4//SEC Filing
Fink Richard Lee 4
Accession 0001019687-11-000347
CIK 0000891417other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:14 PM ET
Size
15.4 KB
Accession
0001019687-11-000347
Insider Transaction Report
Form 4
Fink Richard Lee
Vice President
Transactions
- Award
Stock Option-Rt to Buy
2011-01-28+50,000→ 324,824 totalExercise: $0.44Exp: 2021-01-28→ Common Stock (50,000 underlying) - Award
Stock Option-Rt to Buy
2011-01-28+1,000→ 325,824 totalExercise: $0.44Exp: 2021-01-28→ Common Stock (1,000 underlying) - Award
Stock Option-Rt to Buy
2011-01-28+175,000→ 500,824 totalExercise: $0.44Exp: 2021-01-28→ Common Stock (175,000 underlying)
Holdings
- 0
Common Stock
- 199,824
Stock Option-Rt to Buy
→ Common Stock (175,824 underlying) - 274,824
Stock Option-Rt to Buy
Exercise: $0.33Exp: 2020-03-08→ Common Stock (75,000 underlying) - 128,760
8% Convertible Note Payable
Exercise: $0.25Exp: 2012-09-01→ Common Stock (128,760 underlying)
Footnotes (6)
- [F1]Exercisable currently, at various prices from $0.33 to $2.73, expiring at various dates through 2020.
- [F2]Granted March 2010 and vesting quarterly over a 24 month period. 28,125 of the 75,000 are currently exercisable.
- [F3]Options vest if the Company achieves positive cash flow from operations in 2011.
- [F4]Fully vested and exercisable as of date of grant,
- [F5]Options vest monthly over a 24 month period beginning with the date of grant.
- [F6]30 month note bearing interest at 8% per year and convertible into common stock at a rate of $0.25 per share at any time.
Documents
Issuer
Applied Nanotech Holdings, Inc
CIK 0000891417
Entity typeother
Related Parties
1- filerCIK 0001422228
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:14 PM ET
- Size
- 15.4 KB