4//SEC Filing
BALABAN LARRY 4
Accession 0001019687-12-001864
CIK 0001355848other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 11:19 AM ET
Size
9.5 KB
Accession
0001019687-12-001864
Insider Transaction Report
Form 4
BALABAN LARRY
DirectorChief Creative Officer10% Owner
Transactions
- Award
Options
2011-12-31+100,000→ 2,600,000 totalExercise: $0.22From: 2011-12-31Exp: 2016-12-31→ Common Stock (100,000 underlying) - Other
Common Stock
2012-05-16$0.25/sh+76,000$19,000→ 5,941,999 total - Award
Common Stock
2012-05-02+5,017,999→ 6,017,999 total
Footnotes (4)
- [F1]Represents 3,938,567 shares acquired through the redistribution of the shares formerly owned by the Balaban Family Trust dated December 31, 2005 with Ms. Sara Balaban and 1,079,432 acquired pursuant to a conversion of a then outstanding note balance of $431,772.73 into 2,158,864 shares of the Company's common stock (half of which was then transferred to Sara Balaban) and 1,000,000 shares of common stock held in the Balaban Children's Trust dated October 15, 2006 (the "Children's Trust"), over which Mr. Balaban is a co-trustee with Sara Balaban. Mr. Balaban disclaims ownership of shares held by the Children's Trust.
- [F2]Issued to Reporting Person after the redistribution of the shares formerly owned by the Balaban Family Trust dated December 31, 2005 and through a note conversion agreement with the Company.
- [F3]Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2011.
- [F4]Shares transferred to a third party for services provided on May 16, 2012.
Documents
Issuer
Genius Brands International, Inc.
CIK 0001355848
Entity typeother
Related Parties
1- filerCIK 0001116699
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 11:19 AM ET
- Size
- 9.5 KB