APPLIED SOLAR, INC.|4Dec 23, 2:12 PM ET

Bartlett Joseph P 4

4 · APPLIED SOLAR, INC. · Filed Dec 23, 2009

Form 4

Period: 2009-12-21

10% Owner

Transactions

Purchase
Warrant
2009-12-21+235,000,000→ 235,000,000 total
Exercise: $0.07From: 2008-09-18Exp: 2015-09-18→ Common Stock (235,000,000 underlying)
Purchase
Warrant
2009-12-21+3,653,564→ 3,653,564 total
Exercise: $0.09From: 2008-06-03Exp: 2015-06-03→ Common Stock (3,653,564 underlying)
Purchase
Warrant
2009-12-21+847,655→ 847,655 total
Exercise: $0.09From: 2008-06-10Exp: 2015-06-10→ Common Stock (847,655 underlying)
Purchase
Warrant
2009-12-21+15,123,300→ 15,123,300 total
Exercise: $0.07From: 2008-10-15Exp: 2011-10-05→ Common Stock (15,123,300 underlying)
Purchase
Warrant
2009-12-21+232,643,678→ 232,643,678 total
Exercise: $0.09From: 2007-09-19Exp: 2010-09-19→ Common Stock (232,643,678 underlying)
Purchase
Warrant
2009-12-21+17,467,876→ 17,467,876 total
Exercise: $0.09From: 2008-04-17Exp: 2014-09-19→ Common Stock (17,467,876 underlying)
Purchase
Warrant
2009-12-21+3,577,891→ 3,577,891 total
Exercise: $0.09From: 2008-10-30Exp: 2015-10-30→ Common Stock (3,577,891 underlying)
Purchase
Warrant
2009-12-21+12,123,300→ 15,123,300 total
Exercise: $0.07From: 2009-01-15Exp: 2012-01-15→ Common Stock (15,123,300 underlying)
Purchase
Convertible Note
2009-12-21+20,000,000→ 20,000,000 total
Exercise: $0.09From: 2007-09-19Exp: 2010-09-19→ Common Stock (229,885,057 underlying)

Footnotes (1)

[F1]The above listed securities on Table II were purchased by the Reporting Person in a private transaction for a total purchase price of $100.

Documents

1 file