4//SEC Filing
DOTZLER FREDERICK J 4
Accession 0001019687-10-002562
CIK 0001097136other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 7:51 PM ET
Size
26.6 KB
Accession
0001019687-10-002562
Insider Transaction Report
Form 4
SENORX INCSENO
DOTZLER FREDERICK J
Director
Transactions
- Disposition to Issuer
Common Stock
2010-07-06−36,806→ 0 total - Disposition to Issuer
Director Stock Option (right to buy)
2010-07-06−6,750→ 0 totalExercise: $9.55Exp: 2017-06-01→ Common Stock (6,750 underlying) - Disposition to Issuer
Director Stock Option (right to buy)
2010-07-06−12,000→ 0 totalExercise: $3.00Exp: 2016-02-26→ Common Stock (12,000 underlying) - Exercise/Conversion
Common Stock
2010-02-26+652→ 36,806 total - Disposition to Issuer
Common Stock
2010-07-06−112,872→ 0 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units
2010-02-26−652→ 653 total→ Common Stock (652 underlying) - Disposition to Issuer
Director Stock Option (right to buy)
2010-07-06−20,000→ 0 totalExercise: $8.00Exp: 2017-03-28→ Common Stock (20,000 underlying) - Disposition to Issuer
Common Stock
2010-07-06−20,066→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2010-07-06−570,423→ 0 total(indirect: See footnote) - Disposition to Issuer
Restricted Stock Units
2010-07-06−653→ 0 total→ Common Stock (653 underlying) - Disposition to Issuer
Director Stock Option (right to buy)
2010-07-06−6,750→ 0 totalExercise: $6.98Exp: 2015-06-05→ Common Stock (6,750 underlying)
Footnotes (15)
- [F1]Pursuant to the Agreement and Plan of Merger between the Issuer, C.R. Bard, Inc. and Raptor Acquisition Corp. dated May 4, 2010 (the "Merger Agreement"), each share of SENO common stock will be exchanged for $11.00 in cash.
- [F10]The option is fully vested and immediately exercisable.
- [F11]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $60,000.00, which represents the excess of $11.00 over the per share exercise price of the option.
- [F12]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $9,787.50, which represents the excess of $11.00 over the per share exercise price of the option.
- [F13]Pursuant to the Merger Agreement, the option vested in full immediately prior to the effectiveness of the merger.
- [F14]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $27,135.00, which represents the excess of $11.00 over the per share exercise price of the option.
- [F15]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $96,000.00, which represents the excess of $11.00 over the per share exercise price of the option.
- [F2]Shares held directly by the Dotzler Family Trust UDT dated August 9, 2001, for which the Reporting Person serves as a trustee.
- [F3]Shares held directly by De Novo Ventures I, L.P. The Reporting Person is a managing director of De Novo Management, L.L.C., the general partner of De Novo Ventures I, L.P. and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]Shares held directly by De Novo (Q) Ventures I, L.P. The Reporting Person is a managing director of De Novo Management, L.L.C., the general partner of De Novo (Q) Ventures I, L.P. and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F5]Each restricted stock unit represents a contingent right to receive one share of SENO common stock.
- [F6]The restricted stock units vest in two equal annual installments beginning February 26, 2010.
- [F7]Not applicable.
- [F8]The restricted stock units vest on February 26, 2011.
- [F9]Pursuant to the Merger Agreement, the restricted stock units were cancelled upon the effectiveness of the merger in exchange for a cash payment of $7,183.00, which represents $11.00 for each outstanding unit.
Documents
Issuer
SENORX INC
CIK 0001097136
Entity typeother
Related Parties
1- filerCIK 0001306444
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 7:51 PM ET
- Size
- 26.6 KB