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Applied Nanotech Holdings, Inc·4

Nov 1, 4:08 PM ET

Li Xin D 4

4 · Applied Nanotech Holdings, Inc · Filed Nov 1, 2011

Insider Transaction Report

Form 4
Period: 2011-10-28
Applied Nanotech Holdings, IncAPNT
Li Xin D
Director
Transactions
  • Award

    Stock Option-Rt to Buy

    2011-10-28+12,500→ 23,750 total
    Exercise: $0.31Exp: 2021-10-28→ Common Stock (12,500 underlying)
Holdings

  • Common Stock

    (indirect: See Footnote)
    6,578,948

  • Stock Option-Rt to Buy

    Exercise: $0.40Exp: 2021-07-25→ Common Stock (11,250 underlying)
    11,250
Footnotes (3)
  • [F1]Shares are held by a company, Sichuan Anxian Yinhe Construction and Chemical Group, of which Mr. Li is a Director
  • [F2]Annual grant of options to Outside Directors as compensation for serving as a Director. Fully vested at date of grant.
  • [F3]Quarterly grant of options to Outside Directors as compensation for serving as a Director. Fully vested at date of grant.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT