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4//SEC Filing

YANIV ZVI 4

Accession 0001019687-11-000348

CIK 0000891417other
View on SEC.govCompany Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:14 PM ET

Size

11.0 KB

Accession

0001019687-11-000348

Insider Transaction Report

Form 4
Period: 2011-01-28
Applied Nanotech Holdings, IncAPNT
YANIV ZVI
DirectorChief Operating Officer
Transactions
  • Award

    Stock Option-Rt to Buy

    2011-01-28+120,000→ 1,180,600 total
    Exercise: $0.44Exp: 2021-01-28→ Common Stock (120,000 underlying)
Holdings

  • 8% Convertible Note Payable

    Exercise: $0.25Exp: 2012-09-15→ Common Stock (278,980 underlying)
    278,980

  • Stock Option-Rt to Buy

    → Common Stock (860,000 underlying)
    860,600

  • Stock Option-Rt to Buy

    Exercise: $0.33Exp: 2020-03-08→ Common Stock (200,000 underlying)
    1,060,600

  • Common Stock

    160,000
Footnotes (4)
  • [F1]Exercisable currently, at various prices from $0.33 to $2.73, expiring at various dates through 2020.
  • [F2]Granted March 2010 and vesting quarterly over a 24 month period. 75,000 of the 200,000 are currently exercisable.
  • [F3]Options vest if the Company achieves positive cash flow from operations in 2011.
  • [F4]30 month note bearing interest at 8% per year and convertible into common stock at a rate of $0.25 per share at any time.

Documents

1 file

Issuer

Applied Nanotech Holdings, Inc

CIK 0000891417

→
Entity typeother

Related Parties

1
  • filerCIK 0001022731

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:14 PM ET
Size
11.0 KB
View on SEC.gov