5//SEC Filing
Worthen William J 5
Accession 0001019687-09-000566
CIK 0001324205other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 9:06 PM ET
Size
8.9 KB
Accession
0001019687-09-000566
Insider Transaction Report
Form 5
Alsius CorpALUS
Worthen William J
DirectorPresident and CEO
Transactions
- Award
Restricted Stock Units
2008-07-28+375,000→ 375,000 total→ Common Stock (375,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2008-07-28−750,000→ 0 totalExercise: $5.10Exp: 2017-07-02→ Common Stock (750,000 underlying)
Footnotes (5)
- [F1]The canceled option provided for the following vesting: 25% of the option vested on July 2, 2008, and the remainder of the option vests in 36 equal monthly installments beginning on July 2, 2008.
- [F2]On July 28, 2008, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 2, 2007. In exchange for the option, the reporting person received 375,000 shares of restricted stock units.
- [F3]Each restricted stock unit represents the contingent right to receive one share of Alsius common stock.
- [F4]The restricted stock units vest in three equal annual installments beginning July 28, 2009.
- [F5]The restricted stock units have no Expiration Date.
Documents
Issuer
Alsius Corp
CIK 0001324205
Entity typeother
Related Parties
1- filerCIK 0001405211
Filing Metadata
- Form type
- 5
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 9:06 PM ET
- Size
- 8.9 KB