Nicosia Matthew 4
4 · Vivakor, Inc. · Filed Oct 13, 2009
Insider Transaction Report
Form 4
Vivakor, Inc.VIVK
Nicosia Matthew
DirectorOther
Transactions
- Award
Nonstatutory Stock Option - (right to buy)
2009-07-27+1,500,000→ 1,500,000 totalExercise: $0.23From: 2010-06-30Exp: 2017-07-27→ Common Stock (1,500,000 underlying)
Holdings
- 785,000(indirect: By Trust)
Common Stock (owned)
Footnotes (2)
- [F1]Mr. Nicosia is a Trustee of the Nicosia Family Trust, but disclaims beneficial ownership of all of the shares held in the trust.
- [F2]Reporting Person was issued a Board of Director approved Non-Statutory Stock Option (acquisition from the Issuer under 16b-3(d)) for the right to purchase the underlying shares of Common Stock, with vesting of 1/3 of the shares beginning on June 30, 2010, another 1/3 of the shares vesting on June 30, 2011 and the last 1/3 of the shares vesting on June 30, 2012.