CLAUDIO KEVIN K 4

4 · Helix Wind, Corp. · Filed Jun 17, 2010

Form 4

Period: 2010-06-14

Chief Financial Officer

Transactions

Disposition to Issuer
Stock Option (right to buy)
2010-06-14−610,000→ 0 total
Exercise: $0.10Exp: 2014-02-10→ Common Stock (610,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2010-06-14−1,400,000→ 0 total
Exercise: $0.10Exp: 2015-04-22→ Common Stock (1,400,000 underlying)
Award
Stock Option (right to buy)
2010-06-14+610,000→ 610,000 total
Exercise: $0.01Exp: 2014-02-10→ Common Stock (610,000 underlying)
Award
Stock Option (right to buy)
2010-06-14+1,400,000→ 2,010,000 total
Exercise: $0.01Exp: 2015-04-22→ Common Stock (1,400,000 underlying)

Footnotes (4)

[F1]The option was granted on 2/11/09, 244,000 of which options were vested as of 12/31/09. The reporting person agreed to the cancellation of this option, in exchange for a new option having a lower exercise price and different vesting terms
[F2]The reporting person agreed to the cancellation of an option granted to him on 2/11/09 in exchange for a new option having a lower exercise price and vesting as follows: 488,000 options are fully vested and the remaining 122,000 options vest on 12/1/10.
[F3]The option, which was granted on 4/22/10, will vest as follows: 840,000 immediately; 280,000 on 4/22/11; and 280,000 on 4/22/12
[F4]The reporting person agreed to the cancellation of an option granted to him on 4/22/10 in exchange for a new option having a lower exercise price.

Documents

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