Fink Richard Lee 4
4 · Applied Nanotech Holdings, Inc · Filed Feb 2, 2012
Insider Transaction Report
Form 4
Fink Richard Lee
Vice President
Transactions
- Award
Stock Option-Rt to Buy
2012-02-02+7,500→ 458,324 totalExercise: $0.34Exp: 2022-02-02→ Common Stock (7,500 underlying)
Holdings
- 0
Common Stock
- 200,824
Stock Option-Rt to Buy
→ Common Stock (200,824 underlying) - 450,824
Stock Option-Rt to Buy
Exercise: $0.44Exp: 2021-01-28→ Common Stock (175,000 underlying) - 138,400
8% Convertible Note Payable
Exercise: $0.25Exp: 2012-09-01→ Common Stock (138,400 underlying) - 275,824
Stock Option-Rt to Buy
Exercise: $0.33Exp: 2020-03-08→ Common Stock (75,000 underlying)
Footnotes (5)
- [F1]Exercisable currently, at various prices from $0.33 to $2.73, expiring at various dates through 2021.
- [F2]Granted March 2010 and vesting quarterly over a 24 month period. 65,625 of the 75,000 are currently exercisable.
- [F3]Options vest monthly over a 24 month period beginning with the date of grant. 87,500 of the 175,000 are currently exercisable.
- [F4]Fully vested and exercisable as of date of grant.
- [F5]30 month note bearing interest at 8% per year and convertible into common stock at a rate of $0.25 per share at any time.