13F-HR 1 westlbkag_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30 September 2012 ---------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH -------------------------------------------------------------- Address: ELISABETHSTRASSE 65 -------------------------------------------------------------- D-40217 Duesseldorf -------------------------------------------------------------- Germany -------------------------------------------------------------- Form 13F File Number: 28- 12807 -------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Carsten Reek ---------------------------------------------------------- Title: Compliance Officer ---------------------------------------------------------- Phone: 49 211 23924 302 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Carsten Reek Duesseldorf, Germany 24 October 2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name ------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ---------------------------- Form 13F Information Table Entry Total: 128 ---------------------------- Form 13F Information Table Value Total: $187,752 ---------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE.

FORM 13F 06-30-2012 FORM 13F INFORMATION TABLE NAME OF ISSUER TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------- --------- -------- -------- --- ---- ------- -------- ------ ------ ---- SEADRILL LTD. REGISTERED SHARES DL 2,- SHS G7945E105 ~~2236~~2660 ~~62966~~68082 SH SOLE ~~62966~~68082 BARRICK GOLD CORP. REGISTERED SHARES O.N. COM 067901108 355 8500 SH SOLE 8500 UBS AG NAMENS-AKTIEN SF -,10 SHS H89231338 ~~3772~~4979 ~~323074~~408642 SH SOLE ~~323074~~408642 ACE LTD. REGISTERED SHARES SF 30,27 SHS H0023R105 ~~237~~242 3200 SH SOLE 3200 TYCO INTERNATIONAL LTD. NAM.-AKTIEN SF 6,70 SHS H89128104 ~~1073~~1603 ~~20300~~28500 SH SOLE ~~20300~~28500 DEUTSCHE BANK AG NAMENS-AKTIEN O.N. NAMEN AKT D18190898 ~~15076~~13180 ~~416845~~333208 SH SOLE ~~416845~~333208 ACCENTURE PLC REG.SHARES CLASS A DL -, 000025 SHS G1151C101 ~~937~~1092 15600 SH SOLE 15600 SEAGATE TECHNOLOGY PLC REGISTERED SHARES DL -,00001 SHS G7945M107 771 24900 SH SOLE 24900 QIAGEN N.V. AANDELEN AAN TOONDER EO -,01 SHS N72482107 ~~1015~~1117 60600 SH SOLE 60600 LYONDELLBASELL INDUSTRIES NV REGISTERED SHARES A DL -,01 SHS N53745100 1343 26000 SH SOLE 26000 AT & T INC. REGISTERED SHARES DL 1 COM 00206R102 3446 91400 SH SOLE 91400 ALLERGAN INC. REGISTERED SHARES DL -,01 COM 018490102 ~~1555~~1539 16800 SH SOLE 16800 ALLSTATE CORP. REGISTERED SHARES DL -,01 COM 020002101 1295 32700 SH SOLE 32700 ALTRIA GROUP INC. REGISTERED SHARES DL -,333 COM 02209S103 ~~2995~~2894 86675 SH SOLE 86675 AMAZON.COM INC. REGISTERED SHARES DL -,01 COM 023135106 ~~982~~1094 4300 SH SOLE 4300 AMERICAN EXPRESS CO. REGISTERED SHARES DL -,20 COM 025816109 ~~2678~~2997 ~~46000~~52700 SH SOLE ~~46000~~52700 AMERICAN TOWER CORP. (NEW) REGISTERED ~~SHARE~~SHARES S DL -,01 COM 03027X100 ~~615~~900 ~~8800~~12600 SH SOLE ~~8800~~12600 AMERISOURCEBERGEN CORP. REGISTERED SHARES DL -,01 COM 03073E105 ~~1015~~685 ~~25800~~17700 SH SOLE ~~25800~~17700 ~~ANADARKO~~AMGEN ~~PETROLEUM CORP~~INC. REGISTERED SHARES DL -,100001 COM ~~032511107~~031162100 ~~580~~329 ~~8764~~3900 SH SOLE ~~8764~~3900 APPLE INC. REGISTERED SHARES O.N. COM 037833100 ~~8214~~9652 ~~14065~~14465 SH SOLE ~~14065~~14465 AUTOZONE INC. REGISTERED SHARES DL -,01 COM 053332102 ~~1799~~1811 4900 SH SOLE 4900 AVALONBAY COMMUNITIES INC. REGISTERED SHARES DL -,01 COM 053484101 ~~538~~517 3800 SH SOLE 3800 BALL CORP. REGISTERED SHARES O.N. COM 058498106 ~~821~~846 20000 SH SOLE 20000 BED BATH & BEYOND INC. REGISTERED SHARES DL -,01 COM 075896100 ~~525~~536 8500 SH SOLE 8500 BERKSHIRE HATHAWAY INC. REG.SHARES B NEW DL -,00333 CL B NEW 084670702 ~~1283~~1358 15400 SH SOLE 15400 BIOGEN IDEC INC. REGISTERED SHARES DL-,0005 COM 09062X103 ~~1372~~1418 9500 SH SOLE 9500 BRISTOL-MYERS SQUIBB CO. REGISTERED SHARES DL -,10 COM 110122108 ~~2430~~1893 ~~67600~~56100 SH SOLE ~~67600~~56100 BROWN-FORMAN CORP. REG. SHARES CLASS B DL -,15 CL B 115637209 ~~1714~~1732 ~~17700~~26550 SH SOLE ~~17700~~26550 CBS CORP. (NEW) REG. SHARES CLASS B DL -,001 CL B 124857202 ~~1147~~1272 35000 SH SOLE 35000 CF INDUSTRIES HOLDINGS INC. REGISTERED SHARES DL -,01 COM 125269100 ~~690~~791 3559 SH SOLE 3559 CMS ENERGY CORP. REGISTERED SHARES DL -,01 COM 125896100 ~~1807~~1811 76900 SH SOLE 76900 CAPITAL ONE FINANCIAL CORP. REGISTERED SHARES DL -,01 COM 14040H105 ~~924~~1978 ~~16900~~34700 SH SOLE ~~16900~~34700 ~~CARMAX INC. REGISTERED SHARES DL -,50 COM 143130102 265 10200 SH SOLE 10200~~ CATERPILLAR INC. REGISTERED SHARES DL 1 COM 149123101 ~~1070~~1084 12600 SH SOLE 12600 CHEVRON CORP. REGISTERED SHARES DL-,75 COM 166764100 ~~5127~~5665 48600 SH SOLE 48600 CHUBB CORP. REGISTERED SHARES DL 1 COM 171232101 ~~1420~~1487 19500 SH SOLE 19500 CITRIX SYSTEMS INC. REGISTERED SHARES DL -,001 COM 177376100 ~~395~~360 4700 SH SOLE 4700 COCA-COLA CO. REGISTERED SHARES DL -,25 COM 191216100 ~~4558~~4423 ~~58300~~116600 SH SOLE ~~58300~~116600 COCA-COLA ENTERPRISES INC.(NEW REGISTERED SHARES DL 1 COM 19122T109 ~~387~~432 13800 SH SOLE 13800 COGNIZANT TECHNOLOGY SOL.CORP. REG. SHS CLASS A DL -,01 CL A 192446102 231 3300 SH SOLE 3300 COMCAST CORP. NEW REGISTERED SHARES CLASS A DL1 COM 20030N101 ~~3060~~3423 95700 SH SOLE 95700 CONOCOPHILLIPS REGISTERED SHARES DL -,01 COM 20825C104 ~~553~~566 9900 SH SOLE 9900 COSTCO WHOLESALE CORP. REGISTERED SHARES DL -,005 COM 22160K105 ~~1434~~1512 15100 SH SOLE 15100 CUMMINS INC. REGISTERED SHARES DL 2,50 COM 231021106 ~~1735~~1651 17900 SH SOLE 17900 DTE ENERGY CO. REGISTERED SHARES O.N. COM 233331107 ~~890~~899 15000 SH SOLE 15000 DANAHER CORP. REGISTERED SHARES DL -,01 COM 235851102 ~~1165~~1234 22370 SH SOLE 22370 DEERE & CO. REGISTERED SHARES DL 1 COM 244199105 ~~210~~214 2600 SH SOLE 2600 WALT DISNEY CO. REGISTERED SHARES DL -,01 COM 254687106 ~~424~~457 8740 SH SOLE 8740 DISCOVER FINANCIAL SERVICES REGISTERED SHARES DL -,01 COM 254709108 ~~2504~~2876 72400 SH SOLE 72400 DIRECTV REGISTERED SHARES ~~CL.A~~ DL -,01 COM ~~25490A101~~25490A309 ~~1469~~1578 30100 SH SOLE 30100 DOMINION RESOURCES INC.(NEW) REGISTERED SHARES O.N. COM 25746U109 ~~1112~~1091 20600 SH SOLE 20600 EMC CORP. (MASS.) REGISTERED SHARES DL -,01 COM 268648102 ~~1662~~1768 64832 SH SOLE 64832 EASTMAN CHEMICAL CO. REGISTERED SHARES DL -,01 COM 277432100 ~~363~~410 7200 SH SOLE 7200 EBAY INC. REGISTERED SHARES DL -,001 COM 278642103 988 20400 SH SOLE 20400 EQUITY RESIDENTIAL REG.SHS OF BENEF. INT. DL -,01 SH BEN INT 29476L107 ~~630~~581 10100 SH SOLE 10100 EXPEDIA INC. REGISTERED SHARES DL-,0001 COM 30212P303 ~~865~~1041 18000 SH SOLE 18000 EXPRESS SCRIPTS HOLDING INC. REGISTERED SHARES DL -,01 COM 30219G108 765 12200 SH SOLE 12200 EXXON MOBIL CORP. REGISTERED SHARES O.N. COM 30231G102 ~~2695~~2881 31500 SH SOLE 31500 ~~FMC~~FIDELITY ~~TECHNOLOGIES~~NATL INFORM.SVCS INC. REGISTERED SHARES DL -,01 COM ~~30249U101~~31620M106 ~~494~~543 ~~12600~~17400 SH SOLE ~~12600~~17400 FIFTH THIRD BANCORP REGISTERED SHARES O.N. COM 316773100 ~~233~~270 17400 SH SOLE 17400 FORD MOTOR CO. REGISTERED SHARES DL -,01 COM 345370860 ~~1914~~883 ~~199600~~89600 SH SOLE ~~199600~~89600 GENERAL ELECTRIC CO. REGISTERED SHARES DL -,06 COM 369604103 ~~729~~454 ~~35000~~20000 SH SOLE ~~35000~~20000 ~~GOODRICH CORP. REGISTERED SHARES DL 5 COM 382388106 1878 14800 SH SOLE 14800~~ GOOGLE INC. REG. SHARES CLASS A DL -,001 CL A 38259P508 ~~1450~~1886 2500 SH SOLE 2500 W.W. GRAINGER INC. REGISTERED SHARES DL 1 COM 384802104 ~~440~~479 2300 SH SOLE 2300 HERSHEY CO., THE REGISTERED SHARES DL 1,- COM 427866108 794 11200 SH SOLE 11200 HEWLETT-PACKARD CO. REGISTERED SHARES DL -,01 COM 428236103 ~~452~~384 22500 SH SOLE 22500 HOME DEPOT INC. SHARES DL -,05 COM 437076102 ~~1510~~1721 28500 SH SOLE 28500 HORMEL FOODS CORP. REGISTERED SHARES DL 0,0586 COM 440452100 ~~1853~~1781 60900 SH SOLE 60900 HUMANA INC. REGISTERED SHARES DL -,166 COM 444859102 ~~705~~638 9100 SH SOLE 9100 INTEL CORP. REGISTERED SHARES DL -,001 COM 458140100 ~~4287~~1462 ~~160878~~64478 SH SOLE ~~160878~~64478 INTL BUSINESS MACHINES CORP. REGISTERED SHARES DL -,20 COM 459200101 ~~5202~~5518 26600 SH SOLE 26600 INTUIT INC. REGISTERED SHARES DL -,01 COM 461202103 ~~801~~795 13500 SH SOLE 13500 INTUITIVE SURGICAL INC. REGISTERED SHARES DL -,001 COM 46120E602 297 600 SH SOLE 600 JPMORGAN CHASE & CO. REGISTERED SHARES DL 1 COM 46625H100 ~~1704~~1931 47700 SH SOLE 47700 KINDER MORGAN INC. (DEL.) REGISTERED SHARES P DL -,01 COM 49456B101 835 23500 SH SOLE 23500 KRAFT FOODS INC. REGISTERED SHARES CLASS A O.N. CL A 50075N104 ~~1166~~918 ~~30200~~22200 SH SOLE ~~30200~~22200 ESTEE LAUDER COMPAN. INC. REG. SHARES CLASS A DL -,01 CL A 518439104 ~~628~~714 11600 SH SOLE 11600 LORILLARD INC. REGISTERED SHARES DL -,01 COM 544147101 ~~1025~~905 7768 SH SOLE 7768 ~~LOWE'S~~MACYS ~~COMPANIES~~ INC. REGISTERED SHARES DL -,5001 COM ~~548661107~~5616P104 ~~316~~854 ~~11100~~22700 SH SOLE ~~11100~~22700 ~~MACY'S~~MARATHON ~~INC~~OIL CORP. REGISTERED SHARES DL ~~-,01~~1 COM ~~55616P104~~565849106 ~~780~~500 ~~22700~~16900 SH SOLE ~~22700~~16900 MARATHON ~~OIL~~PETROLEUM CORP. REGISTERED SHARES DL 1-,01 COM ~~565849106~~56585A102 ~~432~~1097 ~~16900~~20100 SH SOLE ~~16900~~20100 MASTERCARD INC. REGISTERED SHARES A DL -,0001 CL A 57636Q104 ~~1591~~1670 3700 SH SOLE 3700 MCCORMICK & CO. INC. REG. SHARES (NON VOTING) O.N. COM 579780206 ~~255~~261 4200 SH SOLE 4200 ~~MCDONALD'S CORP. REGISTERED SHARES DL-,01 COM 580135101 2065 23328 SH SOLE 23328~~ MCKESSON CORP. REGISTERED SHARES DL -,01 COM 58155Q103 ~~1794~~1647 19139 SH SOLE 19139 MERCK & CO. INC. (NEW) REGISTERED SHARES DL-,01 COM 58933Y105 ~~405~~437 9690 SH SOLE 9690 MICROSOFT CORP. REGISTERED SHARES DL-,00000625 COM 594918104 ~~228~~222 7453 SH SOLE 7453 MOTOROLA SOLUTIONS INC. REGISTERED SHARES DL -,01 COM 620076307 ~~337~~354 7000 SH SOLE 7000 MYLAN INC. REGISTERED SHARES DL 0,50 COM 628530107 ~~553~~631 25900 SH SOLE 25900 NATIONAL OILWELL VARCO INC. REGISTERED SHARES DL -,01 COM 637071101 ~~354~~441 5500 SH SOLE 5500 ~~NEWMONT MINING CORP. REGISTERED SHARES DL 1,60 COM 651639106 854 17600 SH SOLE 17600~~ NEWS CORP. REGISTERED SHARES A DL -,01 CL A 65248E104 ~~1400~~1539 62800 SH SOLE 62800 NIKE INC. REGISTERED SHARES CLASS B O.N. CL B 654106103 ~~698~~755 7950 SH SOLE 7950 NISOURCE INC. REGISTERED SHARES O.N. COM 65473P105 ~~1522~~1567 61500 SH SOLE 61500 NORDSTROM INC. REGISTERED SHARES O.N. COM 655664100 ~~308~~342 6200 SH SOLE 6200 NORFOLK SOUTHERN CORP. REGISTERED SHARES DL 1 COM 655844108 ~~258~~229 3600 SH SOLE 3600 NORTHEAST UTILITIES INC. REGISTERED SHARES DL 5 COM 664397106 ~~702~~692 18100 SH SOLE 18100 ~~O'REILLY~~OREILLY AUTOMOTIVE INC. NEW REGISTERED SHARES DL -,01 COM 67103H107 ~~670~~669 8000 SH SOLE 8000 ~~OCCIDENTAL PETROLEUM CORP. REGISTERED SHARES DL -,20 COM 674599105 853 9940 SH SOLE 9940~~ ONEOK INC. (NEW) REGISTERED SHARES DL-,01 COM 682680103 ~~440~~502 10400 SH SOLE 10400 ORACLE CORP. REGISTERED SHARES DL -,01 COM 68389X105 ~~583~~329 ~~19635~~10435 SH SOLE ~~19635~~10435 PNC FINANCIAL SERVICES GROUP REGISTERED SHARES DL 5 COM 693475105 ~~544~~562 8900 SH SOLE 8900 PARKER-HANNIFIN CORP. REGISTERED SHARES DL-,50 COM 701094104 ~~292~~318 3800 SH SOLE 3800 PFIZER INC. REGISTERED SHARES DL -,05 COM 717081103 ~~1028~~1111 44700 SH SOLE 44700 PHILIP MORRIS INTERNAT. INC. REGISTERED SHARES O.~~NCOM~~N. COM 718172109 ~~4555~~4695 52200 SH SOLE 52200 PIONEER NATURAL RESOURCES CO. REGISTERED SHARES DL -,01 COM 723787107 ~~1164~~1378 13200 SH SOLE 13200 ~~PRAXAIR INC. REGISTERED SHARES DL -,01 COM 74005P104 2644 24318 SH SOLE 24318~~ PRECISION CASTPARTS CORP. REGISTERED SHARES O.N. COM 740189105 ~~1316~~1307 8000 SH SOLE 8000 ~~PRUDENTIAL FINANCIAL INC. REGISTERED SHARES DL -,01 COM 744320102 247 5100 SH SOLE 5100~~ PUBLIC STORAGE REGISTERED SHARES DL -,10 COM 74460D109 ~~505~~487 3500 SH SOLE 3500 QUALCOMM INC. REGISTERED SHARES DL -,0001 COM 747525103 ~~1309~~1469 23502 SH SOLE 23502 REYNOLDS AMERICAN INC. REGISTERED SHARES O.N. COM 761713106 ~~2109~~2037 47000 SH SOLE 47000 ROSS STORES INC. REGISTERED SHARES DL -,01 COM 778296103 ~~462~~478 7400 SH SOLE 7400 SALESFORCE.COM INC. REGISTERED SHARES DL -,001 COM 79466L302 ~~354~~391 2562 SH SOLE 2562 ~~SARA LEE CORP. REGISTERED SHARES DL 0,01 COM 803111103 429 23200 SH SOLE 23200~~ SHERWIN-WILLIAMS CO. REGISTERED SHARES DL 1 COM 824348106 ~~786~~885 5942 SH SOLE 5942 SIMON PROPERTY GROUP INC. REG. PAIRED SHARES DL-,0001 COM 828806109 ~~374~~1199 ~~2400~~7900 SH SOLE ~~2400~~7900 J.M. SMUCKER CO. REGISTERED SHARES O.N. COM 832696405 ~~695~~794 9200 SH SOLE 9200 ~~SPECTRA~~STARBUCKS ~~ENERGY~~ CORP. REGISTERED SHARES DLO.N. ~~-,001~~ COM ~~847560109~~855244109 ~~834~~330 ~~28700~~6500 SH SOLE ~~28700~~6500 ~~STANLEY~~TJX ~~BLACK~~COMPANIES ~~& DECKER~~ INC. REGISTERED SHARES DL ~~2,50~~1 COM ~~854502101~~872540109 ~~451~~1792 ~~7000~~40000 SH SOLE ~~7000~~40000 ~~TJX~~TESORO ~~COMPANIES INC~~CORP. REGISTERED SHARES DL 1-,1666 COM ~~872540109~~881609101 ~~1717~~335 ~~40000~~8000 SH SOLE ~~40000~~8000 TORCHMARK CORP. REGISTERED SHARES DL 1 COM 891027104 ~~324~~1371 ~~6400~~26700 SH SOLE ~~6400~~26700 TRAVELERS COMPANIES INC.,THE REGISTERED SHARES O.N. COM 89417E109 ~~922~~986 14443 SH SOLE 14443 ~~TYSON FOODS INC. REG. SHARES CL.A DL -,10 CL A 902494103 554 29400 SH SOLE 29400~~ U.S. BANCORP REGISTERED SHARES DL -,01 COM 902973304 ~~2213~~2819 ~~68800~~82200 SH SOLE ~~68800~~82200 UNION PACIFIC CORP. REGISTERED SHARES DL 2,50 COM 907818108 ~~2852~~2837 23900 SH SOLE 23900 ~~UNITED TECHNOLOGIES CORP. REGISTERED SHARES DL 1 COM 913017109 456 6036 SH SOLE 6036~~ UNITEDHEALTH GROUP INC. REGISTERED SHARES DL -,01 COM 91324P102 ~~2984~~2826 51000 SH SOLE 51000 VERIZON COMMUNICATIONS INC. REGISTERED SHARES DL -,10 COM 92343V104 ~~1582~~1622 35600 SH SOLE 35600 VIACOM INC. REG. SHARES CLASS B DL -,001 CL B 92553P201 ~~1232~~1404 26200 SH SOLE 26200 VISA INC. REG. SHARES CLASS A DL -,0001 COM 92826C839 ~~1067~~1419 ~~8628~~10569 SH SOLE ~~8628~~10569 ~~WATERS CORP. REGISTERED SHARES DL -,01 COM 941848103 350 4400 SH SOLE 4400~~ WATSON PHARMACEUTICALS INC. REGISTERED SHARES DL -,0033 COM 942683103 ~~1931~~2223 26100 SH SOLE 26100 ~~WELLPOINT INC. REGISTERED SHARES DL -,01 COM 94973V107 740 11600 SH SOLE 11600~~ WELLS FARGO & CO. REGISTERED SHARES DL 1,666 COM 949746101 ~~2451~~2831 ~~73300~~82000 SH SOLE ~~73300~~82000 WILLIAMS COS. INC. REGISTERED SHARES DL 1 COM 969457100 ~~346~~983 ~~12000~~28100 SH SOLE ~~12000~~28100 WISCONSIN ENERGY CORP. REGISTERED SHARES DL 10 COM 976657106 ~~938~~893 23700 SH SOLE 23700 WYNDHAM WORLDWIDE CORP. REGISTERED SHARES DL -,01 COM 98310W108 ~~839~~834 15900 SH SOLE 15900 YUM! BRANDS INC. REGISTERED SHARES O.N. COM 988498101 ~~1395~~1437 21656 SH SOLE 21656 REPORT SUMMARY ~~129~~128 DATA RECORDS $~~180~~187,~~883~~752 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

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