Common Stock (2,500 underlying)
2,500
Common Stock
(indirect: See Note)
292,450
Common Stock
164,012
OPTION/RIGHT TO BUY
Exercise: $2.50From: 2004-03-10Exp: 2008-09-09→ Common Stock (50,000 underlying)
50,000
OPTION/RIGHT TO BUY
Exercise: $5.95From: 2005-04-06→ Common Stock (10,000 underlying)
10,000

Footnotes (17)

[F1]On December 18, 2003, and pursuant to a November 19, 2003 Agreement to Convert by and between I.C.D., Inc. ("I.C.D."), an entity controlled by Mr. Smith, and VendingData Corporation (the "Company"), I.C.D. converted the principal and unpaid interest of its 9.5% convertible note into 62,288 shares of the Company's common stock ("Common Stock").
[F10]Pursuant to its November 19, 2003 Agreement to Convert, I.C.D. is required to convert this note within ten (10) days of the closing of the Company's minimum offering of 3,000,000 shares through the Company's public offering of its Common Stock pursuant to a Registration Statement on Form SB-2, as amended.
[F11]As previously reported, this warrant is held by I.C.D.
[F12]Pursuant to its November 19, 2003 Agreement to Convert, VIP's is required to convert this note within ten (10) days of the closing of the Company's minimum offering of 3,000,000 shares through the Company's public offering of its Common Stock pursuant to a Registration Statement on Form SB-2, as amended.
[F13]As previously reported, this warrant is held by VIP's.
[F14]As previously reported, on September 9, 2003, and pursuant to the Plan, the Company granted to Mr. Smith an option to purchase shares of Common Stock. Pursuant to the Plan, the Company granted the option to Mr. Smith in consideration of his services as a member of the Company's Board of Directors.
[F15]No such amount applies. This information is reflected on this Form 4 for the sole purpose of providing data in this field to insure that this Form 4 will be accepted through the SEC's filing system.
[F16]On February 16, 2005, and pursuant to the Plan, the Company issued to Mr. Smith an option to purchase shares of Common Stock as of the grant date of January 1, 2004 in consideration of his services as a member of the Company's Board of Directors in calendar year 2003. Pursuant to the Plan, these options expire the later of January 1, 2014 or three months after Mr. Smith ceases to serve as a member of the Board.
[F17]On February 16, 2005, and pursuant to the Plan, the Company issued to Mr. Smith an option to purchase shares of Common Stock as of the grant date of January 1, 2005 in consideration of his services as a member of the Company's Board of Directors in calendar year 2004. Pursuant to the Plan, these options expire the later of January 1, 2015 or three months after Mr. Smith ceases to serve as a member of the Board.
[F2]On December 18, 2003, and pursuant to a November 19, 2003 Agreement to Convert by and between VIP's Industries, Inc. ("VIP's"), an entity controlled by Mr. Smith, and the Company, VIP's converted the principal and unpaid interest of its 9.5% convertible note into 31,144 shares of Common Stock.
[F3]Nature of beneficial ownership: Bob L. Smith = 164,012; I.C.D. = 62,288; VIP's = 230,162: TOTAL: 456,462.
[F4]As previously reported, on January 4, 1999, Mr. Smith purchased from Richard Huson these options to purchase shares of Common Stock of the Company.
[F5]No such date applies. This information is reflected on this Form 4 for the sole purpose of providing data in this field to ensure that this Form 4 will be accepted through the SEC's electronic filing system.
[F6]As previously reported, on September 13, 1999, the Company granted Mr. Smith an option pursuant to its 1999 Directors' Stock Option Plan (the "Plan") to purchase shares of Common Stock. The option is fully vested and exercisable and expires on the later of September 13, 2009 or three months after Mr. Smith ceases to serve as a director of the Company.
[F7]As previously reported, on January 1, 2000, the Company granted Mr. Smith an option pursuant to the Plan to purchase shares of Common Stock. The option is fully vested and exercisable and expires on the later of January 1, 2010 or three months after Mr. Smith ceases to serve as a director of the Company.
[F8]As previously reported, on January 1, 2001, the Company granted Mr. Smith an option pursuant to the Plan to purchase shares of Common Stock. The option is fully vested and exercisable and expires on the later of January 1, 2011 or three months after Mr. Smith ceases to serve as a director of the Company.
[F9]As previously reported, on January 1, 2002, the Company granted to Mr. Smith an option pursuant to the Plan to purchase shares of Common Stock. The option is fully vested and exercisable and expires on the later of January 1, 2012 or three months after Mr. Smith ceases to serve as a director of the Company.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

VENDINGDATA CORP

CIK 0001004673

→

Entity typeoperating

IncorporatedNV

Related Parties

filerCIK 0001004673

Filing Metadata

Form type: 4
Filed: Feb 16, 7:00 PM ET
Accepted: Feb 17, 5:49 PM ET
Size: 31.2 KB

View on SEC.gov