4//SEC Filing
Fink Richard Lee 4
Accession 0001019687-12-001588
CIK 0000891417other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 8:09 PM ET
Size
10.2 KB
Accession
0001019687-12-001588
Insider Transaction Report
Form 4
Fink Richard Lee
Vice President
Transactions
- Award
Stock Option-Rt to Buy
2012-04-30+7,500→ 465,824 totalExercise: $0.23Exp: 2022-04-30→ Common Stock (7,500 underlying)
Holdings
- 283,324
Stock Option-Rt to Buy
→ Common Stock (283,324 underlying) - 0
Common Stock
- 140,800
8% Convertible Note Payable
Exercise: $0.25Exp: 2012-09-01→ Common Stock (140,800 underlying) - 458,324
Stock Option-Rt to Buy
Exercise: $0.44Exp: 2021-01-28→ Common Stock (175,000 underlying)
Footnotes (4)
- [F1]Exercisable currently, at various prices from $0.33 to $2.73, expiring at various dates through 2022.
- [F2]Options vest monthly over a 24 month period beginning with the date of grant. 109,375 of the 175,000 are currently exercisable.
- [F3]Fully vested and exercisable as of date of grant.
- [F4]30 month note bearing interest at 8% per year and convertible into common stock at a rate of $0.25 per share at any time.
Documents
Issuer
Applied Nanotech Holdings, Inc
CIK 0000891417
Entity typeother
Related Parties
1- filerCIK 0001422228
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 8:09 PM ET
- Size
- 10.2 KB