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Home/Filings/4/0001019687-09-004667
4//SEC Filing

Bartlett Joseph P 4

Accession 0001019687-09-004667

CIK 0001176193other
View on SEC.govCompany Profile

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 2:12 PM ET

Size

22.9 KB

Accession

0001019687-09-004667

Insider Transaction Report

Form 4
Period: 2009-12-21
APPLIED SOLAR, INC.APSO
Bartlett Joseph P
10% Owner
Transactions
  • Purchase

    Warrant

    2009-12-21+235,000,000→ 235,000,000 total
    Exercise: $0.07From: 2008-09-18Exp: 2015-09-18→ Common Stock (235,000,000 underlying)
  • Purchase

    Warrant

    2009-12-21+3,653,564→ 3,653,564 total
    Exercise: $0.09From: 2008-06-03Exp: 2015-06-03→ Common Stock (3,653,564 underlying)
  • Purchase

    Warrant

    2009-12-21+847,655→ 847,655 total
    Exercise: $0.09From: 2008-06-10Exp: 2015-06-10→ Common Stock (847,655 underlying)
  • Purchase

    Warrant

    2009-12-21+15,123,300→ 15,123,300 total
    Exercise: $0.07From: 2008-10-15Exp: 2011-10-05→ Common Stock (15,123,300 underlying)
  • Purchase

    Warrant

    2009-12-21+232,643,678→ 232,643,678 total
    Exercise: $0.09From: 2007-09-19Exp: 2010-09-19→ Common Stock (232,643,678 underlying)
  • Purchase

    Warrant

    2009-12-21+17,467,876→ 17,467,876 total
    Exercise: $0.09From: 2008-04-17Exp: 2014-09-19→ Common Stock (17,467,876 underlying)
  • Purchase

    Warrant

    2009-12-21+3,577,891→ 3,577,891 total
    Exercise: $0.09From: 2008-10-30Exp: 2015-10-30→ Common Stock (3,577,891 underlying)
  • Purchase

    Warrant

    2009-12-21+12,123,300→ 15,123,300 total
    Exercise: $0.07From: 2009-01-15Exp: 2012-01-15→ Common Stock (15,123,300 underlying)
  • Purchase

    Convertible Note

    2009-12-21+20,000,000→ 20,000,000 total
    Exercise: $0.09From: 2007-09-19Exp: 2010-09-19→ Common Stock (229,885,057 underlying)
Footnotes (1)
  • [F1]The above listed securities on Table II were purchased by the Reporting Person in a private transaction for a total purchase price of $100.

Documents

1 file

Issuer

APPLIED SOLAR, INC.

CIK 0001176193

→
Entity typeother

Related Parties

1
  • filerCIK 0001440659

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 2:12 PM ET
Size
22.9 KB
View on SEC.gov