BALABAN HOWARD 4
4 · Genius Brands International, Inc. · Filed May 17, 2012
Insider Transaction Report
Form 4
BALABAN HOWARD
DirectorEVP of New Business Dev.10% Owner
Transactions
- Award
Options
2011-12-31+100,000→ 2,600,000 totalExercise: $0.22From: 2011-12-31Exp: 2016-12-31→ Common Stock (100,000 underlying) - Award
Common Stock
2012-05-02+2,209,041→ 10,883,924 total
Footnotes (2)
- [F1]Acquired on May 2, 2012 pursuant to a conversion of a then outstanding note balance of $441,808.24 into 2,209,041 shares of the Company's common stock.
- [F2]Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2011.