SWARTZ ERIC S 4
4 · PEREGRINE PHARMACEUTICALS INC · Filed Feb 8, 2010
Insider Transaction Report
Form 4
SWARTZ ERIC S
Director
Transactions
- Purchase
Common Stock, $.001 par value
2010-02-05$3.06/sh+244$747→ 74,244 total(indirect: By LLC) - Purchase
Common Stock, $.001 par value
2010-02-05$3.03/sh+4,900$14,847→ 64,900 total(indirect: By LLC) - Purchase
Common Stock, $.001 par value
2010-02-05$3.05/sh+9,100$27,755→ 74,000 total(indirect: By LLC) - Purchase
Common Stock, $.001 par value
2010-02-05$3.07/sh+3,756$11,531→ 78,000 total(indirect: By LLC)
Holdings
- 107,739(indirect: By Swartz Ventures, Inc.)
Common Stock, $.001 par value
- 438,379
Common Stock, $.001 par value
- 440,000
Non-Qualified Stock Option (right to buy)
→ Common Stock (440,000 underlying)
Footnotes (2)
- [F1]Includes 52,978 shares held in an Individual Retirement Account (IRA) for the benefit of Eric S. Swartz.
- [F2]N/A