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Applied Nanotech Holdings, Inc·4

Feb 1, 4:14 PM ET

Fink Richard Lee 4

4 · Applied Nanotech Holdings, Inc · Filed Feb 1, 2011

Insider Transaction Report

Form 4
Period: 2011-01-28
Applied Nanotech Holdings, IncAPNT
Fink Richard Lee
Vice President
Transactions
  • Award

    Stock Option-Rt to Buy

    2011-01-28+50,000→ 324,824 total
    Exercise: $0.44Exp: 2021-01-28→ Common Stock (50,000 underlying)
  • Award

    Stock Option-Rt to Buy

    2011-01-28+1,000→ 325,824 total
    Exercise: $0.44Exp: 2021-01-28→ Common Stock (1,000 underlying)
  • Award

    Stock Option-Rt to Buy

    2011-01-28+175,000→ 500,824 total
    Exercise: $0.44Exp: 2021-01-28→ Common Stock (175,000 underlying)
Holdings

  • Common Stock

    0

  • Stock Option-Rt to Buy

    → Common Stock (175,824 underlying)
    199,824

  • Stock Option-Rt to Buy

    Exercise: $0.33Exp: 2020-03-08→ Common Stock (75,000 underlying)
    274,824

  • 8% Convertible Note Payable

    Exercise: $0.25Exp: 2012-09-01→ Common Stock (128,760 underlying)
    128,760
Footnotes (6)
  • [F1]Exercisable currently, at various prices from $0.33 to $2.73, expiring at various dates through 2020.
  • [F2]Granted March 2010 and vesting quarterly over a 24 month period. 28,125 of the 75,000 are currently exercisable.
  • [F3]Options vest if the Company achieves positive cash flow from operations in 2011.
  • [F4]Fully vested and exercisable as of date of grant,
  • [F5]Options vest monthly over a 24 month period beginning with the date of grant.
  • [F6]30 month note bearing interest at 8% per year and convertible into common stock at a rate of $0.25 per share at any time.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT