Fink Richard Lee 4
4 · Applied Nanotech Holdings, Inc · Filed May 2, 2012
Insider Transaction Report
Form 4
Fink Richard Lee
Vice President
Transactions
- Award
Stock Option-Rt to Buy
2012-04-30+7,500→ 465,824 totalExercise: $0.23Exp: 2022-04-30→ Common Stock (7,500 underlying)
Holdings
- 283,324
Stock Option-Rt to Buy
→ Common Stock (283,324 underlying) - 0
Common Stock
- 140,800
8% Convertible Note Payable
Exercise: $0.25Exp: 2012-09-01→ Common Stock (140,800 underlying) - 458,324
Stock Option-Rt to Buy
Exercise: $0.44Exp: 2021-01-28→ Common Stock (175,000 underlying)
Footnotes (4)
- [F1]Exercisable currently, at various prices from $0.33 to $2.73, expiring at various dates through 2022.
- [F2]Options vest monthly over a 24 month period beginning with the date of grant. 109,375 of the 175,000 are currently exercisable.
- [F3]Fully vested and exercisable as of date of grant.
- [F4]30 month note bearing interest at 8% per year and convertible into common stock at a rate of $0.25 per share at any time.