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4//SEC Filing

Surge Global Energy, Inc. 4

Accession 0001019687-05-000543

CIK 0001053648operating

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 9:18 AM ET

Size

14.5 KB

Accession

0001019687-05-000543

Insider Transaction Report

Form 4
Period: 2004-12-16
MILLER WILLIAM L
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Common Stock

    2004-12-16$0.00/sh+6,100$61,472,100 total
  • Disposition to Issuer

    Series A Preferred Stock

    2004-12-16$0.00/sh5,000,000$5,0000 total
  • Disposition to Issuer

    Common Stock Options

    2004-12-16200,0000 total
    Exercise: $0.40From: 2000-02-04Exp: 2004-12-16Common Stock (200,000 underlying)
  • Disposition to Issuer

    Common Stock Warrants

    2004-12-16200,0000 total
    Exercise: $6.00From: 1999-06-30Exp: 2004-12-16Common Stock (200,000 underlying)
  • Disposition to Issuer

    Series B Preferred Stock

    2004-12-16$0.00/sh1,100,000$1,1000 total
Transactions
  • Disposition to Issuer

    Series A Preferred Stock

    2004-12-16$0.00/sh5,000,000$5,0000 total
  • Disposition to Issuer

    Series B Preferred Stock

    2004-12-16$0.00/sh1,100,000$1,1000 total
  • Disposition to Issuer

    Common Stock Options

    2004-12-16200,0000 total
    Exercise: $0.40From: 2000-02-04Exp: 2004-12-16Common Stock (200,000 underlying)
  • Disposition to Issuer

    Common Stock Warrants

    2004-12-16200,0000 total
    Exercise: $6.00From: 1999-06-30Exp: 2004-12-16Common Stock (200,000 underlying)
  • Award

    Common Stock

    2004-12-16$0.00/sh+6,100$61,472,100 total
Footnotes (4)
  • [F1]The Preferred Stock was owned by Duncan Hill, Inc., a company controlled by Mr. Miller. On December 16, 2004, Duncan Hill exchanged with the Issuer 5,000,000 shares of Series A Preferred Stock and 1,100,000 shares of Series B Preferred Stock for 6,100 common shares.
  • [F2]Of the 1,472,100 common shares, 772,100 shares are owned by Duncan Hill and 700,000 shares are owned by Mr. Miller.
  • [F3]Indirect also, Controlled Corp.
  • [F4]Not applicable.

Issuer

Surge Global Energy, Inc.

CIK 0001053648

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001053648

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 9:18 AM ET
Size
14.5 KB