Home/Filings/4/0001019687-10-000394
4//SEC Filing

Shan Joseph 4

Accession 0001019687-10-000394

CIK 0000704562other

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 5:04 PM ET

Size

8.1 KB

Accession

0001019687-10-000394

Insider Transaction Report

Form 4
Period: 2010-02-01
Shan Joseph
VP Clin./Regulatory Affs. (3)
Transactions
  • Award

    Common Stock, $.001 par value

    2010-02-01+25,00025,436 total
  • Award

    Incentive Stock Option (right to buy)

    2010-02-01+75,000154,645 total
    Exercise: $2.93Exp: 2020-02-01Common Stock (75,000 underlying)
Footnotes (4)
  • [F1]These performance-based restricted shares were issued pursuant to a Stock Issuance Agreement dated February 1, 2010 and are subject to a vesting requirement based upon the timely attainment of certain predetermined clinical, financial and operational milestones. In this regard, 20% of the performance-based restricted shares will vest upon the attainment of each predetermined milestone, which have targeted completion dates ranging from June 30, 2010 through July 15, 2011.
  • [F2]Includes performance-based restricted shares issued pursuant to a Stock Issuance Agreement dated February 1, 2010.
  • [F3]Option will vest quarterly in equal installments over a two year period.
  • [F4]n/a

Issuer

PEREGRINE PHARMACEUTICALS INC

CIK 0000704562

Entity typeother

Related Parties

1
  • filerCIK 0001457697

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 5:04 PM ET
Size
8.1 KB